AdvisorHub breaking news & industry content.
Finra Brings Hammer Down on Two Maryland Brokers
9/21/17 | Enforcement | 2 Comments

Finra Brings Hammer Down on Two Maryland Brokers
by AdvisorHub Staff

Merrill Brand Takes a Hit with New BofA Credit Cards

Merrill Brand Takes a Hit with New BofA Credit Cards

by Mason Braswell
9/21/17 | News | 22 Comments

Long-time Merrill Lynch+ signature credit card is discontinued in favor of new Bank of America rewards offer.

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Wells Fargo Advisors to Pay $35.5 Million to Settle Race Discrimination Suit

Wells Fargo Beefs up ‘International’ Unit in Miami

by AdvisorHub
9/21/17 | Morning Brief

Top stories from around the web.

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EXCLUSIVE: Merrill Lynch to Accelerate Release of 2018 Comp Plan

EXCLUSIVE: Merrill Lynch to Accelerate Release of 2018 Comp Plan

by Jed Horowitz
9/20/17 | News | 34 Comments

Faced with sluggish growth of new customer accounts, the big broker-dealer will disclose a compensation program a month early that is expected to punish net household account diminution and reward increases.

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Ex-LPL Broker Barred over Expense Fraud

Ex-LPL Broker Barred over Expense Fraud

by AdvisorHub Staff
9/20/17 | Enforcement

San Diego independent broker pocketed $16,000 of reimbursements for corporate credit card charges that had been refunded to him.

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