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SEC Advances ‘Best Interest’ Standard and Other Top Stories

SEC Advances ‘Best Interest’ Standard and Other Top Stories

Wells Fargo Fined $1 Billion Over Consumer-Business Missteps

Wells Fargo Fined $1 Billion Over Consumer-Business Missteps

4/20/18 | News

Wells Fargo & Co. will pay $1 billion to settle U.S. probes into mistreatment of consumers, the largest sanction of a U.S. bank under President Donald Trump, as the firm tries to resolve a year and a half of scandals across its operations.

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Four Harvard Students Jump on the Crypto Hedge-Fund Bandwagon

Four Harvard Students Jump on the Crypto Hedge-Fund Bandwagon

4/20/18 | Fintech News | 1 Comment

In the 1970s, Bill Gates and Steve Ballmer revolutionized operating system software. Thirty years later, Mark Zuckerberg helped pioneer social networking. So what’s the latest generation of Harvard tech entrepreneurs up to?

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Money Managers Go With Comfort Zones Over Returns, Survey Shows

Money Managers Go With Comfort Zones Over Returns, Survey Shows

4/19/18 | Markets

Your money manager could be doing a better job maximizing performance.

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Recruiting
Full Recruiting Wire ›
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Grigori “Greg” Lvov and Robert Kikin
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Gary Rosen and Daniel Kramer
New Firm: RBC
Old Firm: Wells Fargo
Name: Joseph Bivona, Thomas J. Bivona, and Robert R. Impelluso
New Firm: Ameriprise
Old Firm: MML Investors Service
Name: Ryan Lambert,Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, and Mark Wells
New Firm: Stifel Nicolaus & Co.
Old Firm: Janney Montgomery Scott
Name: Peter Scudner