Recent industry movement and recruitment activity.
Ned Kennedy to run new HNW branch for Wells Fargo in Chicago; Jeremy Geller to lead strategy at JPM for lower-tier private bankers.
Despite a major slimming-down of its foreign client business, Merrill nabbed an advisor managing $200 million in assets for non-U.S. clients.
Less than a year after being named a top ten branch manager by a national magazine, a Florida broker goes to work for a local RIA and registers as Uber driver.
Six went Friday to Morgan Stanley, which has flaunted a less restrictive retirement account policy for brokers than has Merrill.
Brokers to work with 51-year veteran in succession move.
Keith Rowling, 35, was top producer at Morgan Stanley complex in Birmingham.
Two solo practitioners with 40 years of Merrill experience between them hop from flagship Manhattan branch to Morgan Stanley.
South Carolina’s Preston Covington, former Interstate Johnson Lane branch manager, says Florida firm’s culture ‘just felt right.’
Houston veterans who were together managing about $750 million affiliate under Dynasty Financial’s umbrella.
John Bodovitz, “separated” in December over concerns about his trading, joins Western International.