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          • Merrill advisors Alpesh R. Patel, Matthew Birkett and Darren Siegrist moved to Rockefeller along with client associates Hai Dang and Chris Iwamasa.Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA
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          • Merrill advisors Alpesh R. Patel, Matthew Birkett and Darren Siegrist moved to Rockefeller along with client associates Hai Dang and Chris Iwamasa.Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA
          • Bonus for financial advisorRayJay Details Recruiting Offer Hikes, Drops Some Clawback Provisions
          • Montgomery, Alabama.Merrill Lifer and His $4.4-Mln Alabama Team Jump to Morgan Stanley
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          • Dining expenseFinra Dings Ex-Morgan Stanley Broker in Los Angeles over Expense Lapse
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          • Opinion-How-Will-The-Coronavirus-Affect-The-Stock-Market-Opinion: Coronavirus – What Advisors Need to Know
          • opinion-investors-conquered-fees-next-up-is-their-own-behaviorOpinion: Investors Conquered Fees but Not Their Own Behavior
          • Investor-Confidence-In-Stocks-Rightly-Declines-Opinion-772x485Investor Confidence in Stocks Rightly Declines: Opinion
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Opinion

Opinion-How-Will-The-Coronavirus-Affect-The-Stock-Market-
2/25/20 | Coronacrash, Markets, Opinion | 1 Comment

Opinion: Coronavirus – What Advisors Need to Know

opinion-investors-conquered-fees-next-up-is-their-own-behavior

Opinion: Investors Conquered Fees but Not Their Own Behavior

12/26/19 | News, Opinion

Investors have beaten the money managers. Their next adversary will be even more difficult: themselves.

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behavioral economics, investing
Investor-Confidence-In-Stocks-Rightly-Declines-Opinion-772x485

Investor Confidence in Stocks Rightly Declines: Opinion

11/11/19 | News, Opinion | 1 Comment

As the Dow Jones Industrial Average, S&P 500 Index and Nasdaq Composite Index all set new marks last week, there were no shortage of studies released that crunched data going back to the 1920s to prove that purchasing stocks when indexes hit record highs generates better risk-adjusted returns than simple buy-and-hold strategies.

Read More

Opinion-Schwabs-Zero-Commission-Decision-Challenges-Its-Ria-Clients
Charles Schwab

Opinion: Schwab’s Zero Commission Decision Challenges Its RIA Clients

10/3/19 | News, Opinion | 2 Comments

There’s a showdown looming between financial advisers and the custodians that safeguard their clients’ money.

Read More

Hedge Funds Binged on GE Stock Before Worst Rout in 11 Years

Millennials’ Portfolios Should Start to Leave Home: Nir Kaissar

8/19/19 | Markets, Opinion

For brighter retirement prospects, go abroad, millennials.

Read More

Barry-Ritholtz-Secs-New-Best-Interest-Rule-Is-Far-From-Best-For-Investors

Barry Ritholtz: SEC’s New ‘Best Interest’ Rule Is Far From Best for Investors

6/24/19 | News, Opinion | 2 Comments

There is much to be said for the fiduciary standard of care for investors, meaning that those in the business of selling investment advice and services put the interests of their customers first.

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ETF - Exchange traded fund financial and trading tool. Business and investment concept.

‘Dumb Money’ in ETFs Isn’t So Dumb After All: Eric Balchunas

6/5/19 | Markets, Opinion

Retail investors in exchange-traded funds have found a smart strategy to deal with the never-ending stream of market drama inspired by President Donald Trump: Ignore it.

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Opinion-Trump-Seeks-Tighter-Rein-On-Agencies-Like-The-Sec

Opinion: Trump Seeks Tighter Rein on Agencies Like the SEC

4/25/19 | News, Opinion

One of the great unresolved questions in American law is whether the president can control the decisions of the “independent” agencies, like the Securities and Exchange Commission, the Federal Reserve Board and the Federal Trade Commission.The Donald Trump administration has just moved in the direction of saying that the answer is yes.

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Selfie Deaths Are Like Stock-Market Crashes: Barry Ritholtz

Selfie Deaths Are Like Stock-Market Crashes: Barry Ritholtz

4/22/19 | Markets, Opinion

Today’s missive covers three of our favorite subjects: innumeracy, psychology and investing. It comes to us courtesy of an article in Outside magazine discussing “the epidemic behind selfie deaths: 259 people died between 2011 and 2017.”

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How-Much-Does-A-Comprehensive-Financial-Plan-Actually-Cost | Financial Planner

How Much Does A (Comprehensive) Financial Plan Actually Cost?

4/9/19 | Opinion

It is a simple question: how much does it cost to get a comprehensive financial plan?

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Jpm-Coin-Is-The-Wildest-Big-Bank-Idea-In-Many-Years-Aaron-Brown
JP Morgan

JPM Coin Is the Wildest Big Bank Idea in Many Years: Opinion

3/21/19 | Fintech News, Opinion

It’s been a month since JPMorgan issued a press release announcing JPM Coin, and everyone is as confused now as they were then.

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A Manager's Past Performance Matters More Than Ever: Vasant Dhar

A Manager’s Past Performance Matters More Than Ever: Vasant Dhar

3/6/19 | Markets, Opinion

A common disclaimer in the investment business is that “past performance is not indicative of future results.” This is consistent with the Theory of Finance which argues that obvious advantages disappear quickly in a competitive market.

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CORONACRASH NEWS

  • Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Feb 26, 2021
  • Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Feb 25, 2021
  • Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Feb 12, 2021
  • RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    Jan 28, 2021
  • Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Jan 25, 2021

NEWS

  • Walmart Hires Two Goldman Execs to Oversee Expansion into Financial Services

    Walmart Hires Two Goldman Execs to Oversee Expansion into Financial Services

    Mar 1, 2021
  • Morgan Stanley’s Recruiting Loan Balance Jumps Back Above $3 Billion

    Morgan Stanley’s Recruiting Loan Balance Jumps Back Above $3 Billion

    Mar 1, 2021
  • Merrill to Ramp Up Private Wealth Business in Florida

    Merrill to Ramp Up Private Wealth Business in Florida

    Feb 28, 2021
  • Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA

    Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA

    Feb 26, 2021
  • Finra Dings Ex-Morgan Stanley Broker in Los Angeles over Expense Lapse

    Finra Dings Ex-Morgan Stanley Broker in Los Angeles over Expense Lapse

    Feb 26, 2021

Recruiting Winners: 2020 Year in Review

FINANCIAL INDUSTRY PODCASTS

AllIndependence
The must listen-to podcast for financial advisors by Tony Sirianni. Guests to include:
-Ron Kruszewski
-Shirl Penney
-Penny Pennington
-Eric Clarke
and many more
Michael Kitces and Carl Richards discuss financial advising topics.
The “new advice value stack,” and how firms can use it to help maximize their own value propositions for their clients.
Interviews and insights for advisors curious about switching to a new broker dealer.
The Brighthouse Financial Insights Panel is a group of leading, independent experts providing powerful insights into the big challenges facing you and your clients.
Powering Independence Podcast, insights and ideas for RIAs, presented by Dynasty Financial Partners. A podcast dedicated to presenting fresh ideas and best practices for the wealth management industry.
As an industry expert, Frank LaRosa provides guidance and advice on a host of topics from recruiting and transitions, succession planning, practice management, M&A and more.
Our goal is to unlock the challenges to reveal the opportunities and what it means to provide advice in the 21st century.
Go behind the scenes with registered investment advisors and other related independent business model experts
As a nationally recognized recruiter and consultant to financial advisors, Mindy Diamond has unmatched experience in introducing advisors to the independent space.
The must listen-to podcast for investors, venture capitalists and financial advisors, with Tony Sirianni and Paul Dietrich.
An Introduction to Independence: 5 Key Episodes to Jumpstart Your Knowledgebase
Jay is an investment strategist, CERTIFIED FINANCIAL PLANNER™ and business consultant to financial advisors.
We interview top financial advisors and visionary voices to bring you the strategies, tips, and tools you need to make a difference in people’s lives.
A financial literacy and commentary show that features a number of investors, financial experts, professional athletes, business owners and more.
Join Sound Financial Group CEO Paul Adams and President Cory Shepherd every week, as they help you Design and Build a Good Life™.
The Kuderna Podcast, focusing on wealth in it's original meaning- a state of well being.
Timeless wisdom, actionable information you can use right now to make smarter investment decisions.
Made for and dedicated to those folks serious about their financial plan.
Suzanne Siracuse asks the questions nobody else asks, as influencers and interviewer collide in her new and truly unique podcast series The Big Reveal.
Our webcast is dedicated to helping our viewers get real insights by avoiding the cognitive dissonance of today’s media outlets and biased editorial filters.

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