1 Temkin Group 2017 Trust Ratings, www.temkinratings.com.

2 Temkin Group 2017 Customer Loyalty Ratings, www.temkinratings.com.

3 Temkin Group 2017 Customer Service Ratings, www.temkinratings.com.

4 Ameriprise Financial 2017 Annual Report

5 Financial Planning, FP50 2018: Which IBDs produce the most fee-based revenue?, August 17th, 2018

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