At a Glance
  • 20 national offices with locations in LA, New York, and DC Markets
  • 280 associates; 160+ financial advisors
  • One of the highest payouts in the industry for W-2, Independent and Hybrid FA’s at 50% +
  • Clearing and execution services through First Clearing/Wells Fargo Clearing Services, LLC
  • B. Riley Wealth Management is a wholly-owned subsidiary of B. Riley Financial, Inc (NASDAQ: RILY)

BRiley Logo

ADVISOR OFFERINGS

Boutique Culture, Powerhouse Infrastructure: B. Riley’s boutique firm culture thrives alongside a nationally competitive platform. Financial advisors have resources that aren’t readily available at smaller firms with the ability to maintain entrepreneurial flexibility that large firms don’t offer. Through our affiliate B. Riley FBR, wealth managers have direct access to issuers and industry experts such as hedge fund managers, award-winning research analysts, investment bankers, and a diverse suite of investment products that smaller firms cannot provide.

Competitive Payouts: BRWM offers a 50%+ payout, which is one of the highest payouts currently in market.

Autonomy: Advisors can grow their businesses measurably while maintaining their own autonomy, entrepreneurial vision and client focus.

 

Expanded Resources + A Comprehensive Financial Services Platform Through B. Riley Financial 

  • National reach with offices in major markets
  • Customizable, proprietary investment solutions
  • First Clearing through Wells Fargo
  • BRWM advisors can share access to award-winning proprietary research, specialized investment banking platforms and capital market services through our affiliate, B. Riley FBR
  • Access to unique networking opportunities through B. Riley Financial national events and conferences
  • Extensive network of experienced professionals throughout B. Riley Financial

 

 

B. Riley Offerings

B. Riley Offerings and Services

BRiley Payout Scale 2019

Payout Scale

 

 

 

 

 

 

 

 

 

BRiley-FA-Opportunities-2019

 

B. Riley Financial News

2019

November 4, 2019

B. Riley Wealth Management End-of-the-Year Financial “To Do” List

November 1, 2019

Barneys New York to Begin Store Closing Sales Soon

October 30, 2019

B. Riley Financial Reports Record Results for the Third Quarter of 2019

October 30, 2019

B. Riley Financial Establishes Brand Investment Portfolio

Tuesday, Oct. 15, 2019

B. Riley Financial Declares Cash Dividend on 6.875% Series A Preferred Stock

Friday, Oct. 11, 2019

B. Riley Financial Announces Closing of Full Exercise of Over-Allotment Option for Depositary Shares Offering Depositary Shares Represent an Interest in 6.875% Series A Cumulative Perpetual Preferred Stock

October 7, 2019

B. Riley Financial Closes Depositary Shares Offering
Depositary Shares Represent an Interest in 6.875% Series A Cumulative Perpetual Preferred Stock

October 2, 2019

B. Riley Financial Prices $50 Million Offering of Depositary Shares Depositary Shares Represent an Interest in 6.875% Series A Cumulative Perpetual Preferred Stock

B. Riley Financial Announces Offering of Depositary Shares and Series A Cumulative Perpetual Preferred Stock

B. Riley Wealth Management Q&A Series: John Wade and Aaron Fiske, Financial Advisors, Nashville

September 23, 2019

B. Riley Financial Closes Offering of $115 Million Senior Notes due 2026 including Full Exercise of Overallotment Option

September 18, 2019

B. Riley Financial Announces Pricing of $100 Million Offering of Senior Notes due 2026

September 18, 2019

B. Riley Financial Announces Offering of $50 Million Senior Notes Due 2026 and “BBB+” Rating from Egan-Jones

September 16, 2019

B. Riley Adds Oilfield Services Veteran Jon Donnel as Managing Director with Great American Group Advisory & Valuation Services

September 18, 2019

B. Riley Financial Advisor Q&A Series: David Gurievsky, Independent Financial Advisor

September 12, 2019

B. Riley Financial Appoints Dan Shribman as Chief Investment Officer

September 4, 2019

B. Riley Financial Raises Guidance for Full Year 2019

September 3, 2019

B. Riley Serves as Exclusive Sell-Side Advisor to PCM on its $581 Million Sale to Insight Enterprises

August 16, 2019

Financial Advisor Q&A Series: Craig Lodge, Financial Advisor, Nashville, TN

August 14, 2019

B. Riley Wealth Management Appoints Chuck Hastings as President

August 13, 2019

B. Riley Wealth Management Adds Industry Veteran Thomas Powers to Support Growing Independent Advisor Channel

August 8, 2019

B. Riley Wealth Management Q&A Series: Michael Crossley and Carson Buell, Financial Advisors, Dallas, Texas

August 6, 2019

Barneys New York Secures Approximately $218 Million in New Financing from Brigade Capital Management and B. Riley Financial Following a Competition to Provide Fresh Capital

August 2, 2019

B. Riley Wealth Management Q&A Series: Tyler Berry, Financial Advisor, Nashville

August 1, 2019

B. Riley Financial Announces Record Results for Second Quarter 2019 and Increases Quarterly Cash Dividend

July 25, 2019

B. Riley Financial Appoints Former U.S. Representative Mimi Walters to its Board of Directors

B. Riley Wealth Management Q&A Series: Monte Henry, Financial Advisor, New York

July 22, 2019

Business Growth Tactics for Financial Advisors

July 16, 2019

Seven Questions with Tony Sirianni: Craig Pirtle, Managing Director, B. Riley Wealth Management

July 12, 2019

B. Riley Wealth Management Adds Dan Burges as Vice President in Dallas Branch

June 3, 2019

B. Riley Wealth Management Expands with New Pennsylvania Branch, Adds Two Industry Veterans with $181 Million Assets Under Management

May 22, 2019

B. Riley Financial Announces Warrant Repurchase Agreement

May 21, 2019

B. Riley Financial Announces Agreement to Sell Broadsmart

May 13, 2019

B. Riley Makes Significant Wealth Management Advisor and Investment Banking Hires in Houston

May 7, 2019

B. Riley Financial Closes $100 Million Senior Notes Offering including Full Exercise of Over-allotment Option

May 2, 2019

B. Riley Financial Announces Pricing of Senior Notes Offering

May 2, 2019

B. Riley Financial Announces Offering of $50 Million Senior Notes Due 2024 and “BBB+” Rating from Egan-Jones

May 1, 2019

B. Riley Financial Reports First Quarter 2019 Financial Results

April 25, 2019

B. Riley Financial Sets First Quarter 2019 Earnings Call for Wednesday, May 1 at 4:30 p.m. ET

April 2, 2019

B. Riley Financial Names Jon Merriman Senior Managing Director, Chief Business Officer

March 28, 2019

B. Riley Financial Subsidiaries, B. Riley FBR and GlassRatner, Win Deal of the Year Awards at M&A Advisor’s 13th Annual Turnaround Awards

March 14, 2019

B. Riley Financial Releases Statement Regarding Rent-A-Center Merger Agreement

March 5, 2019

B. Riley Financial Reports Fourth Quarter and Full Year 2018 Financial Results

Feb 27, 2019

B. Riley Financial Sets Fourth Quarter and Full Year 2018 Earnings Call for March 5 at 4:30 p.m. ET

Jan. 28, 2019

B. Riley Financial Reports Fourth Quarter and Full Year 2018 Preliminary Financial Results

2018

December 19, 2018

B. Riley Financial Issues Statement Regarding Rent-A-Center Transaction

November 19, 2018

B. Riley Financial Enters Agreement to Purchase Fortress Biotech’s Stake in National Holdings

November 14, 2018

B. Riley Financial Completes Acquisition of magicJack VocalTec

November 7, 2018

B. Riley Financial, Inc. and magicJack VocalTec Ltd. Receive Regulatory Approval from the FCC Related to B. Riley’s Pending Acquisition of magicJack

November 5, 2018

B. Riley Financial Reports Financial Results for the Third Quarter of 2018

October 30, 2018

B. Riley Financial Announces Share Repurchase Program and Releases Preliminary Third Quarter 2018 Financial Results

October 29, 2018

B. Riley Financial Sets Third Quarter 2018 Earnings Call for November 5, 2018 at 4:30 pm ET

October 2, 2018

B. Riley Financial Appoints Dan Shribman as President of Principal Investments

September 11, 2018

B. Riley Financial Announces Closing of Senior Notes Offering

September 6, 2018

B. Riley Financial Announces Pricing of Senior Notes Offering

September 6, 2018

B. Riley Financial Announces Offering of $50 Million Senior Notes Due 2023 and Receipt of Investment Grade Rating of “A-” from Egan-Jones

August 2, 2018

B. Riley Financial Reports Financial Results for the Second Quarter of 2018

August 1, 2018

B. Riley Financial Adds GlassRatner to Diverse Platform, Expands Business and Financial Advisory Consulting Services

July 19, 2018

B. Riley Financial Sets Second Quarter 2018 Earnings Call for Thursday, August 2 at 4:30 p.m. ET

July 12,2018

B. Riley Financial Subsidiaries Assist Amyris, Inc. with $36 Million Term Loan

July 10, 2018

B. Riley Financial Announces Executive Changes

June 28, 2018

B. Riley Financial Provides Updated Second Quarter 2018 Guidance

June 26, 2018

Wunderlich Securities, Inc. to be Rebranded as B. Riley Wealth Management, Inc.

June 18, 2018

B. Riley Financial Assists Vintage Capital in Announced Acquisition of Rent-A-Center

May 22, 2018

B. Riley Financial to Present at 19th Annual B. Riley FBR Investor Conference

May 22, 2018

B. Riley Financial Announces Closing of Senior Notes Offering

May 14, 2018

B. Riley Financial Announces Pricing of Senior Notes Offering

May 14, 2018

B. Riley Financial Announces Offering of $50 Million Senior Notes Due 2023 and Receipt of Investment Grade Rating of “A-” from Egan-Jones Ratings Company

May 17, 2018

B. Riley Financial Reports Financial Results for the First Quarter of 2018

April 30, 2018

B. Riley Financial Sets First Quarter 2018 Earnings Call for Monday, May 7 at 4:30 p.m. ET

April 26, 2018

B. Riley Financial and bebe stores Issue Joint Update to Shareholders 

April 19, 2018

B. Riley Financial’s Great American Group, Tiger Capital Group and Indenture Trustee for Second-Lien Noteholders to Acquire Rights to Bon-Ton Stores’ Assets for $780 Million

March 19, 2018

B. Riley Financial Announces Repurchase of Common Stock

March 7, 2018

B. Riley Financial Reports Fourth Quarter and Full Year 2017 Financial Results

March 2, 2018

Chuck Hastings Named Director of Wealth Management Strategic Initiatives

March 1, 2018

B. Riley Financial Sets Fourth Quarter and Full Year 2017 Earnings Call for Wednesday, March 7 at 4:30 p.m. ET

Jan 16, 2018
B. Riley Financial, Inc. Acquires 29% of bebe stores, inc.

Out of the Box Series by Mark Grant