At a Glance

Successful investment advisors – looking to launch an RIA – choose Dynasty Financial Partners fully customized institutional quality platform

You own and control 100% of the business, we provide the back and middle office support

Over $40b across over 175 advisors representing 47 firms

Drive increased profitability and up level your client service

Access to the Dynasty Independent Network of Advisors to promote community, collaboration and success

Dynasty Business Model Overview

With Dynasty President and CEO Shirl Penney

Dynasty Core Services

Dynasty redefines what is possible in wealth management by helping advisors achieve full independence and deliver a distinctive end-client experience. Our Service Pillars offer a sophisticated and comprehensive array of services that support each firm on our Network platform. Dynasty-core-value-pillars

Our Capital Services

Create your optimal upfront capital structure to fund launch, finance succession, fuel M&A, and refinance existing loans. Dynasty offers three options designed to expand, scale and grow your business while maintaining full equity control.

  • The Dynasty Freedom Note
  • The Dynasty Revenue Participation Note
  • Credit Capital

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Permanent Capital

With the Dynasty Freedom Note, qualified advisors can choose to have up to 100% of their revenue paid to them as they transfer their business to independence with Dynasty’s support in exchange for an eight-year forgivable loan.

We also offer the Dynasty Revenue Participation Note (RPN) to provide liquidity without limiting management control. This financing option keeps a significant economic incentive in place for the RIA’s principals, while providing the flexibility to buy back the revenue interest at a fixed rate.

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Credit Capital
In addition to the RPN, we offer flexible financing structures in the form of a loan to fund RIA startup expenses.

Additional Resources

We feel these are helpful resources for those who are looking to launch their own RIA.

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Powering Independence Podcast

A podcast dedicated to presenting best ideas and practices for the wealth management industry. What are the challenges your firm is going to have to address to become one of the leading firms in the wealth management industry?

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20 Step Roadmap to Independence

Independence is more than just a transition. Download our 20 Step Roadmap to Independence to see the key milestones in launching a successful RIA

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How Social Media Can Help You Build a Successful RIA

Can social media really be a tool to significantly grow your book? Dynasty VP of Digital Marketing, Justin Barish, explains