Mariner Platform Solutions was created for advisors who wish to transition to independence and maintain their focus of serving clients, but lack the resources or capabilities to build their own infrastructure to support it.
You own and control 100% of the business and you retain your brand; we supply the back-end support
Do you want to focus and spend more time delivering the client-advisor experience and attracting more clients and advisor talent to your practice, but you are continually bogged down with the day-to-day back office function required to operate your business? Or, maybe you want to continue to grow and build the enterprise and equity value of your brand and business. Are you looking for a partner who can provide operational scale and efficiency without increasing your overhead costs? When you are part of Mariner Platform Solutions we provide you support on everything from investments to compliance to IT to marketing.
Utilizing our team for the management of your portfolios means we are providing you and your clients a turn-key solution to help meet their investment goals. We provide access to a range of investment models, across risk objectives, to allow flexibility in achieving clients’ needs.
Staying up-to-date on rules and regulations and ensuring you or your firm is following best practice guidelines can be overwhelming and time consuming. As part of Mariner Platform Solutions, our compliance team will provide investment adviser representative compliance and oversight, freeing up your time.
OPERATIONS AND BILLING
Operations and billing can take up a large portion of your time, pulling you away from working with clients. Our team picks up with client onboarding and handles your operational needs throughout the entire client relationship, including billing and working with custodians.
Tired of worrying about possible data breaches or software updates? Our team provides advisors with specialized technology-oriented solutions helping to ensure they have the tools to serve their clients.
Whether you’re an established brand or an advisor just starting out on your own, our marketing team can help you manage your brand, attract prospects, solidify client communications and develop a strategy that includes creating or enhancing your digital presence.
With access to our advisor solutions, you can offer clients customized wealth advice that includes looking at their entire financial life.
Our in-house teams of experienced professionals in tax, trust, insurance, retirement plans and risk management help you provide comprehensive holistic wealth management to your clients.
TAX PLANNING AND PREPARATION
Our experiencedtax professionals strategize and implement ideasto help marry tax and investment strategies, including preparation of returns.
Work with our trust professionals to provide a comprehensive approach to the entire client picture. Because we understand the need for a personalized approach to meet each client’s particular objectives, our team administers a wide range of trusts and trust services.
Advisors work with our experienced risk management associates whohelp protectclients against contingencies that could derail their financial goals.
MARINER CAPITAL ADVISORS
Advisors work with knowledgeable merger and acquisition associates who provide investment banking, valuation advisory, forensic accounting services and succession planning resources to a diverse set of clients.
RETIREMENT PLAN SOLUTIONS
Our retirement plan solutions team advises companies on their retirement plan, including plan design, investment selection, asset allocation, investment policy statement preparation and maintenance, and fiduciary support.
MPS does not directly provide all services listed in this piece. Some services are provided by affiliates and are subject to additional fees.
Investment advisory services provided through Mariner Platform Solutions, LLC (“MPS”). MPS is an investment adviser registered with the SEC, headquartered in Overland Park, Kansas. Registration of an investment advisor does not imply a certain level of skill or training. MPS is in compliance with the current notice filing requirements imposed upon registered investment advisers by those states in which MPS transacts business and maintains clients. MPS is either notice filed or qualifies for an exemption or exclusion from notice filing requirements in those states. Any subsequent, direct communication by MPS with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For additional information about MPS, including fees and services, please contact MPS or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). Please read the disclosure statement carefully before you invest or send money.
Investment Adviser Representatives (“IARs”) are independent contractors of MPS and generally maintain or affiliate with a separate business entity through which they market their services. The separate business entity is not owned, controlled by or affiliated with MPS and is not registered with the SEC. Please refer to the disclosure statement of MPS for additional information.
For investment professional use only.