FINRA's Advertising Regulation Conference provides a forum to hear about practical guidance on complying with advertising rules and new developments involving the communications rules, and the opportunity to gain guidance on the advertising standards from industry and FINRA experts. This year’s conference includes opportunities to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours.Find out more »
A comprehensive directory of upcoming events and conferences for financial advisors, planners and wealth managers.
On October 25th-28th, 2017 an energetic community of money media nerds will descend on Dallas, TX for a weekend of connecting and learning. Will you be there? Attendees connect with others in the community, learn to create, promote, and profit from compelling online content, and discover new trends in personal finance and investing.Find out more »
The SRI Conference - on Sustainable, Responsible, Impact Investing serves thought leaders, investors, and investment professionals in the ESG, Shareowner Advocacy, and Impact Investing space. They are catalyzing the shift to a more socially equitable and environmentally sustainable economy. Now in their 28th year, The SRI Conference continues to offer a robust agenda covering innovative financial products, emerging topics, and compelling industry issues as well as its legendary networking opportunities.Find out more »
The South Region Compliance Seminar is conducted to help firms and their associated persons better understand current industry and regulatory issues. Throughout the event, staff members from the Atlanta, Boca Raton, Dallas and New Orleans offices, as well as other FINRA senior staff, will be available to discuss matters of interest with you.Find out more »