The high-net-worth division of Raymond James nabbed UBS broker who oversaw $110 million of client assets, while a wirehouse veteran in the Midwest who was with Wells for almost 15 years went independent with Ameriprise.
In the past month, four advisors in Wisconsin and New Jersey overseeing $595 million joined Ameriprise’s employee channel, while a North Dakota solo practitioner left Wells Fargo’s FiNet after nine years for Ameriprise’s independent channel.
AdvisorHub’s Publisher & CEO — Tony Sirianni — asked executives from top firms their opinions on the dual management of…
Biggest retail brokerage bars client access to its more than 15,000 offices and home visits by brokers as firms seek to flatten the coronavirus contagion curve.
Ameriprise lost a net 59 advisors last quarter to end the year with 9,871, while Stifel added 30 to end 2019 with a force of 2,222.