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          • Advisor workingThis Week’s Top Stories: Morgan Stanley Sues RBC Team, Finra Raps Broker over A-Shares, and More
          • Merrill Lynch Exterior Sign and LogoMerrill’s New Household Growth Fell 40% in 2020–Sources
          • Wells FargoWells’ Wealth Profit Climbs Despite Continued Broker Attrition
          • (Left to right) Gregory Ernst and Todd Stark moved to RBC from UBS along with client associates Amy McGuire, Marnie O’Brien, Trudy SoperRockefeller, RBC Lure Merrill, UBS Teams in Midwest
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          • Morgan Stanley, UBS Advisor movesMorgan Stanley Rehires $3.3-Mln UBS Team in North Carolina
          • Lars Olson of Sanctuary Wealth Partners in Marion, OHSanctuary Hires $435-Mln Merrill Team, Snowden Lures Another from Retirement
          • Stifel Investment CompanyStifel Hires 33-Year Brokerage Vet from Jefferies in Dallas
          • (Left to Right) Merrill West Fort Worth producing manager Brad Bruce, Michael Coody, Aaron Gutierrez, David Cepeda and Dana Lewis.Merrill Hires $2-Mln JPMorgan Bank Team in Texas
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          • Businessman in prison, fraudWells Fargo Claws Back $3 Million from Jailed Ex-Broker
          • Finra signFinra Fines, Supends Ex-Ameriprise Broker Who Flipped ‘A’ Shares
          • Barred from the securities industry.SEC Puts Nail in Ex-Morgan Stanley Broker’s Career Coffin
          • FINRAFinra Fines LPL $6.5 Million over Broad Supervisory Failures
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          • Opinion-How-Will-The-Coronavirus-Affect-The-Stock-Market-Opinion: Coronavirus – What Advisors Need to Know
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          • System outageMerrill Systems Hiccuped on Thursday as Stocks Slid
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          • 2021 PredictionsFrom the Publisher: Sirianni’s Predictions for 2021
          • Josh Rogers – 772×485Seven Questions with Tony Sirianni: Josh Rogers, Founder and CEO, Arete Wealth
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Bank of America

Merrill Lynch Exterior Sign and Logo
1/15/21 | News | Bank of America, Merrill Lynch | 17 Comments

Merrill’s New Household Growth Fell 40% in 2020–Sources

(Left to Right) Merrill West Fort Worth producing manager Brad Bruce, Michael Coody, Aaron Gutierrez, David Cepeda and Dana Lewis.
Bank of America, JP Morgan, Merrill Lynch

Merrill Hires $2-Mln JPMorgan Bank Team in Texas

1/7/21 | Advisor Moves, News | 7 Comments

The new recruits mark a rare split from Merrill’s retreat from veteran broker recruiting over the past three years.

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Recruiting, Texas
Financial Advisor Moves
Bank of America, Merrill Lynch, Raymond James, UBS

Merrill Loses $2.8-Mln Producer to UBS, $2-Mln Team to Independence

12/28/20 | Advisor Moves, Breakaway, News | 39 Comments

Advisors in Louisiana and New Jersey left Merrill after about two decades.

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Advisor sentenced to prison
Bank of America, Merrill Lynch

Ex-Merrill Broker in Kentucky Sentenced to Eight Years

12/22/20 | Enforcement, News | 13 Comments

Former broker pled guilty to stealing roughly $4.2 million over 10 years.

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Andy Sieg, Merrill Lynch Wealth Management President
Bank of America, Federal Reserve, Merrill Lynch

Merrill’s Sieg: Net Income to Fall 30% in 2020

12/17/20 | News | 14 Comments

In discussing Merrill’s 2021 compensation plan with advisors, Wealth Management President Andy Sieg explains that rock-bottom rates constraining profits require vigilance.

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Wells Fargo
Bank of America, Merrill Lynch, Wells Fargo

Wells Fargo Lures Two Teams from Same Merrill Branch in N. California

12/8/20 | Advisor Moves, News | 16 Comments

Within three weeks, a four-broker team producing $4.1 million and a three-broker, $3.6 million team left Merrill in Mill Valley for Wells Advisors in nearby San Rafael.

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Bank of America, Merrill Lynch

Merrill, Fired Broker Consent to $24 Mln After Related $40-Mln Settlement

12/7/20 | News | 2 Comments

Firm agrees to pay $26.3 million in fines and restitution to customer of ex-broker Charles Kenahan for unauthorized and excessive trading allegations.

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Merrill Lynch Exterior Sign and Logo
Bank of America, Merrill Lynch

2021 Comp: Merrill Keeps Grids Intact, Eliminates Pay on Small Accounts

12/3/20 | News | 41 Comments

Merrill maintains growth requirements at reduced Covid level, relaxes team hurdle, keeps grid payouts steady, but cuts pay on client cash and eliminates it on accounts under $250,000.

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Merrill Edge Site Down
Bank of America, Merrill Edge, Merrill Lynch

UPDATE: Bank of America Says Access to Merrill Accounts Has Been Restored

11/24/20 | News | 47 Comments

Brokers Tuesday morning say they cannot get confirmations of trade executions or complete wire transfers, and self-directed Merrill Edge customers said they can’t access their accounts.

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First Republic
Bank of America, First Republic, Merrill Lynch

First Republic Lands $8.7 Million Merrill Private Wealth Team

11/16/20 | Advisor Moves, News | 28 Comments

Group in Los Angeles led by John McNamee is at least the third multi-million Merrill team to join the San Francisco bank since August.

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James Taylor (center) moved his 13-person team to Morgan Stanley from Merrill on Friday.
Bank of America, Merrill Lynch, Morgan Stanley

Wirehouse Wars: Merrill Loses Young NYC Star to Morgan Stanley

11/9/20 | Advisor Moves, News | 18 Comments

James Taylor, a top Next-Gen adviser who Merrill had tapped as 2021 head of its advisors’ “council to management,” took his 13-person team to Morgan Stanley on Friday.

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Steve Alch has been promoted to head Merrill Lynch Wealth's Southeast division, its largest covering 18 markets producing more than $2.7 billion in revenue.
Bank of America, Merrill Lynch

Merrill Taps Florida Manager Steve Alch for Southeast Division

10/22/20 | News | 9 Comments

Nineteen-year Merrill lifer prevails over 13 others in competition to manage 4,400-employee, $2.7 billion wealth management region, company said.

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CORONACRASH NEWS

  • Raymond James Slashes CEO Pay 17% in Turbulent Year

    Raymond James Slashes CEO Pay 17% in Turbulent Year

    Jan 8, 2021
  • Solomon Sees Vaccine Bringing Goldman Staff Back by End of Year

    Solomon Sees Vaccine Bringing Goldman Staff Back by End of Year

    Jan 5, 2021
  • J.P. Morgan Bank Broker Cleared of Coronavirus Crash Claim

    J.P. Morgan Bank Broker Cleared of Coronavirus Crash Claim

    Dec 4, 2020
  • Edward Jones Broker Count Up 5%, Firm Pauses Branch Growth

    Edward Jones Broker Count Up 5%, Firm Pauses Branch Growth

    Nov 5, 2020
  • Merrill Wealth Slowly Eases Out of Covid Slump

    Merrill Wealth Slowly Eases Out of Covid Slump

    Oct 14, 2020

NEWS

  • This Week’s Top Stories: Morgan Stanley Sues RBC Team, Finra Raps Broker over A-Shares, and More

    This Week’s Top Stories: Morgan Stanley Sues RBC Team, Finra Raps Broker over A-Shares, and More

    Jan 16, 2021
  • Wells’ Wealth Profit Climbs Despite Continued Broker Attrition

    Wells’ Wealth Profit Climbs Despite Continued Broker Attrition

    Jan 15, 2021
  • Rockefeller, RBC Lure Merrill, UBS Teams in Midwest

    Rockefeller, RBC Lure Merrill, UBS Teams in Midwest

    Jan 14, 2021
  • Fired Merrill Broker in Beverly Hills Barred by Finra

    Fired Merrill Broker in Beverly Hills Barred by Finra

    Jan 14, 2021
  • Morgan Stanley Rehires $3.3-Mln UBS Team in North Carolina

    Morgan Stanley Rehires $3.3-Mln UBS Team in North Carolina

    Jan 14, 2021

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