Bank of America
Merrill Manager Turmoil Continues in Texas
Head of five-office Woodlands complex near Houston leaves after more than a decade with firm.
Merrill Teams with $1.3 Bln AUM Leave “Community” Unit for Wells, RBC
Twenty-nine year Merrill veteran in Scranton moved family team producing $4.2 million to Wells, and eight-person team overseeing $540 million in Minocqua, Wis. joined RBC (which also hired two Merrill teams in northern California).
Merrill Fills Management Holes in L.A. and San Fran, Morgan Stanley in Boca Raton
Shifts of veteran managers to run crucial markets appears to be accelerating in a sign of contracting bench talent.
UBS Hires $2.7 Million Merrill Lynch Team in Northern California
Brokers managing $440 million in client assets joined UBS last week, two days after it hired an East Coast Merrill veteran managing $391 million.
RBC Hires Merrill Lynch Mother-Son Team in Atlanta
Team said to be managing about $440 million is the second to leave Merrill’s Buckhead branch for RBC this summer.
Merrill Sued for “Paltry” Sweep-account Interest Rates
Class-action filing seeks damages for Merrill brokerage and Merrill Edge customers whose cash was moved into low-interest bank accounts.
Ex-Merrill Chicago Broker Charged with Stealing Millions to Pay Credit Card Debt
Barred advisor who styled himself as a philanthropist stole from three customers who have collected $5.6 million from Merrill in reimbursement and damages.
Top Miami Broker Forced Out by Merrill Acted ‘Above Board,’ Lawyer Says
Patrick Dwyer, the $10-million-plus producer who “resigned” on Tuesday, was careful to obey all laws before making a $25,000 contribution to a Florida official, according to his lawyer.
Top Merrill Broker Patrick Dwyer Leaves Amid Accusations
Private Wealth advisor whose Miami team is believed to have generated more than $10 million of annual revenue on $3.7 billion of client assets reportedly made unapproved political contribution to clean up his public regulatory record.
Merrill Fills Houston, Denver Manager Roles, Hires Wells Broker in W. Virginia
Slots two veteran field leaders into new complex roles in Texas Mountain division and hires experienced broker for branch that is part of new “community markets” business unit.
Merrill Houston-Area Teams Leave, One to Wells and a Second to RIA
Three-million-dollar producers who spent their careers with the Thundering Herd wanted to stay with a wirehouse, while more junior team starts independent advisory practice.
