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Charles Schwab

Schwab Terminates Custody Agreement with Great Lakes & Atlantic
3/15/18 | News | Charles Schwab

Schwab Terminates Custody Agreement with Great Lakes & Atlantic

Morgan Stanley Hires Senior Schwab Exec to Democratize Stock Plan Unit
Charles Schwab, Morgan Stanley

Morgan Stanley Hires Senior Schwab Exec to Democratize Stock Plan Unit

2/2/18 | News

Brian McDonald, a lifetime Schwab employee, is charged with increasing conversions of stock plan participants to wealth management customers through a digital makeover.

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Robo
Ex-Schwab Advisor Prevails in Fierce Non-Solicit Battle
Charles Schwab, Fidelity, TD Ameritrade

Ex-Schwab Advisor Prevails in Fierce Non-Solicit Battle

1/19/18 | News | 4 Comments

Finra panel denies discount firm’s bid to enjoin broker who jumped to one of its former RIA customers from contacting his former clients.

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Finra, RIA
Snubbing Nose at Wirehouses, Charles Schwab Flaunts Flow of Breakaway Brokers
Charles Schwab

Snubbing Nose at Wirehouses, Schwab Flaunts Flow of Breakaway Brokers

10/23/17 | News | 1 Comment

Competitors’ strategies of cementing retention through teaming fee-based accounts appear to be backfiring, CEO Walt Bettinger tells brokerage firm investors.

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SEC Charges Los Angeles Advisor with Bilking “High-Profile” Athlete
Charles Schwab

SEC Charges Los Angeles Advisor with Bilking “High-Profile” Athlete

8/22/17 | Enforcement | 1 Comment

Investment advisor allegedly created fake account statements and impersonated a Schwab broker, the regulator said Tuesday.

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Schwab Sues RIA Client in Non-Solicitation Spat
Charles Schwab

Schwab Sues its Own RIA Client in Non-Solicitation Spat

4/4/17 | News | 5 Comments

Schwab accused the advisory firm of trying to steal clients when it hired a former broker from Schwab’s branch network.

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Charles Schwab Introduces a “Hybrid Robo”
Charles Schwab

Charles Schwab Introduces a “Hybrid Robo”

3/14/17 | News | 1 Comment

New service offers automated investments supplemented with advice from certified financial planners for a .28% fee.

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Robo
Charles Schwab, Echoing Wirehouses, Pursues Broker Who Jumped to Competition
Charles Schwab

Schwab, Echoing Wirehouses, Pursues Broker Who Jumped to Competition

3/13/17 | News | 3 Comments

The discount brokerage giant says Wisconsin man took list of “HNW” clients with him to Fidelity Investments.

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Charles Schwab
Charles Schwab

Schwab Slashes Online Stock Commissions, Lowers Fund Costs

2/2/17 | News | 1 Comment

After six years of holding fire amid rock-bottom interest rates and waived fund fees, discount brokerage giant sets off pricing war, led by $2 cut in stock and ETF trading commission.

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Charles Schwab Corp. Chief Executive Walter Bettinger
Charles Schwab, LPL, Merrill Lynch

Schwab, TD Ameritrade See Opening to Grab Brokers, Clients

10/24/16 | News | 3 Comments

Discount brokerage executives say DOL fiduciary rule will expose high fees and low advisory account payouts at full-service firms.

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Schwab CEO Exults Over ACATS, Robos and Recruiting
Charles Schwab

Schwab CEO Exults Over ACATS, Robos and Recruiting

7/26/16 | News

When it comes to the “most important measurement of competitive standing,” Schwab is thriving, Bettinger tells investors.

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Charles Schwab RIA Fiduciary Rule
Charles Schwab

Schwab’s “In” with RIAs Is Not Big Edge on Fiduciary Rule: CEO

4/22/16 | News

Charles Schwab Corp. does not see itself as being much better off than other broker-dealers grappling with the Department of Labor’s impending fiduciary rule.

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