Charles Schwab
Schwab Terminates Custody Agreement with Great Lakes & Atlantic
Registered investment advisory firm executive says a “pricing disagreement” was at the heart of the discount brokerage giant’s decision to end a relationship.
Morgan Stanley Hires Senior Schwab Exec to Democratize Stock Plan Unit
Brian McDonald, a lifetime Schwab employee, is charged with increasing conversions of stock plan participants to wealth management customers through a digital makeover.
Ex-Schwab Advisor Prevails in Fierce Non-Solicit Battle
Finra panel denies discount firm’s bid to enjoin broker who jumped to one of its former RIA customers from contacting his former clients.
Snubbing Nose at Wirehouses, Schwab Flaunts Flow of Breakaway Brokers
Competitors’ strategies of cementing retention through teaming fee-based accounts appear to be backfiring, CEO Walt Bettinger tells brokerage firm investors.
SEC Charges Los Angeles Advisor with Bilking “High-Profile” Athlete
Investment advisor allegedly created fake account statements and impersonated a Schwab broker, the regulator said Tuesday.
Schwab Sues its Own RIA Client in Non-Solicitation Spat
Schwab accused the advisory firm of trying to steal clients when it hired a former broker from Schwab’s branch network.
Charles Schwab Introduces a “Hybrid Robo”
New service offers automated investments supplemented with advice from certified financial planners for a .28% fee.
Schwab, Echoing Wirehouses, Pursues Broker Who Jumped to Competition
The discount brokerage giant says Wisconsin man took list of “HNW” clients with him to Fidelity Investments.
Schwab Slashes Online Stock Commissions, Lowers Fund Costs
After six years of holding fire amid rock-bottom interest rates and waived fund fees, discount brokerage giant sets off pricing war, led by $2 cut in stock and ETF trading commission.
Schwab, TD Ameritrade See Opening to Grab Brokers, Clients
Discount brokerage executives say DOL fiduciary rule will expose high fees and low advisory account payouts at full-service firms.
Schwab CEO Exults Over ACATS, Robos and Recruiting
When it comes to the “most important measurement of competitive standing,” Schwab is thriving, Bettinger tells investors.