Charles Schwab
Schwab Pursues Advisors Who Jumped to Morgan Stanley
Schwab seeks restraining order prohibiting a team in New Jersey and Florida from contacting customers allegedly holding $750 million at their former firm.
Charles Schwab Corp. Paid CEO $15.6 Million in 2018 Comp
Retail brokerage and RIA services giant gave CEO Bettinger a 9% boost in compensation and its founder Chuck Schwab an almost 10% bump to reward a 52% gain in firm’s earnings per share.
Ex-Morgan Stanley Manager Ben Fujihara Joins Texas RIA
Longtime Dallas branch head who was “permitted to resign” is now managing partner of Chapwood Investments, an RIA whose founder Ed Butowsky was a Fox Business commentator who has lawsuits against Schwab and media groups.
Schwab Switches Pricing on ‘Robo’ Service to Subscription Fee
Charles Schwab Corp., the low-cost investing pioneer that now handles more than $3.5 trillion in assets, is switching to a subscription-based financial planning option to its digital advisory service that offers more hands-on help, the company said Thursday.
Talking to Chuck About Schwab’s $3.6 Trillion Edge on Fintechs
Charles Schwab’s cheeks redden in a mixture of amusement and outrage as he recites the ways people on Wall Street make money.
Why Schwab’s CEO Bets You Won’t Be Trading Stocks on Amazon
Walt Bettinger, the chief executive officer at Charles Schwab Corp., has some friendly advice for Amazon.com Inc.’s Jeff Bezos: Think twice before getting into the investment business.
Schwab Terminates Custody Agreement with Great Lakes & Atlantic
Registered investment advisory firm executive says a “pricing disagreement” was at the heart of the discount brokerage giant’s decision to end a relationship.
Morgan Stanley Hires Senior Schwab Exec to Democratize Stock Plan Unit
Brian McDonald, a lifetime Schwab employee, is charged with increasing conversions of stock plan participants to wealth management customers through a digital makeover.
Ex-Schwab Advisor Prevails in Fierce Non-Solicit Battle
Finra panel denies discount firm’s bid to enjoin broker who jumped to one of its former RIA customers from contacting his former clients.
Snubbing Nose at Wirehouses, Schwab Flaunts Flow of Breakaway Brokers
Competitors’ strategies of cementing retention through teaming fee-based accounts appear to be backfiring, CEO Walt Bettinger tells brokerage firm investors.
SEC Charges Los Angeles Advisor with Bilking “High-Profile” Athlete
Investment advisor allegedly created fake account statements and impersonated a Schwab broker, the regulator said Tuesday.
