Schwab seeks restraining order prohibiting a team in New Jersey and Florida from contacting customers allegedly holding $750 million at their former firm.
Retail brokerage and RIA services giant gave CEO Bettinger a 9% boost in compensation and its founder Chuck Schwab an almost 10% bump to reward a 52% gain in firm’s earnings per share.
Longtime Dallas branch head who was “permitted to resign” is now managing partner of Chapwood Investments, an RIA whose founder Ed Butowsky was a Fox Business commentator who has lawsuits against Schwab and media groups.
Charles Schwab Corp., the low-cost investing pioneer that now handles more than $3.5 trillion in assets, is switching to a subscription-based financial planning option to its digital advisory service that offers more hands-on help, the company said Thursday.
Charles Schwab’s cheeks redden in a mixture of amusement and outrage as he recites the ways people on Wall Street make money.
Walt Bettinger, the chief executive officer at Charles Schwab Corp., has some friendly advice for Amazon.com Inc.’s Jeff Bezos: Think twice before getting into the investment business.
Registered investment advisory firm executive says a “pricing disagreement” was at the heart of the discount brokerage giant’s decision to end a relationship.
Brian McDonald, a lifetime Schwab employee, is charged with increasing conversions of stock plan participants to wealth management customers through a digital makeover.
Finra panel denies discount firm’s bid to enjoin broker who jumped to one of its former RIA customers from contacting his former clients.
Competitors’ strategies of cementing retention through teaming fee-based accounts appear to be backfiring, CEO Walt Bettinger tells brokerage firm investors.
Investment advisor allegedly created fake account statements and impersonated a Schwab broker, the regulator said Tuesday.