Raleigh, N.C., team that had been with Merrill and Bank of America for 20 years, takes implied digs at the firm in statement approved by RBC.
Co-head of a seven-person group in Connecticut goes solo to a regional broker-dealer’s office that includes several alumni of the Thundering Herd.
Philadelphia-based firm hired four brokers with $2.1 million of production from two rivals for its first outpost in the southern state.
Three brokers were managing $288 million in client assets, mostly institutional, according to Janney.
Arbitrators prohibit duo who jumped to Janney Montgomery in May from contacting “inherited” clients until April 2019.
Court blocks $1.8 million team from soliciting clients they allegedly inherited from a former broker at their old firm.
Wirehouse asks court for restraining order against a producing manager and partner who allegedly contributed 40% of their former branch’s production.
Brokers to work with 51-year veteran in succession move.