Janney
Court Grants Morgan Stanley TRO Against Janney Broker
Pennsylvania judge enforces temporary ban on client solicitation but delays process for moving the case to expedited hearings in Finra arbitration.
After Losing Morgan Stanley TRO Cases, Former Manager Lofts a Lawsuit
Connecticut branch manager now with Janney says she was effectively fired for “whistle-blowing” against sales practice violations and questionable ethics by brokers and sales associates.
Raymond James Veteran in Michigan Joins Janney
After 17 years at his former firm’s Battle Creek office, Matt Buikema says he moved his $2-million production team to improve client service.
Merrill Loses Teams in the Southeast to RBC and Janney
Raleigh, N.C., team that had been with Merrill and Bank of America for 20 years, takes implied digs at the firm in statement approved by RBC.
Merrill Broker in Hartford Leaves His Team and Jumps to Janney
Co-head of a seven-person group in Connecticut goes solo to a regional broker-dealer’s office that includes several alumni of the Thundering Herd.
UBS Rivals Tally Up Recruiting Victories
Merrill Lynch, independent broker-dealer Cambridge Investment and Janney Montgomery among firms that nabbed teams before UBS closed the Protocol door.
Janney Tips Hat to Wells, Hilliard Lyons for New Tennessee Office
Philadelphia-based firm hired four brokers with $2.1 million of production from two rivals for its first outpost in the southern state.
Janney Picks Up $2-Million Wells Fargo Team in Connecticut
Three brokers were managing $288 million in client assets, mostly institutional, according to Janney.
Morgan Stanley Wins Bid to Tie Hands of Former Connecticut Brokers
Arbitrators prohibit duo who jumped to Janney Montgomery in May from contacting “inherited” clients until April 2019.
Whose Client Is It? Morgan Stanley Wins TRO Against Janney Jumpers
Court blocks $1.8 million team from soliciting clients they allegedly inherited from a former broker at their old firm.
Morgan Stanley Sues Connecticut Vets on Heels of Their Jump to Janney
Wirehouse asks court for restraining order against a producing manager and partner who allegedly contributed 40% of their former branch’s production.
