Dwayne Barberis takes over a midtown Manhattan office after abrupt departure of his predecessor.
Annualized revenue per broker of $1.029 million up 11% from $923 million in year-earlier quarter, while force fell by 111 to 15,777 advisors.
Head of San Francisco team who had been with her former firm since 2001 was dismissed for “misuse of telephone caller identification information.”
Leon Friedlander, a Venezuelan native who lives in Florida, jumps three weeks after Morgan Stanley promoted him to managing director.
Agrees to pay $1 million without admitting that it promoted securities-based lending by offering production-based expense-account rewards.
AdvisorHub follows up on the cases of Kathy Tarr, who accumulated 42 customer complaints in two years, and ex-Morgan Stanley veteran Bryan Yeager who was dismissed at the end of March for formerly unexplained reasons.
A Morgan Stanley broker in Las Vegas with a side business as a jack-o’lantern artist unexpectedly walks after almost 28 years with the firm.
After 17 years, veteran leaves without explanation.
Amid a steady exodus in recent months, Merrill picks off Los Angeles veteran from rival.