Charlie Eldemire leaves RBC in Houston to run his hometown Dallas RayJay branch, while Cathy Galgano shifts from Chicago suburb to run MS complex on Park Avenue.
Six-broker group in Illinois is the second big team to jump to a regional firm in two weeks.
San Diego brokers took the unusual step of seeking a court ruling voiding their employment contracts to preempt their former firm from stopping them from soliciting clients.
Morgan Stanley plans to offer trading in complex derivatives tied to the largest cryptocurrency, according to a person familiar with the matter, joining other Wall Street firms in creating ways for clients to play the digital currency market.
A former Morgan Stanley broker plans to plead guilty for trading on secret tips about pending mergers that were leaked by a Bank of America Corp. consultant, prosecutors said.
Another team leaves the ex-Protocol wirehouse for the Florida-based regional, carefully coached on how to move within the bounds of its members’ employment contracts.
Hires marketing executive from Betterment to pump up collection of cash from wealthy retail customers.
Some of the biggest winners of America’s epic bull market in equities could be headed for trouble, if analysts are correct.
Patrick Manion takes control of more than 200 brokers in 14 offices over after the ouster of complex manager Ben Fujihara in July.
Two more pro athletes have filed claims against the firm over investments recommended by ex-broker Aaron Parthemer.
A Wisconsin broker now with Morgan Stanley must pay off $436,000 balance on his promissory notes but wins exclusive use of a marketing name for his plan sponsor practice.