Lawsuit accuses Wisconsin-based firm of reneging on bonus payments to the headhunter it hired to develop a firmwide recruiting process.
$2-million West Coast team joins Stifel, Charlotte advisor working with $150 million of client money goes to Baird, California A.G. veterans sign up with RayJay, and manager who had worked in Tennessee hangs up his spurs.
Wisconsin firm opens first office in Alaska with team led by broker who had been with Wells and predecessors for 30 years.
RBC and Baird score advisors from Merrill and Morgan Stanley, while RayJay signs up a $1.4-million producer from a bank-owned broker in New Orleans.
After 30 years at William Blair and Robert W. Baird, Rosa Ebling signs with the Florida-based firm’s Windy City employee-channel branch, while $2-million team led by Keith Bock in New York State leaves his home of more than 35 years.
RiverFront, owned in part by Baird and subadvisor to Morgan Stanley, UBS, Merrill and Raymond James, agrees to $300K penalty and censure.