Settlement with SEC receiver ends five lawsuits hanging over the brokerage firm related to claims that it abetted massive fraud against foreign investors.
Florida firm halves some headhunters’ upfront fee to 3% of a recruit’s trailing-12 revenue.
Frank Amigo, manager of firm’s South Florida complex, allegedly helped a broker arrange margin loans for client accused of $200 million Ponzi scheme.
South Carolina’s Preston Covington, former Interstate Johnson Lane branch manager, says Florida firm’s culture ‘just felt right.’
Firm may have been “lucky” in delaying restrictive changes in pricing and products that may not be necessary, executive says.
Kathryn Hayden, 65, is “amicably” splitting the $300 million book she and her former teammate had run.
Woman who advised brokers on succession planning has resolved her sexual harassment claim.
Friends in three separate communities shift to Raymond James independent channel.
Deutsche Bank wealth unit purchased by Raymond James in September hires $1.3 million producer in Annapolis from RBC Wealth.