In latest restraining order lawsuit, firm accuses brokers who produced $3 million of telling clients about their plans the evening before leaving for Raymond James.
Broker in Oregon joins Wells after regional career while Wells vet in North Carolina says he is done with wirehouses.
Greenville, SC, advisor with 35 years of experience shifts to a practice that younger colleagues from Wells started last April.
Raymond James matches 12-year broker with Morgan Keegan sales associate to form new team while a trio with 67 years behind them at Advest and Wells joins RBC.
One-time dip in earning reflects moves to prepare for lower corporate tax rate in 2018 and beyond.
High-net worth unit of Raymond James lures a broker and his assistant from the wirehouse three weeks after it left the industry pact.
Nineteen-year veteran becomes Florida-based firm’s sixth Beantown broker as it continues northern expansion.
Chris Barton, a 22-year veteran of Smith Barney and Morgan Stanley, hired to develop new markets for Washington, DC-based Steward Partners.
RayJay’s independent broker channel failed to meaningfully review millions of emails, leading to missed red flags, for nine years, regulator says.
Longtime UBS advisor and manager Jim Sheehan leaves New Jersey team for Alex. Brown’s midtown Manhattan office.