South Carolina’s Preston Covington, former Interstate Johnson Lane branch manager, says Florida firm’s culture ‘just felt right.’
Firm may have been “lucky” in delaying restrictive changes in pricing and products that may not be necessary, executive says.
Kathryn Hayden, 65, is “amicably” splitting the $300 million book she and her former teammate had run.
Woman who advised brokers on succession planning has resolved her sexual harassment claim.
Friends in three separate communities shift to Raymond James independent channel.
Deutsche Bank wealth unit purchased by Raymond James in September hires $1.3 million producer in Annapolis from RBC Wealth.
Team managing about $300 million in Connecticut to open new office in Mount Kisco.
Florida-based firm’s wealth unit pre-tax income jumped 21%, and headcount increased by 550 brokers from last year.
California-based SA siphoned almost $4,000 from firm, was fired, took another job at Raymond James, Finra said.