Raymond James
RayJay Attracts More Morgan Stanley Brokers, Ameriprise Adds from Wells
Movement of brokers managing over $450 million in combined assets at wirehouses attests to thaw of recruiting freeze.
Raymond James Lures Another Morgan Stanley Manager
Florida Gulf complex head Gregg Stupinski had been with Morgan Stanley and Smith Barney for 24 years, and is the second veteran manager to make that career journey in three weeks.
RayJay Nabs Million-Dollar Morgan Stanley Team from Leaky Boca Raton Branch
Departure of 48-year industry veteran and her younger partner on Thursday follows that of another two-broker team to Wells Fargo, depleting the wirehouse branch of about $2.8 million of production in ten days.
Alex. Brown Adds Million-Dollar Merrill Broker in San Francisco
New hire appears to be the first in the Bay area for the slow-growing “high-net-worth” business that Raymond James bought from Deutsche Bank in 2016.
UBS Team Overseeing $274 Million Goes Indie with RayJay in Houston
The departure of the two advisors follows the exit of a $730-million asset team in Ohio earlier this week from from the Swiss bank’s U.S. brokerage operation.
Top Stories of the Week: UBS’s New Client Screening, JPMorgan Exec Shifts, and Merrill Headcount
Most popular stories from 1/27 to 2/2.
Raymond James Scores $4.5-Million Team from UBS in Michigan
Led by a broker who joined UBS from Smith Barney in 2008, the six-broker team was managing about $700 million of customer assets.
Raymond James Keeps Recruiting without Raising Deal Terms: CEO
Florida-based company added a net 278 brokers across its brokerage and advisory channels in 2018, including just two in its last quarter, but is not competing by hiking signing deals.
Goldman Private Wealth Names Atlanta Manager, Alex. Brown Hires Atlanta Advisor
Brittany Boals Moeller takes reins of Atlanta from departing manager while Raymond James unit recruits a Bernstein broker in the Georgia capital.
After Dalliance with Stifel, Arizona Broker Returns to Raymond James
Broker who moved with two Scottsdale teammates in late September rejoined his former firm after five weeks.
Raymond James Outlines Legal Overhang, Potential Protocol Damage
Faces class-action trial over Passport Account fees in April, but was indemnified $20 million by former parent of Morgan Keegan for short-selling settlement.