Despite its recruiting retrenchment, UBS continues hiring selectively.
Indianapolis-based broker in branch that also housed Tom Buck allegedly churned closed-end funds for six years.
Justin Ferdula, who had been in charge of Morgan Stanley’s Rockefeller Center branch, will now oversee six RBC wealth branches in Chicago.
Kevin Roberts, a $1.4 million producer who had been with Morgan Stanley for eight years, hooks up with Canadian bank’s U.S. broker-dealer.
Hires Boston team with $5.5 million of production from Morgan Stanley a week after picking off a New York City branch manager from the firm and a month after hiring a veteran Merrill broker.
A 16-year veteran in New Jersey was “permitted to resign” earlier this month and a legacy Smith Barney manager in Manhattan jumped to RBC this week.
Firm files lawsuit to restrain Seattle broker from contacting team clients from his new post at RBC.
RBC also picked up San Francisco team on Friday from Merrill.
Deutsche Bank wealth unit purchased by Raymond James in September hires $1.3 million producer in Annapolis from RBC Wealth.