Seattle advisor with 17 years’ experience jumps to D.A. Davidson while New York City broker ranked recently as a top “next-gen advisor” joins RBC.
RayJay scores West Hartford win while RBC hires the Tucson producer.
Industry moves continue for firms that remain a part of the Protocol for Broker Recruiting.
Washington State advisor at RBC who beat Morgan Stanley’s restraining order in court loses a battle to keep client data in arbitration.
Raleigh, N.C., team that had been with Merrill and Bank of America for 20 years, takes implied digs at the firm in statement approved by RBC.
Broker in Oregon joins Wells after regional career while Wells vet in North Carolina says he is done with wirehouses.
Raymond James matches 12-year broker with Morgan Keegan sales associate to form new team while a trio with 67 years behind them at Advest and Wells joins RBC.
Tally of brokers who accelerated jumps from UBS under protection of Protocol includes a four-person team near Pittsburgh and an Oregon team that went independent.