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          • Mariah Pelletier, Dehaven Becker, Janet Mabry and Michael Stradt joined Steward on Thursday from RBC in Colorado.Steward Hires $2.5 Million RBC Team in Colorado
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Robinhood

Gamestop
2/17/21 | News | Robinhood | 4 Comments

‘Roaring Kitty’ Sued for Securities Fraud Over GameStop Rise

Cash
Robinhood

Robinhood Raises Additional $2.4 Billion, Relaxes Trading Curbs

2/1/21 | News

Robinhood Markets’ biggest backers are plowing money into the beleaguered online brokerage at an unprecedented pace.

Read More

Surprised investor
Robinhood

Thanks, Robinhood, but These Traders Now Want Professional Help

1/25/21 | News | 1 Comment

So many do-it-yourself investors have decided that they need professional help.

Read More

SEC
Robinhood

Robinhood to Pay $65 Million to End SEC Probe Into Stock Orders

12/17/20 | News

Robinhood Markets has agreed to pay $65 million to settle Securities and Exchange Commission allegations that the broker failed to properly inform clients that it sold their stock orders to high-frequency traders and other financial firms.

Read More

Robinhood and gamification
Robinhood

Robinhood Accused of ‘Gamification’ by Massachusetts Regulator

12/16/20 | News | 3 Comments

(Bloomberg) — Robinhood Markets drew millions of users to financial markets with a colorful app that makes trading seem empowering…

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Hackers and Robinhood
Robinhood

Hackers Say They Hold Keys to 10,000 Robinhood Accounts

10/30/20 | News

(Bloomberg) — The dark web is the underbelly of the internet, where cyber-criminals hunt for drugs, demand ransom and engage…

Read More

Frustrated Client
Robinhood

Robinhood Users Say Accounts Were Looted, No One to Call

10/9/20 | News | 2 Comments

It took Soraya Bagheri a day to learn that 450 shares of Moderna Inc. had been liquidated in her Robinhood account and that $10,000 in withdrawals were pending.

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Day trader with Financial Advisor
Cerulli, Merrill, Robinhood

Day Trade Boom 2.0: Advisors Are First Line of Defense Amid Rise in Speculation

8/18/20 | Coronacrash, News | 2 Comments

Boom in potentially risky behavior can be an opportunity for advisors to prove their value with behavioral coaching and guidance for clients looking to make speculative plays, according to a Cerulli study.

Read More

Trader
Robinhood

High-Frequency Traders Love Business With Robinhood

8/17/20 | Fintech News

No one is welcoming the new army of Robinhood day-traders into the stock market more warmly than high-frequency trading firms.

Read More

Robinhood and retail investor
Robinhood

Robinhood Blows Past Rivals in Record Year for Retail Investing

8/10/20 | News

Robinhood Markets Inc. is outrunning its online-brokerage rivals, at least by one widely followed industry metric for customer activity.

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Young man trading stocks
Robinhood

Robinhood Is Democratizing Markets, Not Disrupting Them: Nir Kaissar

7/21/20 | Fintech News

The narrative borrows from a Wall Street saw that ordinary investors are fools not fit to handle their own money, a caricature that has long been used to exclude them from markets. 

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Robinhood Day Trader
Robinhood

Robinhood’s New Traders Ignore Danger Signs to Bet on Stocks

6/19/20 | Coronacrash, News | 3 Comments

Rich hedge fund managers are talking about it. So are not-so-rich millennials. And fast-twitch gamers, and bored sports fans and — in all likelihood — some 15-year-olds you know.

Read More

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CORONACRASH NEWS

  • Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Feb 26, 2021
  • Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Feb 25, 2021
  • Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Feb 12, 2021
  • RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    Jan 28, 2021
  • Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Jan 25, 2021

NEWS

  • Steward Hires $2.5 Million RBC Team in Colorado

    Steward Hires $2.5 Million RBC Team in Colorado

    Mar 1, 2021
  • Walmart Hires Two Goldman Execs to Oversee Expansion into Financial Services

    Walmart Hires Two Goldman Execs to Oversee Expansion into Financial Services

    Mar 1, 2021
  • Morgan Stanley’s Recruiting Loan Balance Jumps Back Above $3 Billion

    Morgan Stanley’s Recruiting Loan Balance Jumps Back Above $3 Billion

    Mar 1, 2021
  • Merrill to Ramp Up Private Wealth Business in Florida

    Merrill to Ramp Up Private Wealth Business in Florida

    Feb 28, 2021
  • Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA

    Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA

    Feb 26, 2021

Recruiting Winners: 2020 Year in Review

FINANCIAL INDUSTRY PODCASTS

AllIndependence
The must listen-to podcast for financial advisors by Tony Sirianni. Guests to include:
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and many more
Michael Kitces and Carl Richards discuss financial advising topics.
The “new advice value stack,” and how firms can use it to help maximize their own value propositions for their clients.
Interviews and insights for advisors curious about switching to a new broker dealer.
The Brighthouse Financial Insights Panel is a group of leading, independent experts providing powerful insights into the big challenges facing you and your clients.
Powering Independence Podcast, insights and ideas for RIAs, presented by Dynasty Financial Partners. A podcast dedicated to presenting fresh ideas and best practices for the wealth management industry.
As an industry expert, Frank LaRosa provides guidance and advice on a host of topics from recruiting and transitions, succession planning, practice management, M&A and more.
Our goal is to unlock the challenges to reveal the opportunities and what it means to provide advice in the 21st century.
Go behind the scenes with registered investment advisors and other related independent business model experts
As a nationally recognized recruiter and consultant to financial advisors, Mindy Diamond has unmatched experience in introducing advisors to the independent space.
The must listen-to podcast for investors, venture capitalists and financial advisors, with Tony Sirianni and Paul Dietrich.
An Introduction to Independence: 5 Key Episodes to Jumpstart Your Knowledgebase
Jay is an investment strategist, CERTIFIED FINANCIAL PLANNER™ and business consultant to financial advisors.
We interview top financial advisors and visionary voices to bring you the strategies, tips, and tools you need to make a difference in people’s lives.
A financial literacy and commentary show that features a number of investors, financial experts, professional athletes, business owners and more.
Join Sound Financial Group CEO Paul Adams and President Cory Shepherd every week, as they help you Design and Build a Good Life™.
The Kuderna Podcast, focusing on wealth in it's original meaning- a state of well being.
Timeless wisdom, actionable information you can use right now to make smarter investment decisions.
Made for and dedicated to those folks serious about their financial plan.
Suzanne Siracuse asks the questions nobody else asks, as influencers and interviewer collide in her new and truly unique podcast series The Big Reveal.
Our webcast is dedicated to helping our viewers get real insights by avoiding the cognitive dissonance of today’s media outlets and biased editorial filters.

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