Rockefeller Capital Management
Rockefeller Grabs $4.5-Million-Plus Team from Merrill in Dallas
RSA Group led by Neil Rubenstein and James Sandfort is first in Texas for Greg Fleming’s family office venture, comes same day as Merrill lost $736,000 producer in New York to Morgan Stanley.
Rockefeller Hires Merrill Manager in Los Angeles
Nathan Crair, who had been managing offices in west Los Angeles for 14 years, will open Rockefeller’s first office in the city.
Rockefeller Hires $4-Million UBS Broker in San Francisco
Bruce Tenenbaum, who was overseeing some $1 billion in customer assets at UBS, is first broker hired by Greg Fleming’s firm on the West Coast.
Rockefeller, Wedbush Draw Managers from Wilmington Trust
Rockefeller names Matt Panarese to run Philadelphia wealth unit, while Wedbush replaces longtime brokerage head with Chris Mone, another former Wilmington Trust regional head.
Rockefeller Hires 31-Year Merrill Equity Markets Expert
Investment strategist is expected to provide research support to brokers Rockefeller hopes to hire from big-firm rivals.
Top Stories of the Week: Wells Polishes Succession Deals, Rockefeller Hires, and More
Most popular stories from 3/3 – 3/9.
Rockefeller Nabs RBC Recruiting Head Parker and Merrill Texas Manager Armondo
RBC Wealth’s recruiting head Michael Parker and Merrill’s Dallas market manager Michael Armondo, each of whom have 24 years of brokerage experience, will join to build Greg Fleming’s enterprise in the Northeast and Texas.
Longtime Merrill Recruiter Jason Rich to Join Rockefeller Capital
Former Merrill and Morgan Stanley executive Greg Fleming continues to build his operation with the help of his former teammates.
Finra High-Risk Firm Proposals Advance as Regulator Names New Northeast Leader
The regulator’s board considers requiring broker-dealers with a high percentage of high-risk brokers to disclose more about themselves to the public.
Rockefeller Captures Another Merrill Team in Atlanta
For the third time in a month, the recapitalized multi-family office run by former Morgan Stanley executive Greg Fleming has nabbed a Thundering Herd team in the Peachtree State.
Rockefeller Hires Former Goldman Family Office Head Tim O’Hara
Greg Fleming fills in more of his management team, naming a longtime official with Goldman’s Ayco financial planning unit to run his firm’s multi-family office business.
