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          • Merrill advisors Alpesh R. Patel, Matthew Birkett and Darren Siegrist moved to Rockefeller along with client associates Hai Dang and Chris Iwamasa.Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA
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Rockefeller Capital Management

Merrill advisors Alpesh R. Patel, Matthew Birkett and Darren Siegrist moved to Rockefeller along with client associates Hai Dang and Chris Iwamasa.
2/26/21 | Advisor Moves, Breakaway Center, Most Read, News | Merrill, Rockefeller Capital Management | 23 Comments

Merrill Loses $3-Mln Team to Rockefeller in CA, $2-Mln Group to Texas RIA

Advisor considering independence
Bank of America, Merrill, Rockefeller Capital Management

Exclusive: Rockefeller Lures Merrill Private Wealth Regional Head in Chicago

2/22/21 | Advisor Moves, News | 12 Comments

Brett Thelander, a career Merrill manager who was running its ‘Mid-America’ private wealth region, will join Rockefeller after a 90-day garden leave, two sources said.

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Advisor Moves, Bank of America, Brett Thelander, Chicago, Merrill Lynch, Rockefeller
Richeda, Farr, Nazzaro
RBC, Rockefeller Capital Management

Rockefeller Hires $2.5-Mln Merrill Team in CO, RBC Nabs Million-Dollar IL Producer

2/22/21 | Advisor Moves, News | 5 Comments

Colorado hire is Rockefeller’s 45th team since its founding while RBC picked up a Merrill broker who said he was frustrated at Merrill’s push to sell Bank of America products.

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Advisor Moves, Colorado, Illinois, Merrill Lynch, RBC, Rockefeller
Boca Raton, Florida
Merrill, Morgan Stanley, Rockefeller Capital Management

Rockefeller Lures Two Florida Teams with $9.8 Mln Revenue

1/19/21 | Advisor Moves, News | 7 Comments

Morgan Stanley team with $6.5 million and Merrill team generating $3.3 million in revenue bring Rockfeller’s brokerage force to 44 teams.

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Florida, Recruiting
(Left to right) Gregory Ernst and Todd Stark moved to RBC from UBS along with client associates Amy McGuire, Marnie O’Brien, Trudy Soper
RBC, Rockefeller Capital Management

Rockefeller, RBC Lure Merrill, UBS Teams in Midwest

1/14/21 | News | 7 Comments

Rockefeller hires its second Merrill team in Chicago while RBC recruits two teams with $900 million combined from the same UBS branch in Nebraska.

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Chicago, Nebraska
Mark Pomerantz and Andrreew Hutcheson
Alex. Brown, LPL, Raymond James, Rockefeller Capital Management, Wedbush

Wirehouse Advisors in Florida, L.A. Jump to ‘Boutiques’ Rockefeller, Alex. Brown

12/17/20 | Advisor Moves, Breakaway Center, News | 1 Comment

Broker with more than two decades of experience at Morgan Stanley joins Rockefeller’s fledgling Boca office and 39-year California advisor signs on with RayJay’s Alex. Brown.

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Merrill brokers Bill Colwyn (left) and Dan Mendelson and client associate Michelle McCabe moved to Rockefeller
Merrill, Morgan Stanley, Rockefeller Capital Management

Rockefeller Plants Flag in Chicago, Hires $3.8 Million Merrill Team

10/26/20 | Advisor Moves, News | 6 Comments

Merrill duo with $550 million book of assets is 40th team to join Rockefeller.

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First Republic Hires $2.5 Million Merrill Producer in California
Bank of America, First Republic, Merrill, Rockefeller Capital Management

First Republic Hires $2.5 Million Merrill Producer in California

9/14/20 | Advisor Moves, News | 2 Comments

San Francisco-based bank recruits another broker from the firm that once owned it.

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Dallas Texas
Morgan Stanley, Rockefeller Capital Management

Rockefeller Hires $5-Mln Morgan Stanley Team in Dallas

9/11/20 | Advisor Moves, News | 5 Comments

Mother-son team overseeing $500 million in assets joins Rockefeller in Dallas, following arrival in Houston last week of a $300 million-asset team from UBS.

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Merrill, Rockefeller Capital Management, UBS

Rockefeller Nabs $900-Mln Merrill Team in CA, Two from UBS in TX and AZ

9/8/20 | News | 7 Comments

Rockefeller hired a three-advisor Merrill team in Oakland managing about $900 million ahead of the long holiday weekend, and five advisors from UBS teams in Houston and Scottsdale with another $900 million of AUM among them.

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Led by Ted Longo (center), the team, which also includes his nephew Steven M Longo (left) and Chris F Collins (right), has shifted to independence by affiliating with Sanctuary Wealth Services.
Merrill, Morgan Stanley, Rockefeller Capital Management, Sanctuary

Rockefeller Nabs $5-Million Morgan Stanley Team in Arizona

8/21/20 | Advisor Moves, News | 5 Comments

Morgan Stanley group with $400 million in client assets moved Friday, the same day that indie firm Sanctuary Wealth added a $4 million production and $500 million-asset team from Merrill.

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Financial Advisor Moves
JP Morgan, Rockefeller Capital Management

Rockefeller Recruits $1.5-Mln J.P. Morgan Securities Broker in NY Suburb

7/13/20 | Advisor Moves, News | 4 Comments

Advisor with almost 25 years’ experience was managing $200 million at JPMorgan’s White Plains office.

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CORONACRASH NEWS

  • Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Feb 26, 2021
  • Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Feb 25, 2021
  • Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Feb 12, 2021
  • RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    Jan 28, 2021
  • Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Jan 25, 2021

NEWS

  • Walmart Hires Two Goldman Execs to Oversee Expansion into Financial Services

    Walmart Hires Two Goldman Execs to Oversee Expansion into Financial Services

    Mar 1, 2021
  • Morgan Stanley’s Recruiting Loan Balance Jumps Back Above $3 Billion

    Morgan Stanley’s Recruiting Loan Balance Jumps Back Above $3 Billion

    Mar 1, 2021
  • Merrill to Ramp Up Private Wealth Business in Florida

    Merrill to Ramp Up Private Wealth Business in Florida

    Feb 28, 2021
  • Finra Dings Ex-Morgan Stanley Broker in Los Angeles over Expense Lapse

    Finra Dings Ex-Morgan Stanley Broker in Los Angeles over Expense Lapse

    Feb 26, 2021
  • Focus Financial’s PE Backers Eye $323 Million Pay Day with Stock Sale

    Focus Financial’s PE Backers Eye $323 Million Pay Day with Stock Sale

    Feb 26, 2021

Recruiting Winners: 2020 Year in Review

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