Rockefeller Capital Management
Rockefeller Lands $4.5-Mln Alex. Brown Broker in Texas
The expanding New York firm led by former wirehouse executive Greg Fleming nabs its first Houston advisor and also on Friday hired a $1.5-million broker in Atlanta from Morgan Stanley.
Rockefeller Hires $10-Million Team from Stifel
Led by Ed Moldaver, a 1978 immigrant from the Soviet Union, the team oversaw about $2 billion of assets at their former firm and once included a former New York governor.
$2-Million Merrill Producer in L.A. Moves Mid-Crisis to Rockefeller
Move on Monday followed that of a 19-year Ameriprise veteran in San Diego on Friday to Wells Fargo.
Week’s Exodus at Merrill Yields Hires at RayJay, Rockefeller and Stifel
Advisors who managed about $1.1 billion left in the past seven days in California, Colorado and Illinois.
Rockefeller Hires $4.5-Mln Morgan Stanley and $3-Mln Merrill Teams
Morgan Stanley Private Wealth’s John Sargent in New York and Merrill Philadelphia-area broker Jeff Harvey bring the roster of wealth teams at Greg Fleming’s shop to 24.
Rockefeller Lures More Morgan Stanley Brokers in Atlanta
A solo practitioner and a team, each producing $2 million, joined Rockefeller ahead of the Presidents’ Day weekend.
Morgan Stanley, Merrill, UBS Lose Teams to J.P. Morgan, RayJay and Rockefeller
Father-daughter team in New York join another Morgan Stanley alum at J.P. Morgan, Merrill advisor in Virginia producing $1.7 million arrives at Raymond James, and Rockefeller hires a $1.2 million producer in Washington.
Rockefeller Y’All: Five from Morgan Stanley Producing $8.3 Million Join Down South
Rockefeller hires three new brokers from the wirehouse in Atlanta, and opens its first office in Florida with two others.
Rockefeller Nabs $1.3-Bln-Asset Morgan Stanley Team in Atlanta
Michael Merlin, whose 11-person team reportedly produced around $10 million, left Friday after 21 years at Morgan Stanley and Smith Barney.
Rockefeller Hires 45-Year Merrill Broker in Dallas, NY/Cleveland Team from Morgan Stanley
Teams that were jointly producing about $8 million of fees and commissions on about $950 million of client assets jump to the wealth boutique run by former wirehouse execs.
Rockefeller Lures UBS Advisor in Los Angeles with $600-Million Book
After 11 years at UBS and seven at Lehman Brothers, Michael Wallace joins Greg Fleming’s New York-based boutique as its second southern California broker.
