Rockefeller Capital Management
Rockefeller Nabs $1.3-Bln-Asset Morgan Stanley Team in Atlanta
Michael Merlin, whose 11-person team reportedly produced around $10 million, left Friday after 21 years at Morgan Stanley and Smith Barney.
Rockefeller Hires 45-Year Merrill Broker in Dallas, NY/Cleveland Team from Morgan Stanley
Teams that were jointly producing about $8 million of fees and commissions on about $950 million of client assets jump to the wealth boutique run by former wirehouse execs.
Rockefeller Lures UBS Advisor in Los Angeles with $600-Million Book
After 11 years at UBS and seven at Lehman Brothers, Michael Wallace joins Greg Fleming’s New York-based boutique as its second southern California broker.
Rockefeller Hires $1 Billion-AUM Broker from Wells in L.A.
Pedro Marti, Rockefeller’s first advisor in southern California, reportedly produces about $5 million.
Rockefeller Hires $4-Million Merrill Team in D.C.
Group is the 11th to join the upstart brokerage unit of the expanded family office firm led by Greg Fleming, and the tenth coming directly from a wirehouse.
Rockefeller to Buy Silicon Valley Multi-Family Office
Firm run by former Morgan Stanley Wealth head Greg Fleming adds Financial Clarity, a $2.3-billion AUM firm in northern California, to its roster.
Rockefeller Hires Morgan Stanley Chairman’s Club Broker in New York
Michael Siden, Clifford Fink and three associates who produce about $4 million annually are the second advisor team Greg Fleming’s firm has hired at Rockefeller’s New York headquarters.
First Republic Nabs California Merrill Team, Rockefeller Signs Wells Duo
Merrill pair in Silicon Valley and Wells team in San Francisco were each overseeing about $300 million of customer assets before moving on Friday.
Rockefeller Grabs $4.5-Million-Plus Team from Merrill in Dallas
RSA Group led by Neil Rubenstein and James Sandfort is first in Texas for Greg Fleming’s family office venture, comes same day as Merrill lost $736,000 producer in New York to Morgan Stanley.
Rockefeller Hires Merrill Manager in Los Angeles
Nathan Crair, who had been managing offices in west Los Angeles for 14 years, will open Rockefeller’s first office in the city.
Rockefeller Hires $4-Million UBS Broker in San Francisco
Bruce Tenenbaum, who was overseeing some $1 billion in customer assets at UBS, is first broker hired by Greg Fleming’s firm on the West Coast.
