Rockefeller Capital Management
Former Merrill and Morgan Stanley executive Greg Fleming continues to build his operation with the help of his former teammates.
The regulator’s board considers requiring broker-dealers with a high percentage of high-risk brokers to disclose more about themselves to the public.
For the third time in a month, the recapitalized multi-family office run by former Morgan Stanley executive Greg Fleming has nabbed a Thundering Herd team in the Peachtree State.
Greg Fleming fills in more of his management team, naming a longtime official with Goldman’s Ayco financial planning unit to run his firm’s multi-family office business.
Anthony Grosso, who spent much of his 36-year career soliciting Silicon Valley wealth, will focus on recruiting private wealth advisors to Greg Fleming’s newly capitalized family office.
Tom Epperson and Justin Ryan, who oversaw about $2 billion of customer assets combined, join Greg Fleming’s new venture.
Father-son team with offices in New York and Salt Lake City mark the first non-executive hire for Greg Fleming’s wealth management upstart.