Steward Partners
Independence Day: Six UBS Brokers in Three Regions Join Indie Firms
UBS brokers in Ohio, Florida and Maryland collectively managing about $850 million of client assets leave for firms affiliated with RayJay, Wells and Kestra.
Steward Signs $6 Million Indie Team, Largest Since Its Founding
Steward, which has recruited primarily from wirehouses, lures independent brokers from Advisor Group to its new “affiliate channel” with an alternate payout plan.
Veteran Wirehouse Executive Mulholland Joins Board of Independent Firm
The former head of Merrill Lynch and UBS Financial’s sales forces will now hawk the virtues of independence at Steward Partners.
Steward Partners’ Jim Gold – Coronacrash Update with Tony Sirianni
AdvisorHub’s Publisher & CEO — Tony Sirianni — asked executives from top firms their opinions on the dual management of…
Steward Hires Ex-Morgan Stanley Divisional Manager Kentfield
Douglas Kentfield, who left Morgan Stanley in 2014, will take on a newly created role as “head of wealth management” for the Raymond James-affiliated firm.
Independents Steward and Sanctuary Hire Brokers from Merrill, UBS
Austin duo overseeing $134 million leaves Merrill for Raymond James affiliate, while 16-year UBS executive stock specialist shifts to new Noyes unit in San Francisco.
Steward Attracts Veteran Broker in Texas from J.P. Morgan
Dallas office of J.P. Morgan loses $1.3 million producer Amy Sabin to Raymond James-affiliated independent firm the same day it hires an early-career wealth associate from UBS.
Top Stories of the Week: UBS Touts 3% CD for Clients, Ameriprise Clips CEO Pay, And More
Most popular stories from 3/17 – 3/23.
Steward Partners Recapitalizes, Gets $50 Million from Private Equity Firm
Raymond James-affiliated firm says it will use investment from Cynosure Partners to expand and allow some stakeholders to monetize their positions.
Wells Complex Manager Jumps to RayJay Affiliate in New Jersey
Tim Sheridan replaces a short-lived Steward Partners manager who boomeranged back to Wells Fargo after a few weeks.
Wells Complex Manager Returns, Weeks After Jumping to Indie Firm
Long Island manager rejoins in new, expanded role after wooing from senior executives.
