TD Ameritrade Holding Corp. Chief Executive Officer Tim Hockey said his departure from the online brokerage no later than the end of February 2020 has nothing to do with mergers and acquisitions, “pro or con.”
TD Ameritrade’s new voice-activated investing technology brings investors one step closer to trading while driving.
Money and autonomy in working with clients remain strong incentives for brokers to become independent fee-based advisors but transitions remain challenging, RIA custodian says.
TD Ameritrade Holding Corp. trimmed digital advertising spending due to a lack of interest from retail investors, according to chief executive Tim Hockey.
Brokerage firm agrees in principle to make technology changes and pay legal fees to former customer but avoids class-action claims.
Class-action filing comes from former customer who moved her account ten years ago to Scottrade, which is transferring accounts back to TD Ameritrade platform.
State official says firm now owned by TD Ameritrade violated the DOL’s fiduciary rule by “conducting sophomoric contests.”
TD Ameritrade Holding Corp. could be sliding into your DMs.
Finra panel denies discount firm’s bid to enjoin broker who jumped to one of its former RIA customers from contacting his former clients.