California advisor takes reins of Walnut Creek office, Salt Lake City family team joins Ameriprise’s “franchise” channel.
UBS bids adieu to L.A. complex manager Ron Meraz and recruits junior brokers from Merrill Lynch in Las Vegas who had a $116 million book.
A 19-year Raymond James broker jumped last week, but most moves have been delayed by coronavirus travel bans and nerves.
Louisiana lawsuit underscores banks’ attempt to curb client solicitation by brokers who allegedly built their books passively rather than cold-calling.
Paul Vigue, William Platt and Renato Reali, who joined forces at Smith Barney 19 years ago, rejoined Morgan Stanley in Manhattan Friday and Damion Carufe arrives in firm’s Palm Beach office after 31 years at J.P. Morgan/Bear Stearns.
The spreading coronavirus epidemic is spooking investors out of equities but UBS Global Wealth Management is advising its high net-worth clients to use this as an opportunity to load up on Chinese shares.