UBS Group AG is severing ties with some Venezuelan clients it serves from the U.S. as the Trump administration tightens sanctions on a country that’s mired in a power struggle.
Arizona broker who produced $1.1 million in the past year at BMO Harris joins wirehouse.
NYC broker who was discharged in May over compliance flubs has reunited with former UBS colleagues at their advisory firm Procyon Partners.
UBS Group AG clinched the naming rights for the future home of the New York Islanders hockey team that’s part of the $1.5 billion Belmont Park redevelopment project in Queens.
Kenneth Correa, who joined Merrill last year, takes reins of 140-broker office in midtown Manhattan as his former complex gets subdivided.
UBS settles charges that it funneled bonds intended for retail customers to “flippers” and gamed issuers’ allocation procedures, while two brokers were each fined $25,000 and ordered to disgorge profits.