UBS
UBS Loses East Coast, West Coast, Midwest Teams
“Institutional Consulting” group in Maryland joins RayJay, father-son team in northern California jumps to Morgan Stanley and Chicago team affiliates with Robert W. Baird.
Longtime UBS Manager Joins Wedbush to Run Branches
Donald Gorsch, who left UBS in June after 25 years, will be in charge of Los Angeles-based firm’s network of employee-channel branches.
Raymond James Hires $4-Million Michigan Team from UBS
Three advisors overseeing some $600 million of customer assets joined the Florida-based firm after sojourning for more than 20 years at wirehouses.
UBS Hires $2.7 Million Merrill Lynch Team in Northern California
Brokers managing $440 million in client assets joined UBS last week, two days after it hired an East Coast Merrill veteran managing $391 million.
Insurance ‘Wholesaler’ Sues UBS over Pregnancy Discrimination
Consultant claims retaliation after his daughter, a UBS employee, filed a pregnancy discrimination charge against the wirehouse.
Rockefeller Hires Morgan Stanley Chairman’s Club Broker in New York
Michael Siden, Clifford Fink and three associates who produce about $4 million annually are the second advisor team Greg Fleming’s firm has hired at Rockefeller’s New York headquarters.
UBS Las Vegas Broker Producing $1.5 Million Joins RIA
Move by 23-year industry veteran in Nevada on Thursday follows the departure of a 21-year UBS lifer to RBC Wealth earlier this month.
UBS Sets Major Reshuffle Atop Wealth Management Unit
UBS Group AG Chief Executive Officer Sergio Ermotti moved to quell concerns surrounding the bank’s long-term succession plan with a radical overhaul of the top ranks, hiring a star banker from a rival and ousting some of its most senior executives.
UBS Hires $391-Million-Asset Private Wealth Broker from Merrill
After 20 years with Merrill, Michelle McCallion is trying to move her ultra-high-net worth practice in Greenwich, Conn. and midtown Manhattan to another bank-owned wirehouse.
This Week’s Top Stories: Ex-RayJay Broker Wins Expungement, Wells Cuts Complexes, and More
Most popular stories from August 11 to August 17
$3.6 Million UBS Team Joins First Republic in New Jersey
Paramus team opened West Coast bank’s first wealth branch in the Garden State on Friday, the same day UBS hired a $1-million, 29-year industry veteran in Ohio from Morgan Stanley.
