Wells Fargo
Ameriprise, RayJay Pick Up Multi-Million Teams, from Wells and UBS
Exits in San Diego and St. Louis extend advisor losses both wirehouses have been suffering.
Wells Fargo Said to Face DOJ Probe of Wholesale-Banking Unit
Wells Fargo & Co. is facing a Department of Justice investigation into whether employees in the company’s wholesale-banking business improperly altered customer data, a person familiar with the matter said.
Wells Fargo Integrates Bank-Housed Brokers into Private Client Group
In first leg of a promised broad restructuring of its wealth and investment management division, bank shuttles reporting lines to brokerage veterans.
Wells Fargo Is Investigating Bankers’ Alleged Expense Violations
Wells Fargo & Co. is investigating employees in its investment bank for alleged violations of its expense policy after they tried to get the company to pay for ineligible evening meals.
Stifel Picks up Wells Brokers in Michigan and Oregon
Michigan broker who had spent 36 years at Wells and predecessor firms says small-account policies and red tape prompted him and his partner to look elsewhere.
Wells Fargo Advisors Market Their Softer Sides
Many brokers are updating biographies on team websites to emphasize personal, humanizing details.
Wells Moves Closer to Consolidating Wealth Units
Firm preparing to begin a “top down” consolidation of leadership as it folds its bank-based brokerage channel into its private client group.
Wells Fargo Names 30-Year UBS Manager to Run Arizona Complex
Roger W. Burton, who has run UBS branches in Ohio, Kentucky, Minnesota, Arizona and L.A. over a career going back to 1987, hops to manage a competitor’s advisors.
Ameriprise Lays Down Carpet for Wells Team in California
Firm’s willingness to invest in the overhead of a new branch for solid, but not stellar, performers underscores eagerness to expand its employee channel brokerage force.
Wells Dribbles More Advisors, Nashville Complex Manager Steps Down
$2-million West Coast team joins Stifel, Charlotte advisor working with $150 million of client money goes to Baird, California A.G. veterans sign up with RayJay, and manager who had worked in Tennessee hangs up his spurs.
Wells Fargo Office Pool Won $543 Million Lottery Jackpot
Workers at a Wells Fargo & Co. branch in California just hit the jackpot.