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Wells Fargo

Wells Fargo & Company is an American multinational financial services company with corporate headquarters in San Francisco, California, operational headquarters in Manhattan, and managerial offices throughout the United States and overseas.

Morgan Stanley’s Tucson, Arizona branch, via Google Maps.
3/8/21 | Advisor Moves, News | Morgan Stanley, Wells Fargo

Morgan Stanley Bags $3.5 Million Wells Int’l Team in Arizona

Adrianne Hoy, Edward Dawson, Kyle Dawson, Patty Bribiesca and Katherine Tawoda left Wells Fargo for UBS in San Diego last month.
UBS, Wells Fargo

Goin’ Up? Wells Fargo Team Moves Seven Floors to UBS in San Diego

3/5/21 | Advisor Moves, Most Read, News | 6 Comments

Edward Dawson, a 37-year industry veteran, has moved his Wells Fargo team to the 21st floor of the same downtown San Diego building to join UBS.

Read More

Wells Fargo
Wells Fargo

Wells Fargo to Merge Wealth Management Sales Regions

3/4/21 | Most Read, News | 4 Comments

Wells Fargo Advisors continues cost-cutting by consolidating management of its private client group, slimming to eight from 12 sales regions.

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Charlie Scharf, Crisis Management, Reorganization, Wells Fargo, Wells Fargo Advisors, Wells scandal
Armando A. Ureña (center), formerly a Wells Fargo Advisors managing director, was recruited by Snowden Lane Partners to join its office in Coral Gables, Florida.
Snowden Lane, Wells Fargo

Snowden Snags Wells Fargo Int’l Broker Managing $360 Million in Miami

3/2/21 | Advisor Moves, News

Armando Ureña and his team in Coral Gables switched to Snowden Lane Partners ahead of Wells’ shuttering of its foreign client business.

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Advisor Moves, Latin America, Miami, Snowden Lane Partners, Wells Fargo
Wells Fargo Sign
Wells Fargo

Wells Fargo Sheds Its Asset Manager as Scharf Reshapes Bank

2/23/21 | News | 1 Comment

Wells Fargo & Co. plans to sell its asset-management business to two private equity firms, part of Chief Executive Officer Charlie Scharf’s efforts to dump non-essential operations and help the bank emerge from years of scandals.

Read More

Judge rules
FINRA, Wells Fargo

Finra Bars Ex-Wells Broker Who Raised $3.5-Mln For Software Company

2/22/21 | Enforcement, News | 2 Comments

Scott W. Reed of Scottsdale, Arizona, allegedly made nearly $200,000 for soliciting and facilitating at least $3.5 million in unapproved investments in a software company.

Read More

Arizona, Enforcement, Finra, Wells Fargo Advisors
Advisor Moves
Morgan Stanley, Wells Fargo

Wells Fargo Lures $3.9-Mln N.J. Team from Morgan Stanley

2/19/21 | Advisor Moves, News | 1 Comment

Group led by Stan Alpert and Gregg Kaufman had overseen $725 million in assets at Morgan Stanley.

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Advisor Moves, Morgan Stanley, Wells Fargo Advisors, Wirehouse Recruiting
Kent Caldwell-Meeks and Connie Degler
Wells Fargo

Wells Fargo Advisors Embraces More Execs from Private Bank

2/17/21 | News | 2 Comments

Three Wells private banking officials join the management committee of Wells Fargo Advisors as bank-brokerage integration continues.

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Bank, Bank Executives, Crisis Management, Cross-marketing, Wells Fargo, Wells Fargo Advisors
FINRA sign
FINRA, Wells Fargo

Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

2/12/21 | Coronacrash, News

The regulator barred a bank-based broker who declined to cooperate with its investigation of allegations she had applied for the Small Business Administration’s support without a formal business.

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Coronacrash, Finra, Outside Business, PPP loans, SBA, Wells Fargo
First Republic
First Republic, Wells Fargo

First Republic Ups Incentives for Recruiters in Bid for Big Advisors

2/3/21 | Advisor Moves, News | 2 Comments

California-based private bank is giving select recruiters up to 12% of a prospect’s trailing 12-month production—double the industry standard—in an offer that expires in April.

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Kurt Bakken, branch director for RBC Wealth Management-U.S.
RBC, Wells Fargo

RBC Nabs Wells Manager, Ameriprise Touts NYC Broker’s Asset Growth

1/29/21 | News | 1 Comment

30-year brokerage veteran Kurt Bakken joins RBC Wealth Management-U.S. as branch director for its Rochester, Minnesota office while Ameriprise said another ex-Wells broker had doubled assets in a month.

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Branch Director, RBC Wealth Management-U.S., Wells Fargo
Advisor Bonus
Wells Fargo

Well Fargo Offers 100% Production Bonuses to Assuage ‘International’ Advisors–Sources

1/28/21 | News

Bank scrambles to retain brokers following its decision to prohibit them from servicing accounts of clients outside the U.S.

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Advisor Recruiting, Headhunters, Money Laundering, Offshore Clients, Wells Fargo, Wells Fargo Advisors
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CORONACRASH NEWS

  • Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Big U.S. Banks’ Vows to Halt Job Cuts End as Virus Endures

    Feb 26, 2021
  • Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Raymond James Executive: We’re Open to Flexible Work Arrangements for Advisors

    Feb 25, 2021
  • Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Finra Bars Ex-Wells Broker Accused of Improperly Seeking Virus Relief Loan

    Feb 12, 2021
  • RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    RayJay Private Client Profit Dips 8%, Employee Channel Recruiting Slips

    Jan 28, 2021
  • Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Finra Scrutinizes Brokers Who Took PPP Loans for Potential Violations

    Jan 25, 2021

NEWS

  • Judge Denies Ex-Morgan Stanley Boston Broker’s Bid for Early Prison Release

    Judge Denies Ex-Morgan Stanley Boston Broker’s Bid for Early Prison Release

    Mar 8, 2021
  • UBS Begins Appeal of $5 Billion Penalty in French Tax Case

    UBS Begins Appeal of $5 Billion Penalty in French Tax Case

    Mar 8, 2021
  • This Week’s Top 5: Wells Consolidates Regions, a $6-Mln Merrill Breakaway, And More

    This Week’s Top 5: Wells Consolidates Regions, a $6-Mln Merrill Breakaway, And More

    Mar 6, 2021
  • This Week in RIA M&A: Focus Adds Partner Firm as Other PE-Backed Buyers Strike

    This Week in RIA M&A: Focus Adds Partner Firm as Other PE-Backed Buyers Strike

    Mar 5, 2021
  • Rockefeller Lassoes Merrill Texas Team with Nearly $5-Mln Revenue

    Rockefeller Lassoes Merrill Texas Team with Nearly $5-Mln Revenue

    Mar 5, 2021

Recruiting Winners: 2020 Year in Review

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