Highlights from An Industry in Transition: Change, Challenges & Evolution — NYC, October 2018

Our second annual summit addressed the most talked-about issues affecting advisors’ books of business, including Broker Protocol developments, the demise of the DOL Fiduciary rule and the impending SEC Best-Interest rules.

We looked at how technology is fueling the rapid growth of the independent movement and of robo-like competition. And we addressed universal issues, such as advising clients in turbulent times, analyzing best practices for managing your team, growing through acquisition and extracting equity from your practice as you approach retirement.

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