Cash deal could add 3,500 advisors and $120 billion of client assets.
Leaves crowded network of Jones offices in the area to open first RayJay employee-channel outpost in Las Cruces.
Amid continuing legal battles with its former U.S. brokers, the Swiss bank is transferring a “substantial” amount of money left in customer accounts to a small New York City brokerage.
Arbitrators uphold Hilltop Securities’ claim of criminal computer crime in imposing damages against San Diego brokers who jumped to Stifel.
Firm alleges that DocuLynx refused to return client data to get new contract, raising risk of “substantial economic fines from regulators.”
Former Princeton, NJ, branch manager who left in May is now helping to run a complex for Merrill Lynch.
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