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News

The latest headlines in wealth management.

Ubs-Ordered-To-Pay-Record-5-1-Billion-In-French-Tax-Trial
2/20/19 | News | UBS

UBS Ordered to Pay Record $5.1 Billion in French Tax Trial

Morning Brief: Cetera Searches for New CEO

Morning Brief: Cetera Searches for New CEO

2/20/19 | Morning Brief

Top stories from around the web.

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Wirehouse-To-Wirehouse-Ubs-Picks-Up-Big-Boston-Team-From-Morgan-Stanley
Morgan Stanley, UBS

Wirehouse to Wirehouse: UBS Picks Up Big Boston Team from Morgan Stanley

2/19/19 | Advisor Moves, News | 4 Comments

In addition to losing a Beantown duo said to be producing $3.5 million, Morgan Stanley bid farewell on Friday to a Boston complex manager who joined Raymond James.

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Wells-Team-In-New-York-Generating-5-5-Million-Joins-First-Republic
First Republic, Wells Fargo

Wells Team in New York Generating $5.5 Million Joins First Republic

2/19/19 | Advisor Moves, News | 2 Comments

Long-time partners George Fuchs and David Schulman, who have worked together since the late 1990s at Dean Witter and Smith Barney, had been serving clients with $1.5 billion at Wells Fargo.

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Warren-Proposes-Universal-Child-Care-Plan-Funded-By-Wealth-Tax

Warren Proposes Universal Child Care Plan Funded by Wealth Tax

2/19/19 | News

Democratic presidential candidate Elizabeth Warren proposed a universal child care plan that would limit American families’ expenses to 7 percent of income regardless of how many children they have in care — paid for by a tax on the ultra-wealthy.

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Morning Brief: Non-U.S. Markets Rise on President’s Day

Morning Brief: Non-U.S. Markets Rise on President’s Day

2/19/19 | Morning Brief

Top stories from around the web.

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Morning Brief: Doom and Gloom Shadow Markets’ Year-to-date Vigor

Morning Brief: Doom and Gloom Shadow Markets’ Year-to-date Vigor

2/18/19 | Morning Brief

Top stories from around the web.

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Top-Stories-Of-The-Week-Ex-Merrill-Star-Tom-Buck-Sentenced-Ubs-Indie-Merrill-Exec-Comp-And-Others
Merrill Lynch, Morgan Stanley, Stifel, UBS

Top Stories of the Week: Ex-Merrill Star Tom Buck Sentenced, UBS Indie, Merrill Exec Comp, And Others

2/16/19 | News

Most popular stories from 2/10 to 2/16.

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Another-Credit-Suisse-Transplant-Leaves-Wells-Branch-Near-Philadelphia
Wells Fargo

Another Credit Suisse Transplant Leaves Wells Branch Near Philadelphia

2/15/19 | News | 1 Comment

Bill Lane, who migrated to Wells Fargo Advisors with three partners following the demise of Credit Suisse Securities, left their Radnor, Pennsylvania branch on Thursday to start a “multi-family office” with a small RIA.

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Ubs-Team-Overseeing-274-Million-Goes-Indie-With-Rayjay-In-Houston-
Raymond James, UBS

UBS Team Overseeing $274 Million Goes Indie with RayJay in Houston

2/15/19 | News | 13 Comments

The departure of the two advisors follows the exit of a $730-million asset team in Ohio earlier this week from from the Swiss bank’s U.S. brokerage operation.

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The-Best-Paid-Hedge-Fund-Managers-Made-7-7-Billion-In-2018

The Best-Paid Hedge Fund Managers Made $7.7 Billion in 2018

2/15/19 | News

Even for this Gilded Age of 0.0001 percenters, Kenneth Griffin drips money. The hedge-fund mogul recently closed on a New York penthouse for an eye-watering $240 million. Before that he picked up a $122 million London mansion. He can hang his $200 million Pollock in one and his $300 million de Kooning in the other.

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Morning Brief: Buffett’s Business Partner Disses Active Investing

Morning Brief: Buffett’s Business Partner Disses Active Investing

2/15/19 | Morning Brief

Top stories from around the web.

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