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UBS Ordered to Pay Record $5.1 Billion in French Tax Trial
Wirehouse to Wirehouse: UBS Picks Up Big Boston Team from Morgan Stanley
Wells Team in New York Generating $5.5 Million Joins First Republic
Warren Proposes Universal Child Care Plan Funded by Wealth Tax
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Advisor Moves
Wirehouse to Wirehouse: UBS Picks Up Big Boston Team from Morgan Stanley
Wells Team in New York Generating $5.5 Million Joins First Republic
Morgan Stanley, Wells Fargo Lose Teams to Independent Firms
Merrill Teams in Texas, Ohio and Georgia Shift to Competitors
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Enforcement
Tom Buck, Merrill’s Former Top Indiana Broker, Gets 40 Months in Prison
Finra Fines Kestra for Mutual Fund Share-Class Sale Violations
Finra Bars Broker for Gaming Merrill’s Mutual Fund Share Order System
Woodbridge, Owner Ordered to Pay $1 Billion for Ponzi Scheme
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Opinion
Life Is Nasty, Brutish and Short for a New ETF: Barry Ritholtz
Stocks, Bonds and Other Diversification Pairings at Risk: Steven Sears
Vanguard Defends the Value of Active Bond Funds: Brian Chappatta
From the Publisher: Introducing AdvisorHub Boutique
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Fintech News
Bitcoin Gets Delayed Boost From JPMorgan’s Embrace of Crypto
JPMorgan to Use Cryptocurrency for Corporate-Payments Business
Crypto Carnage Puts Bitcoin Tracker’s Plan for Basket on Hold
Silicon Valley Bros Build Billion Dollar Cyber-Security Fortunes
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