Recruiting Wire Scoreboard

Track the winners and losers in this running tally of recruitment acquisitions.

Recruiting Winners
AUM ($ MLN)
1. LPL Financial
$19,145
2. UBS
$12,726
3. Rockefeller Capital Management
$10,035
4. RBC
$8,660
5. Morgan Stanley
$7,317
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch
$24,724
2. UBS
$14,176
3. Morgan Stanley
$10,903
4. Wells Fargo
$9,421
5. Securities America
$5,976
Recruiting Champs (net)
AUM ($ MLN)
1. LPL Financial
$18,145
2. Rockefeller Capital Management
$10,035
3. RBC
$8,352
4. First Republic
$3,804
5. Stifel Nicolaus & Co.
$3,755

Recruiting Wire

Explore who’s jumping where and see which firms are winning the recruiting wars with our running list of advisor moves.

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New Firm: Rockefeller Capital Management
Old Firm: J.P. Morgan Securities
AUM: $200M
T12:
Location: Greenwich, CT
Move Date: 07/10/2020
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Jeffery Davis
AUM: $155M
T12:
Location: Plano, TX
Move Date: 05/08/2020
New Firm: LPL Financial
Old Firm: United Brokerage Services, Inc
Name:
AUM: $14M
T12:
Location: Potomac, MD
Move Date: 06/01/2020
New Firm: LPL Financial
Old Firm: UnionBanc Investment Services, LLC
Name:
AUM: $38.9M
T12:
Location: Larkspur, CA
Move Date: 05/02/2020
New Firm: LPL Financial
Old Firm: KMS Financial Services, Inc.
Name:
AUM: $253.5M
T12:
Location: Portland, OR
Move Date: 05/01/2020
New Firm: LPL Financial
Old Firm: Santander Securities LLC
Name:
AUM: $13.9M
T12:
Location: Thomaston, CT
Move Date: 04/03/2020
New Firm: LPL Financial
Old Firm: ProEquities, Inc.
Name:
AUM: $20.2M
T12:
Location: Cramerton, NC
Move Date: 04/02/2020
New Firm: LPL Financial
Old Firm: Client One Securities LLC
Name:
AUM: $21.7M
T12:
Location: Colorado Springs, CO
Move Date: 04/01/2020
New Firm: LPL Financial
Old Firm: KMS Financial Services, Inc.
Name:
AUM: $239.1M
T12:
Location: Seattle, WA
Move Date: 03/04/2020
New Firm: LPL Financial
Old Firm: Cantella & Co., Inc.
Name:
AUM: $25.8M
T12:
Location: Yuba City, CA
Move Date: 03/03/2020
New Firm: LPL Financial
Old Firm: Cantella & Co., Inc.
Name:
AUM: $29.3M
T12:
Location: Stow, OH
Move Date: 03/02/2020
New Firm: LPL Financial
Old Firm: Ausdal Financial Partners, Inc.
Name:
AUM: $56.1M
T12:
Location: Crystal Lake, IL
Move Date: 03/01/2020
New Firm: LPL Financial
Old Firm: Woodbury Financial Services
Name:
AUM: $104M
T12:
Location: Statesville, NC
Move Date: 06/06/2020
New Firm: LPL Financial
Old Firm: Woodbury Financial Services
Name:
AUM: $69M
T12:
Location: Pittsburgh, PA
Move Date: 06/05/2020
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $44.9M
T12:
Location: Springfield, IL
Move Date: 06/04/2020
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $34.1M
T12:
Location: Marshalltown, IA
Move Date: 06/03/2020
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $21.4M
T12:
Location: Arlington Heights, IL
Move Date: 06/02/2020
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $10.8M
T12:
Location: Albertville, MN
Move Date: 06/01/2020
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $42.3M
T12:
Location: Glen Rose, TX
Move Date: 06/30/2020
New Firm: LPL Financial
Old Firm: Voya
Name:
AUM: $78.3M
T12:
Location: Spring Lake, MI
Move Date: 06/29/2020
New Firm: LPL Financial
Old Firm: Voya
Name:
AUM: $97M
T12:
Location: San Diego, CA
Move Date: 06/28/2020
New Firm: LPL Financial
Old Firm: Voya
Name:
AUM: $40.2M
T12:
Location: Brownwood, TX
Move Date: 06/27/2020
New Firm: LPL Financial
Old Firm: UBS
Name:
AUM: $23.1M
T12:
Location: Raleigh, NC
Move Date: 06/26/2020
New Firm: LPL Financial
Old Firm: Securities America
Name:
AUM: $22.5M
T12:
Location: Vancouver, WA
Move Date: 06/25/2020
New Firm: LPL Financial
Old Firm: Sagepoint
Name:
AUM: $33.6M
T12:
Location: Sherman Oaks, CA
Move Date: 06/24/2020
New Firm: LPL Financial
Old Firm: Sagepoint
Name:
AUM: $76.1M
T12:
Location: Park Ridge, IL
Move Date: 06/23/2020
New Firm: LPL Financial
Old Firm: Sagepoint
Name:
AUM: $30.8M
T12:
Location: Oak Brook, IL
Move Date: 06/22/2020
New Firm: LPL Financial
Old Firm: Royal Alliance
Name:
AUM: $46.4M
T12:
Location: Portland, OR
Move Date: 06/21/2020
New Firm: LPL Financial
Old Firm: Royal Alliance
Name:
AUM: $15.7M
T12:
Location: Oxford, MS
Move Date: 06/20/2020
New Firm: LPL Financial
Old Firm: Royal Alliance
Name:
AUM: $21.7M
T12:
Location: Highland, IA
Move Date: 06/19/2020
New Firm: LPL Financial
Old Firm: Principal Securities, Inc.
Name:
AUM: $16.7M
T12:
Location: Cadillac, MI
Move Date: 06/18/2020
New Firm: LPL Financial
Old Firm: Nationwide Securities
Name:
AUM: $9.9M
T12:
Location: Dayton, MD
Move Date: 06/17/2020
New Firm: LPL Financial
Old Firm: Morgan Stanley
Name:
AUM: $32M
T12:
Location: Birmingham, AL
Move Date: 06/16/2020
New Firm: LPL Financial
Old Firm: Lincoln Financial Advisors
Name:
AUM: $39.5M
T12:
Location: Encino, CA
Move Date: 06/15/2020
New Firm: LPL Financial
Old Firm: Independent Financial Group
Name:
AUM: $103.6M
T12:
Location: Pasadena, CA
Move Date: 06/14/2020
New Firm: LPL Financial
Old Firm: H. Beck, Inc.
Name:
AUM: $36.5M
T12:
Location: Sandusky, OH
Move Date: 06/13/2020
New Firm: LPL Financial
Old Firm: First Allied
Name:
AUM: $80.2M
T12:
Location: Inver Grove Heights, MN
Move Date: 06/12/2020
New Firm: LPL Financial
Old Firm: Fifth Third Securities
Name:
AUM: $19.7M
T12:
Location: Downers Grove, IL
Move Date: 06/11/2020
New Firm: LPL Financial
Old Firm: Edward Jones
Name:
AUM: $14.3M
T12:
Location: Muncie, IN
Move Date: 06/10/2020
New Firm: LPL Financial
Old Firm: Edward Jones
Name:
AUM: $8.6M
T12:
Location: Atlanta, GA
Move Date: 06/09/2020
New Firm: LPL Financial
Old Firm: CUSO Financial Services, L.P.
Name:
AUM: $12.4M
T12:
Location: Denver, CO
Move Date: 06/08/2020
New Firm: LPL Financial
Old Firm: Cetera Advisor Networks LLC
Name:
AUM: $17.7M
T12:
Location: Andrews, NC
Move Date: 06/07/2020
New Firm: LPL Financial
Old Firm: Cetera Advisor Networks LLC
Name:
AUM: $53.6M
T12:
Location: Fairpoint, NY
Move Date: 06/06/2020
New Firm: LPL Financial
Old Firm: Centaurus Financial
Name:
AUM: $92.2M
T12:
Location: Redlands, CA
Move Date: 06/05/2020
New Firm: LPL Financial
Old Firm: Cambridge Investment Research
Name:
AUM: $48.9M
T12:
Location: Syracuse, NY
Move Date: 06/04/2020
New Firm: LPL Financial
Old Firm: Cadaret Grant
Name:
AUM: $51.6M
T12:
Location: Washington, D.C.
Move Date: 06/03/2020
New Firm: LPL Financial
Old Firm: Avantax Investment Services, Inc.
Name:
AUM: $45.3M
T12:
Location: Athens, TX
Move Date: 06/02/2020
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $28.1M
T12:
Location: Hawthorne, NY
Move Date: 06/01/2020
New Firm: LPL Financial
Old Firm: Woodbury Financial Services
Name:
AUM: $8.4M
T12:
Location: Whitehall, MI
Move Date: 05/31/2020
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $23.5M
T12:
Location: Larkspur, CA
Move Date: 05/23/2020

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.