Scoreboard

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Recruiting Winners
AUM in thousands
1. Cetera
$3,000,000
2. First Republic
$2,250,000
3. Merrill Lynch
$1,316,000
4. Focus Financial
$1,300,000
5. Morgan Stanley
$1,202,000
Recruiting Losers
AUM in thousands
1. Merrill Lynch
$3,656,000
2. Morgan Stanley
$3,063,610
3. LPL Financial
$3,000,000
4. UBS
$1,536,000
5. Wells Fargo
$1,125,000
Recruiting Champs (net)
AUM in thousands
1. Cetera
$3,000,000
2. First Republic
$2,250,000
3. Focus Financial
$1,300,000
4. Hightower
$1,160,000
5. Oppenheimer
$1,000,000

Recruiting Wire

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.

Facets Left

Sort:

Facets Right

Search:
New Firm: RBC
Old Firm: Morgan Stanley
Name: John Spies
AUM: $136M
T12: $926K
Location: Dakota Dunes, SD
Move Date: 02/23/2017
New Firm: Wells Fargo
Old Firm: UBS
Name: Greg Bowden
AUM: $56M
T12:
Location: Yardley, PA
Move Date: 01/10/2017
New Firm: Wells Fargo
Old Firm: Morgan Stanley
Name: Mark Standring
AUM: $67M
T12:
Location: Yardley, PA
Move Date: 02/16/2017
New Firm: Icon Wealth Partners/Dynasty Financial
Old Firm: UBS
Name: Blake Pratz
AUM:
T12:
Location: Houston, TX
Move Date: 02/17/2017
New Firm: Icon Wealth Partners/Dynasty Financial
Old Firm: Morgan Stanley
Name: Mark McAdams, Steve Schwarzbach
AUM:
T12:
Location: Houston, TX
Move Date: 02/17/2017
New Firm: LPL Financial
Old Firm: Edward Jones
Name: Curtis Green
AUM: $160M
T12:
Location: Rancho Mirage, CA
Move Date: 10/31/2016
New Firm: Prospera Financial Services
Old Firm: Summit Brokerage Services
Name: McCall M. Dyke
AUM: $73M
T12: $310K
Location: Mt Pleasant, TX
Move Date: 02/15/2017
New Firm: Prospera Financial Services
Old Firm: UBS
Name: Travis Godley
AUM: $155M
T12: $1.1M
Location: Lafayette, LA
Move Date: 02/09/2017
New Firm: Hightower
Old Firm: UBS
Name: Jeffery Kelly, Brian Wohlner
AUM: $160M
T12:
Location: Denver, CO
Move Date: 02/16/2017
New Firm: Steward Partners
Old Firm: Morgan Stanley
Name: Frank Hibbard, Amy Rosa, Todd Hoffman, Angela Helmus-O’Brien, Travis Hadwin, Todd Seymour
AUM: $700M
T12: $5.9M
Location: Clearwater, FLA
Move Date: 02/16/2017
New Firm: Buckley Wealth Management/Dynasty Financial
Old Firm: Morgan Stanley
Name: Brian Buckley
AUM: $600M
T12:
Location: Las Vegas, NV
Move Date: 02/17/2017
New Firm: Ameriprise
Old Firm: UBS
Name: Debrah Oelke
AUM: $119M
T12:
Location: Brookfield, WI
Move Date: 01/13/2017
New Firm: Ameriprise
Old Firm: Merrill Lynch
Name: Margo Clarke
AUM: $245M
T12:
Location: Edina, MN
Move Date: 01/13/2017
New Firm: Raymond James
Old Firm: Stifel Nicolaus & Co.
Name: Eleanor Jordan
AUM:
T12:
Location: Austin, TX
Move Date: 01/23/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: RBC
Name: Mark Wielinga, Rosario Petrizzo
AUM: $180M
T12:
Location: St. Joseph, MI
Move Date: 02/13/2017
New Firm: Mercer Advisors
Old Firm: Duckworth Wealth Advisors
Name: Michael Duckworth, Mark Doran, Kara Duckworth, Elizabeth deSouza
AUM: $160M
T12:
Location: Newport Beach, CA
Move Date: 02/13/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Todd Sherman, Jason Sobin, Michael Francisco, Brian Baskin
AUM: $460M
T12: $5M
Location: Mount Laurel, NJ
Move Date: 01/27/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Kevin Clouse
AUM: $110K
T12: $700K
Location: Kirkland, WA
Move Date: 01/30/2017
New Firm: First Republic
Old Firm: UBS
Name: Paul L. Feinstein
AUM: $450M
T12: $3.8M
Location: Century City, CA
Move Date: 02/10/2017
New Firm: Morgan Stanley
Old Firm: Merrill Lynch
Name: William Troy Neat, Jason Redpath, Steven Spaeth
AUM: $602M
T12: $4.6M
Location: Cincinnati, OH
Move Date: 01/20/2017
New Firm: Golden State Wealth Management/LPL Financial
Old Firm: Morgan Stanley
Name: Robert A. ‘Rocky’ Mills
AUM: $80M
T12:
Location: Westlake Village, CA
Move Date: 01/13/2017
New Firm: RBC
Old Firm: Merrill Lynch
Name: Steven Culbert, Mark Smith
AUM: $145M
T12: $1M
Location: Minneapolis
Move Date: 01/18/2017
New Firm: Cognetic Capital Advisors/Hightower
Old Firm: Morgan Stanley
Name: John Buffa
AUM:
T12:
Location: New York City, NY
Move Date: 01/30/2017
New Firm: Cognetic Capital Advisors/Hightower
Old Firm: Wells Fargo
Name: Joel Talish
AUM:
T12:
Location: New York City, NY
Move Date: 01/30/2017
New Firm: Benjamin F. Edwards
Old Firm: Wells Fargo
Name: Theresa Clemmons, Greg Thornton & Kristin Lindsey
AUM:
T12:
Location: Chandler, AZ
Move Date: 01/27/2017
New Firm: Benjamin F. Edwards
Old Firm: Wells Fargo
Name: Nancy Parsons
AUM:
T12:
Location: Springfield, IL
Move Date: 01/20/2017
New Firm: RBC
Old Firm: Wells Fargo
Name: Bob Gipp, Branch Director
AUM:
T12:
Location: Raleigh, NC
Move Date: 01/23/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Adam Schur
AUM: $850M
T12: $2M
Location: White Plains, NY
Move Date: 01/13/2017
New Firm: RBC
Old Firm: Merrill Lynch
Name: Greg Lunak
AUM: $164M
T12: $1M
Location: Stillwater, MN
Move Date: 01/17/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Michael Skrynecki
AUM:
T12:
Location: Atlanta, GA
Move Date: 01/13/2017
New Firm: Merrill Lynch
Old Firm: UBS
Name: Roger Berry, Felix Erbring & Ted Gray
AUM: $466M
T12: $4.5M
Location: Austin, TX
Move Date: 01/06/2017
New Firm: Raymond James
Old Firm: RBC
Name: Stephen B. Pryor, Regional Executive for Alex. Brown
AUM:
T12:
Location: Boston, MA
Move Date: 01/05/2017
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Kevin Cahill
AUM:
T12:
Location: Waukesha, WI
Move Date: 01/13/2017
New Firm: Morgan Stanley
Old Firm: Merrill Lynch
Name: Brad Weinman
AUM: $240M
T12: $1.8M
Location: West Palm Beach, FL
Move Date: 01/13/2017
New Firm: Raymond James
Old Firm: Hilliard Lyons
Name: James Perry Jr.
AUM: $100M
T12:
Location: Huntington, WV
Move Date: 01/18/2017
New Firm: Steward Partners
Old Firm: RBC
Name: Brandon Haase
AUM: $98M
T12: $650K
Location: Albany, NY
Move Date: 01/20/2017
New Firm: Steward Partners
Old Firm: Morgan Stanley
Name: Alexandra Koch
AUM: $97.5M
T12: $510K
Location: New York, NY
Move Date: 01/20/2017
New Firm: Snowden Lane
Old Firm: Wells Fargo
Name: David Lautz & Francisco Malfavon
AUM: $125M
T12:
Location: San Diego, CA
Move Date: 01/23/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Suzanne LaTour
AUM: $100M
T12: $850K
Location: San Diego, CA
Move Date: 01/13/2017
New Firm: Commonwealth
Old Firm: Ameriprise
Name: Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown & Phil Winstead
AUM: $285M
T12:
Location: Chapel Hill, NC
Move Date: 01/20/2017
New Firm: First Republic
Old Firm: Merrill Lynch
Name: Consilium Associates
AUM: $1.3B
T12: $11M
Location: New York, NY
Move Date: 01/20/2017
New Firm: Morgan Stanley
Old Firm: Merrill Lynch
Name: Ira Friedman & Andrew Sallis
AUM: $360M
T12: $1.3M
Location: New York, NY
Move Date: 01/20/2017
New Firm: Ameriprise
Old Firm: Raymond James
Name: Todd Mackler, Branch Manager
AUM: $16M
T12: $80K
Location: Fort Lauderdale, FL
Move Date: 01/03/2017
New Firm: Cetera
Old Firm: LPL Financial
Name: Ron Carson, Carson Wealth Management
AUM: $3B
T12:
Location: Omaha, NE
Move Date: 01/19/2017
New Firm: Oppenheimer
Old Firm: Cantor Fitzgerald
Name: Mark Wickard, Regina Wickard, Kevin Lynch & Tobias Timm
AUM: $1B
T12:
Location: East Lansing, MI
Move Date: 01/06/2017
New Firm: Ameriprise
Old Firm: UBS
Name: Kevin Smith
AUM: $74M
T12:
Location: Melbourne, FL
Move Date: 01/12/2017
New Firm: Morgan Stanley
Old Firm: J.P. Morgan
Name: David J. Pollock, Alan Solursh & Shadi Mullin
AUM:
T12: $3.5M
Location: Beverly Hills, CA
Move Date: 01/11/2017
New Firm: First Republic
Old Firm: Merrill Lynch
Name: Hank Holland
AUM: $500M
T12: $5M
Location: San Francisco, CA
Move Date: 01/13/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Jeff Peifly
AUM: $73M
T12: $1.1M
Location: Parsippany, NJ
Move Date: 01/13/2017
New Firm: Wells Fargo
Old Firm: UBS
Name: Greg Bowden
AUM: $56M
T12: $520K
Location: King of Prussia, PA
Move Date: 01/10/2017