New Firm: Cetera
Old Firm: LPL Financial
Name: James Laschinger, Sean Waggoner, and Sarah Keibler
AUM: $6B
T12:
Location: Alpharetta, GA
Move Date: 08/01/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Amir Navab, Bradley Finnigan and Shamya Ullah
AUM: $269M
T12: $2.2M
Location: Beverly Hills, CA
Move Date: 08/10/2017
New Firm: Ameriprise
Old Firm: Edward Jones
Name: Paul Lang and Emily Ellis
AUM: $363M
T12:
Location: Alpharetta, GA
Move Date: 06/16/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Paul L. Roche III and Christopher R. Bayles
AUM: $600M
T12:
Location: Boston, MA
Move Date: 08/08/2017
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Keith Bock, Mark O. Downey II, Jason Peterson, and Janet Emhof
AUM: $300M
T12: $2M
Location: Rochester, NY
Move Date: 07/14/2017
New Firm: Raymond James
Old Firm: Robert W. Baird
Name: Rosa M. Ebling
AUM:
T12: $850K
Location: Chicago, IL
Move Date: 07/27/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Merrill Lynch
Name: Kim Lee Kenawell-Hoffecker
AUM: $250M
T12:
Location: Mechanicsburg, PA
Move Date: 07/28/2017
New Firm: Janney Montgomery Scott
Old Firm: Wells Fargo
Name: Timothy J. Sullivan, Paul Sullivan, and Christopher M. Peters
AUM: $288M
T12:
Location: West Hartford, CT
Move Date: 07/20/2017
New Firm: RBC
Old Firm: Hilltop Securities
Name: Allen Smith
AUM: $180M
T12:
Location: Plano, TX
Move Date: 08/04/2017
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Jeffrey B. Jackson
AUM: $100M
T12:
Location: Goldsboro, NC
Move Date: 08/01/2017
New Firm: Harbor Investment Advisory
Old Firm: Morgan Stanley
Name: Paul M. Fox and Jennifer L. Winslow
AUM: $390M
T12:
Location: Lutherville, MD
Move Date: 07/28/2017
New Firm: Capitol Securities Management
Old Firm: Wells Fargo
Name: John O’Leary
AUM: $70M
T12: $350K
Location: Toms River, NJ
Move Date: 08/04/2017
New Firm: Triad Advisors
Old Firm: LPL Financial
Name: John Paxton, Daniel F. Murphy, Christopher Farver and Aaron Gibbs
AUM: $150M
T12:
Location: Glen Allen, VA
Move Date: 05/08/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Bob Emerson, Sean Stevenson, Tom Eisenhuth and Bill McKee
AUM: $341M
T12:
Location: Winter Park, FL
Move Date: 07/07/2017
New Firm: Oppenheimer
Old Firm: Stifel Nicolaus & Co.
Name: Christopher DiPenta
AUM:
T12:
Location: Florham Park, NJ
Move Date: 07/11/2017
New Firm: Oppenheimer
Old Firm: Wells Fargo
Name: Kevin Friedman
AUM:
T12:
Location: Los Angeles, CA
Move Date: 04/19/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Todd L. Kissel and Joshua Pasahow
AUM: $500M
T12:
Location: New York, NY
Move Date: 07/21/2017
New Firm: Morgan Stanley
Old Firm: UBS
Name: Christine Carona
AUM: $388M
T12:
Location: Boston, MA
Move Date: 07/28/2017
New Firm: RBC
Old Firm: Stifel Nicolaus & Co.
Name: Matt Wunder
AUM:
T12:
Location: McLean, VA
Move Date: 07/31/2017
New Firm: Cetera
Old Firm: LPL Financial
Name: Alliant Retirement Consulting
AUM: $6B
T12:
Location: Alpharetta, GA
Move Date: 07/10/2017
New Firm: Bronfman Rothschild
Old Firm: Hightower
Name: Michael LaMena
AUM:
T12:
Location:
Move Date: 07/31/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Stephen Neff
AUM: $200M
T12:
Location: Scottsdale, AZ
Move Date: 07/13/2017
New Firm: Merrill Lynch
Old Firm: Raymond James
Name: Gail Giclas and Eli Glicas
AUM: $377M
T12:
Location: Tucson, AZ
Move Date: 06/12/2017
New Firm: Raymond James
Old Firm: Cetera
Name: Great Western Investments & Insurance
AUM: $750M
T12:
Location: Sioux Falls, SD
Move Date: 07/27/2017
New Firm: Towerpoint
Old Firm: Wells Fargo
Name: Joe Eschleman
AUM: $250M
T12:
Location: Sacramento, CA
Move Date: 07/26/2017
New Firm: United Capital
Old Firm: Asset One
Name: Asset One
AUM: $403M
T12:
Location:
Move Date: 07/25/2017
New Firm: United Capital
Old Firm: Compass Wealth Advisors
Name: Greg Schoenfeld
AUM: $210M
T12:
Location: Elkhart, IN
Move Date: 07/25/2017
New Firm: United Capital
Old Firm: Jensen Wealth Advisors
Name: Erik Jensen and Phil Tanner
AUM: $145M
T12:
Location: Palm Desert, CA
Move Date: 06/16/2017
New Firm: Suntrust
Old Firm: JPMorgan Chase & Co.
Name: Jack Christian
AUM:
T12:
Location: Miami, Florida
Move Date: 07/01/2017
New Firm: Suntrust
Old Firm: Calvert Investment
Name: Lynne Ford
AUM:
T12:
Location: Washington, DC
Move Date: 07/12/2017
New Firm: Bolton Global Capital
Old Firm: Merrill Lynch
Name: Euclides Moreno
AUM: $650M
T12:
Location: Miami, FL
Move Date: 05/02/2017
New Firm: Ameriprise
Old Firm: Merrill Lynch
Name: Stan Leavitt, David Pratt and Rachael Morton
AUM: $463M
T12:
Location: Minneapolis, MN
Move Date: 06/28/2017
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Charlie Strong, Shane Gaddy, Kelly Lee and Kyle Bochat
AUM: $351M
T12:
Location: Gainesville, GA
Move Date: 06/01/2017
New Firm: Waddell & Reed
Old Firm: U.S. Bancorp Investments
Name: David Prescott Osterbrock
AUM: $77M
T12:
Location: Cincinnati, OH
Move Date: 07/21/2017
New Firm: LPL Financial
Old Firm: Valark Financial Services
Name: Craig Breitsprecher
AUM: $25M
T12: $200K
Location: Farmington, CT
Move Date: 07/10/2017
New Firm: Focus Financial
Old Firm: Brownlie & Braden Advisors
Name: Smith A. Brownlie III and James E. Braden
AUM: $2.7B
T12:
Location: Fort Worth, TX
Move Date: 07/19/2017
New Firm: UBS
Old Firm: RBC
Name: Deborah R. Johnston, Erica Frantz, Beth Peterson, and Hannah Mason
AUM: $223M
T12:
Location: Minneapolis, MN
Move Date: 07/18/2017
New Firm: RBC
Old Firm: Wells Fargo
Name: Charles R. Carson
AUM:
T12:
Location: Houston, TX
Move Date: 07/17/2017
New Firm: Boulevard Family Wealth
Old Firm: Merrill Lynch
Name: Matthew Celenza, Shannon McLaughlin, Andrea Shieh, Andrew Aiello
AUM: $1B
T12:
Location: Los Angeles, CA
Move Date: 07/11/2017
New Firm: UBS
Old Firm: Merrill Lynch
Name: Brian Meulebrouck and George Andres
AUM: $220M
T12:
Location: Birmingham, MI
Move Date: 06/27/2017
New Firm: UBS
Old Firm: Merrill Lynch
Name: Jacqueline Kunkel and Donald Kunkel
AUM: $755M
T12:
Location: Cincinnati, OH
Move Date: 06/27/2017
New Firm: UBS
Old Firm: Merrill Lynch
Name: Matthew Kraft
AUM:
T12: $3M
Location: Paramus, NJ
Move Date: 07/10/2017
New Firm: Wells Fargo
Old Firm: Merrill Lynch
Name: Jordan Varela and Raquel Reynolds
AUM: $300M
T12: $1M
Location: Palm Desert, CA
Move Date: 07/07/2017
New Firm: Wells Fargo
Old Firm: Merrill Lynch
Name: Paul Zambriski and Tyler Polson
AUM: $290M
T12: $1.3M
Location: Torrance, CA
Move Date: 06/30/2017
New Firm: Wells Fargo
Old Firm: Merrill Lynch
Name: David J. Anderson
AUM: $138M
T12: $1.2M
Location: Manahattan Beach, CA
Move Date: 06/29/2017
New Firm: Raymond James
Old Firm: Wells Fargo
Name: John M. Houchin III
AUM: $230M
T12:
Location: Palm Beach Gardens, FL
Move Date: 06/02/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Brian Hartzell
AUM: $100M
T12:
Location: Houston, TX
Move Date: 06/30/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Michael W Faircloth II and Edward Martin
AUM:
T12:
Location: Modesto, CA
Move Date: 06/30/2017
New Firm: Wells Fargo
Old Firm: Jefferies
Name: Julian Rodrigo Soto and Santiago Ocampo
AUM: $400M
T12:
Location: Miami, FL
Move Date: 07/14/2017
New Firm: Gryphon
Old Firm: Hightower
Name: Joel Guth
AUM: $997M
T12:
Location: Columbus, OH
Move Date: 06/30/2017
