Scoreboard

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Recruiting Winners
AUM ($ MLN)
1. First Republic
$1,500
2. Stifel Nicolaus & Co.
$863
3. RBC
$800
4. Ameriprise
$328
5. Janney Montgomery Scott
$320
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch
$2,005
2. Wells Fargo
$1,227
3. Morgan Stanley
$328
4. Ameriprise
$197
5. Edward Jones
$193
Recruiting Champs (net)
AUM ($ MLN)
1. First Republic
$1,500
2. Stifel Nicolaus & Co.
$863
3. RBC
$800
4. Janney Montgomery Scott
$320
5. Steward Partners
$230

Recruiting Wire

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.

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New Firm: Raymond James
Old Firm: Wells Fargo
Name: Gregory Steven Sieber
AUM:
T12:
Location: Greenville, SC
Move Date: 02/16/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Oppenheimer
Name: Michael Silverman
AUM: $100M
T12:
Location: Conshohocken, PA
Move Date: 02/16/2018
New Firm: Janney Montgomery Scott
Old Firm: Merrill Lynch
Name: Andrew F. Aubrey
AUM: $220M
T12:
Location: West Hartford, CT
Move Date: 02/14/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Edward Jones
Name: Adam Chustz
AUM: $193M
T12:
Location: Paducha, KY
Move Date: 02/13/2018
New Firm: RBC
Old Firm: Wells Fargo
Name: Joseph Troy, Robert Caiaze, Adam Reed, and James McNair
AUM: $600M
T12:
Location: Farmington, CT
Move Date: 01/24/2018
New Firm: Raymond James
Old Firm: JPMorgan Chase & Co.
Name: Matthew Stucke and Brian Arthur
AUM:
T12: $800K
Location: Alpharetta, GA
Move Date: 01/25/2018
New Firm: JPMorgan Chase & Co.
Old Firm: Morgan Stanley
Name: John W. Slattery
AUM:
T12:
Location: White Plains, NY
Move Date: 01/26/2018
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Roger Daniel and Bryan Daniel
AUM: $328M
T12: $1.8M
Location: Temple, TX
Move Date: 01/12/2018
New Firm: RBC
Old Firm: Wells Fargo
Name: Carlton Pace
AUM: $200M
T12:
Location: San Jose, CA
Move Date: 01/16/2018
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Andrew Egber and Miguel Lopez
AUM: $70M
T12:
Location: Bethesda, MD
Move Date: 01/11/2018
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Sarah Marks
AUM: $160M
T12:
Location: Washington, DC
Move Date: 01/18/2018
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Scott Horowitz and Shelly DeLucas
AUM: $100M
T12:
Location: Columbus, OH
Move Date: 01/18/2018
New Firm: Ameriprise
Old Firm: Wells Fargo
Name: Anthony Barone
AUM: $125M
T12:
Location: Bohemia, NY
Move Date: 12/01/2017
New Firm: Ameriprise
Old Firm: Citigroup
Name: Meisha Griffith
AUM: $109M
T12:
Location: Pasadena, CA
Move Date: 10/25/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Wells Fargo
Name: Greg Greenberg
AUM: $197M
T12:
Location: Overland, KS
Move Date: 01/18/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Ameriprise
Name: Tom Hankins and Jay Lauzon
AUM: $197M
T12:
Location: Flint, MI
Move Date: 01/17/2018
New Firm: Hightower
Old Firm: Merrill Lynch
Name: Gayle Johnson
AUM: $115M
T12:
Location: Santa Fe, NM
Move Date: 01/12/2018
New Firm: Capitol Securities Management
Old Firm: RBC
Name: John DeAlto
AUM:
T12: $375K
Location: Toms River, NJ
Move Date: 01/05/2018
New Firm: Ameriprise
Old Firm: Raymond James
Name: Jose Lopez and Misael Lugo
AUM: $124M
T12:
Location: Orlando, FL
Move Date: 11/27/2017
New Firm: Auctus Advisors
Old Firm: M Holdings Securities
Name: David Miller
AUM: $110M
T12: $1M
Location: Charlotte, NC
Move Date: 01/02/2018
New Firm: JPMorgan Chase & Co.
Old Firm: Merrill Lynch
Name: Thomas S. Holstead and Jason D. Gordon
AUM:
T12:
Location: Houston, TX
Move Date: 01/12/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Wheelhouse Securities
Name: Geoff Espe and Larry Flynn
AUM: $176M
T12:
Location: Clayton, MO
Move Date: 01/10/2018
New Firm: Raymond James
Old Firm: RBC
Name: Collin Rigler
AUM:
T12:
Location: Los Angeles, CA
Move Date: 12/14/2017
New Firm: Raymond James
Old Firm: UBS
Name: Andrew Hutcheson
AUM:
T12:
Location: Los Angeles, CA
Move Date: 12/20/2017
New Firm: First Republic
Old Firm: Merrill Lynch
Name: Jeff Schottenstein and Stuart Wechsler
AUM: $1.5B
T12: $11M
Location: San Francisco, CA
Move Date: 01/05/2018
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Phillip Pierre Closuit
AUM: $170M
T12: $1M
Location: Boston, MA
Move Date: 01/04/2018
New Firm: Steward Partners
Old Firm: Morgan Stanley
Name: Chris Barton
AUM:
T12:
Location: Washington, DC
Move Date: 12/22/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Morgan Stanley
Name: David B. Morgan and Eric Rosel
AUM:
T12:
Location: Highlands, CO
Move Date: 11/02/2017
New Firm: JPMorgan Chase & Co.
Old Firm: Morgan Stanley
Name: Irene Khane
AUM:
T12:
Location: Flushing, NY
Move Date: 12/11/2017
New Firm: Kestra Financial
Old Firm: UBS
Name: John Hebert and Brandon Hebert
AUM: $68M
T12: $800K
Location: Chandler, AZ
Move Date: 12/29/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Merrill Lynch
Name: Stephen O’Flaherty
AUM: $41M
T12:
Location: Poughkeepsie, NY
Move Date: 12/20/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Merrill Lynch
Name: William McLaughlin and John Murphy
AUM: $118M
T12:
Location: Poughkeepsie, NY
Move Date: 12/20/2017
New Firm: Fieldpoint Private
Old Firm: JPMorgan Chase & Co.
Name: William E. Christian, Tammi A. Lauder, Michael Lent, and William Lent
AUM: $700M
T12:
Location: Greenwich, CT
Move Date: 12/19/2017
New Firm: Merrill Lynch
Old Firm: Stifel Nicolaus & Co.
Name: Scott Madison
AUM: $150M
T12: $1.1M
Location: Beverly Hills, CA
Move Date: 12/12/2017
New Firm: Raymond James
Old Firm: UBS
Name: Michael E. Zizmer, Allen Newton Jones, and Kevin Davidson
AUM: $440M
T12: $3.2M
Location: Winter Park, FL
Move Date: 11/30/2017
New Firm: Fieldpoint Private
Old Firm: First Republic
Name: Brian Scott Smith
AUM: $1.2B
T12:
Location: Palm Beach, FL
Move Date: 12/13/2017
New Firm: Raymond James
Old Firm: UBS
Name: James D. Sheehan
AUM:
T12: $1.1M
Location: New York, NY
Move Date: 11/30/2017
New Firm: Kestra Financial
Old Firm: UBS
Name: John Hebert, Brandon Hebert, and Jeffrey Hebert
AUM:
T12:
Location: Chandler, AZ
Move Date: 11/29/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Wells Fargo
Name: Joseph Bailey Vaughan Jr
AUM: $54M
T12:
Location: Pinehurst, NC
Move Date: 12/04/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Wells Fargo
Name: Keith Holzwarth, Angelo Panoff and Michael Hall
AUM: $250M
T12:
Location: Flint, MI
Move Date: 12/08/2017
New Firm: Wells Fargo
Old Firm: Merrill Lynch
Name: Lin Edwards
AUM: $130M
T12: $1.1M
Location: Austin, TX
Move Date: 12/08/2017
New Firm: Procyon Private Wealth Partners
Old Firm: Raymond James
Name: Paul Kuveke
AUM: $220M
T12:
Location: Shelton, CT
Move Date:
New Firm: RBC
Old Firm: Wells Fargo
Name: Joseph A. Friend and Ross Gordon
AUM: $208M
T12:
Location: Raleigh, NC
Move Date: 11/08/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Paul Notermann
AUM: $92M
T12:
Location: Edina, MN
Move Date: 11/02/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Jay Gordon
AUM: $73M
T12:
Location: Westborough, MA
Move Date: 11/02/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Ryan Lurie
AUM: $69M
T12:
Location: Scottsdale, AZ
Move Date: 11/02/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Raymond James
Name: Brandt Hakanson
AUM: $41M
T12:
Location: Indianapolis, IN
Move Date: 11/01/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Merrill Lynch
Name: Phillip MacDonald
AUM: $70M
T12:
Location: Melbourne, FL
Move Date: 11/15/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Wunderlich Securities
Name: Phillip Rogers
AUM: $106M
T12:
Location: Memphis, TN
Move Date: 10/30/2017
New Firm: National Securities
Old Firm: UBS
Name: Michael Blueweiss
AUM:
T12:
Location: Melville, NY
Move Date: 11/30/2017