New Firm: First Republic
Old Firm: UBS
Name: Bob Gehlen and Dave Mucha
AUM: $600M
T12: $3.1M
Location: San Francisco, CA
Move Date: 06/23/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Kathleen Hobart
AUM: $165M
T12:
Location: Seattle, WA
Move Date: 05/25/2017
New Firm: Janney Montgomery Scott
Old Firm: SA Stone Wealth Management
Name: Jesse G. Parks and Alice S. Royal
AUM: $185M
T12:
Location: Goldsboro, NC
Move Date: 06/13/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Merrill Lynch
Name: Andrew Campanella
AUM:
T12:
Location: Manchester, VT
Move Date: 06/16/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Oppenheimer
Name: Christopher Barbee
AUM: $61M
T12:
Location: Greensboro, NC
Move Date: 06/15/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Wells Fargo
Name: Patricia Jeannine Tippins
AUM: $56M
T12:
Location: Dallas, TX
Move Date: 06/15/2017
New Firm: Cetera
Old Firm: Global Atlantic Distributors
Name: David Trowbridge
AUM:
T12:
Location: Crystal Lake, IL
Move Date: 04/24/2017
New Firm: Raymond James
Old Firm: Lincoln Financial Advisors
Name: Thomas Burger and Jeanne Hagar
AUM: $150M
T12:
Location: Beverly and Mansfield, MA
Move Date: 02/23/2017
New Firm: 360 Wealth Management
Old Firm: Edward Jones
Name: Kirby Webb
AUM: $86M
T12: $740K
Location: Rockwall, TX
Move Date: 02/23/2017
New Firm: Kimery Wealth Management
Old Firm: Morgan Stanley
Name: Kevin D. Kimery & Matthew C. Heffington
AUM:
T12:
Location: Memphis, TN
Move Date: 06/19/2017
New Firm: Steward Partners
Old Firm: Janney Montgomery Scott
Name: Steven Libov
AUM: $90M
T12:
Location: New York, NY
Move Date: 06/16/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Paul Staadeker and Jeremy Staadeker
AUM: $175M
T12:
Location: Washington, DC
Move Date: 06/15/2017
New Firm: Procyon Partners
Old Firm: UBS
Name: Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan and Chris Foster
AUM: $8B
T12:
Location: Shelton, CT
Move Date: 06/13/2017
New Firm: DG Wealth Partners
Old Firm: Goldman Sachs
Name: David Darby & Melissa Gray
AUM: $1B
T12:
Location: Palm Beach, FL
Move Date: 06/04/2017
New Firm: LPL Financial
Old Firm: Ameriprise
Name: Chris Demarest, Murat Kaptanoglu, Andrew Lipson, Conley Perry and Brad Williams (d.b.a Socratic Wealth Advisors)
AUM: $275M
T12:
Location: Charolette, NC
Move Date: 06/15/2017
New Firm: LPL Financial
Old Firm: Kestra Financial
Name: Thomas Herbruck (d.b.a Black Box Pension Advocates)
AUM: $471M
T12:
Location: Cleveland, OH
Move Date: 06/13/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Thomas Reichert Paul G. Lotito, Eric Aiello and Lindsay Ann Reichert
AUM: $628M
T12: $5M
Location: Paramus, New Jersey
Move Date: 06/09/2017
New Firm: UBS
Old Firm: Merrill Lynch
Name: Christopher Aitken, Shelby Aitken, and Ken Tonning
AUM: $900M
T12: $5.4M
Location: Ponte Vedra, FL
Move Date: 05/17/2017
New Firm: Snowden Lane
Old Firm: Merrill Lynch
Name: Marcus Selva
AUM: $60M
T12:
Location: New York, NY
Move Date: 06/06/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Kenneth Demps, Jay Mackenzie and Robert Dennis (d.b.a The Demps Group)
AUM: $269M
T12:
Location: Troy, MI
Move Date: 06/02/2017
New Firm: Merrill Lynch
Old Firm: UBS
Name: Joseph Gabriele and Paul Vasady-Kovacs
AUM: $1B
T12: $7M
Location: New York, NY
Move Date: 06/02/2017
New Firm: Merrill Lynch
Old Firm: UBS
Name: F. Michael Covey III, Thomas Kane and Mark Wiktor
AUM: $3B
T12: $10.8M
Location: Chicago, IL
Move Date: 06/02/2017
New Firm: Voya
Old Firm: Wells Fargo
Name: Nathan Sanders
AUM: $160M
T12:
Location: Greenville, SC
Move Date: 05/31/2017
New Firm: RBC
Old Firm: Baird
Name: Tonya Nichols
AUM: $122M
T12: $1M
Location: Portland, OR
Move Date: 06/02/2017
New Firm: Wells Fargo
Old Firm: UBS
Name: John Miller
AUM: $119M
T12:
Location: Knoxville, TN
Move Date: 06/01/2017
New Firm: Wells Fargo
Old Firm: Stifel Nicolaus & Co.
Name: Robert Stansberry
AUM: $125M
T12:
Location: Columbia, MO
Move Date: 05/19/2017
New Firm: Merrill Lynch
Old Firm: J.P. Morgan
Name: Cathy Reed
AUM: $113M
T12:
Location: Austin, TX
Move Date: 05/31/2017
New Firm: Merrill Lynch
Old Firm: J.P. Morgan
Name: Fernando Nicolau
AUM: $1B
T12:
Location: Miami, FL
Move Date: 05/30/2017
New Firm: Wells Fargo
Old Firm: Voya
Name: Nathan Sanders (d.b.a. Sanders Wealth Management)
AUM: $160M
T12:
Location: Greenwood, SC
Move Date: 05/26/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Sandy Martin and Kirsty Walker (d.b.a. Martin Walker Wealth Management)
AUM: $110M
T12:
Location: Orlando, FL
Move Date: 05/17/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Gary Cook, Kristina Daniel and Beth Decker (d.b.a. Cook Daniel Wealth Management of Raymond James)
AUM: $240M
T12:
Location: Clinton Township, MI
Move Date: 04/28/2017
New Firm: Guardian Financial Partners
Old Firm: Wells Fargo
Name: Patrick C. Guinet, Hung Nguyen and Casey Bartels
AUM: $180M
T12:
Location: Orange, CA
Move Date: 05/02/2017
New Firm: Morgan Stanley
Old Firm: Wells Fargo
Name: Patrico Gorsevich
AUM: $200M
T12:
Location: Miami, FL
Move Date: 05/19/2017
New Firm: Bolton Global Capital
Old Firm: HSBC Private Bank
Name: Ethan Assouline
AUM: $292M
T12:
Location: New York, NY
Move Date: 05/17/2017
New Firm: Merrill Lynch
Old Firm: Goldman Sachs
Name: Maureen K. Hulbert, Salvatore J. Romano, Allan Fiore, Eric Williams, Stephen Rosamino, and Adam Minor-Swartz (d.b.a. SEAM Wealth Management Group)
AUM:
T12:
Location: Sarasota Springs, NY and New York, NY
Move Date: 05/11/2017
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Steven and Jeremy Friedman (d.b.a. Friedman Financial Partners )
AUM: $130M
T12:
Location: Omaha, NE
Move Date: 04/27/2017
New Firm: Hightower
Old Firm: Merrill Lynch
Name: Tom Parker, Patrick Dugan, Paul Spencer, Tommy Parker (d.b.a. PDS Wealth Management)
AUM: $160M
T12:
Location: West Palm Beach, FL
Move Date: 05/19/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: June D. Strunk, Shane F. O’Brien, Lisa M. Cayer (d.b.a. The Mystic Harbor Group)
AUM: $300M
T12:
Location: Mystic, CT
Move Date: 05/18/2017
New Firm: Raymond James
Old Firm: D.A. Davidson & Co.
Name: Ken Robbins & Kathy Roshay (d.b.a. Robbins Roshay Advisors of Raymond James)
AUM: $175M
T12:
Location: Los Angeles, CA
Move Date: 05/17/2017
New Firm: Next Capital Management
Old Firm: Next Capital Management
Name: Andrew Hart
AUM: $750M
T12:
Location: New York, NY
Move Date: 05/17/2017
New Firm: Weaver Consulting Group, LLC
Old Firm: Ameriprise
Name: Jason M. Weaver (d.b.a The Weaver Group)
AUM: $225M
T12: $2M
Location: Huntington Beach, CA
Move Date: 05/17/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: June Strunk and Shane O’Brien
AUM: $340M
T12: $1.8M
Location: Mystic, CT
Move Date: 05/16/2017
New Firm: Bolton Global Capital
Old Firm: Merrill Lynch
Name: Euclides Moreno (d.b.a. The Moreno Wealth Management Group)
AUM: $650M
T12: $6.4M
Location:
Move Date: 05/02/2017
New Firm: Raymond James
Old Firm: Oppenheimer
Name: Richard Grobman
AUM: $420M
T12:
Location: Philadelphia, PA
Move Date: 04/28/2017
New Firm: Morgan Stanley
Old Firm: Citigroup
Name: Ricardo Bembibre, Rodolfo Garza, Juan Conway and Roberto Gamarra
AUM: $500M
T12:
Location: Miami, FL
Move Date: 05/12/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: UBS
Name: Donna Kane
AUM: $105M
T12:
Location: Stockton, CA
Move Date: 05/15/2017
New Firm: Sepio Capital, LLC
Old Firm: Merrill Lynch
Name: Roger Carter, Josh Carter and Donald “Brad” Edgren (d.b.a. Sepio Capital, LLC)
AUM: $4.5B
T12: $13M
Location: San Francisco, CA
Move Date: 05/15/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Mark Pojednic
AUM: $193.6M
T12: $657.1K
Location: New York, NY
Move Date: 05/11/2017
New Firm: Steward Partners
Old Firm: UBS
Name: Ali Mandalinci
AUM: $130M
T12: $950K
Location: Boston, MA
Move Date: 05/04/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Stephen Spector & Peter Frisch (d.b.a. Spector & Frisch Private Wealth Management)
AUM: $450M
T12: $2.2M
Location: Boston, MA
Move Date: 04/27/2017
