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Recruiting Wire Scoreboard

Track the winners and losers in this running tally of recruitment acquisitions.

Recruiting Winners
AUM ($ MLN)
1. UBS Financial Services Inc.
$7,400
2. LPL Financial
$4,047
3. Rockefeller Capital Management
$3,050
4. Morgan Stanley
$2,266
5. Stifel, Nicolaus & Company, Incorporated
$1,677
View Full List >
Recruiting Losers
AUM ($ MLN)
1. JPMorgan Chase & Co.
$6,580
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated
$5,082
3. Morgan Stanley
$2,417
4. UBS Financial Services Inc.
$1,085
5. Wells Fargo
$974
View Full List >
Recruiting Champs (net)
AUM ($ MLN)
1. UBS Financial Services Inc.
$6,315
2. LPL Financial
$4,047
3. Rockefeller Capital Management
$3,050
4. Stifel, Nicolaus & Company, Incorporated
$1,677
5. Raymond James
$948
View Full List >

Recruiting Wire

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Explore who’s jumping where and see which firms are winning the recruiting wars with our running list of advisor moves.

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New Firm
Old Firm
Name
AUM
T12
Location
Move Date
New Firm: Steward Partners
Old Firm: RBC Capital Markets, LLC
Name: DeHaven Becker, Michael Stradt and Janet Mabry
AUM: $350M
T12:
Location: Fort Collins, CO
Move Date: 02/25/2021
New Firm: Rockefeller Capital Management
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name: Alpesh Patel, Matthew Birkett and Darren Siegrist
AUM: $400M
T12: $2M
Location: Irvine, CA
Move Date: 02/26/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Richard Pakes
AUM: $315M
T12: $2M
Location:
Move Date: 02/11/2021
New Firm: Cetera
Old Firm: National Asset Management
Name: Paul Weinberger
AUM: $123M
T12:
Location: Clearwater. FL
Move Date: 02/05/2021
New Firm: Morgan Stanley
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name: Robert Runkle, Robert Runkle Jr. and Mary Runkle Smith (The Runkle Group)
AUM: $1.3B
T12:
Location: Montgomery, AL
Move Date: 02/19/2021
New Firm: RBC Capital Markets, LLC
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name: Christopher J. Collins
AUM: $172M
T12:
Location: Buffalo Grove, IL
Move Date: 02/18/2021
New Firm: Rockefeller Capital Management
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name: Matthew Richeda and Christopher Farr
AUM: $450M
T12:
Location: Dallas, TX
Move Date: 02/19/2021
New Firm: Ameriprise
Old Firm: TIAA-CREF
Name: Ellie Tobin Stubbs
AUM: $64M
T12:
Location: Barre, VT
Move Date: 01/04/2021
New Firm: Wells Fargo
Old Firm: Morgan Stanley
Name: Stan Alpert and Gregg Kaufman
AUM: $3.9M
T12:
Location: Short Hills, NJ
Move Date: 02/19/2021
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Richard Altieri
AUM: $1B
T12:
Location: Boca Raton, FL
Move Date: 02/19/2021
New Firm: LPL Financial
Old Firm: Hilltop Securities
Name: Darrell Todd
AUM: $93M
T12:
Location: Trophy Club, TX
Move Date: 01/26/2021
New Firm: LPL Financial
Old Firm: Avantax Investment Services, Inc.
Name: Cassandra Fillingim, Elaine McNair, and Michael Gardiner
AUM: $96.7M
T12:
Location: Big Spring, TX
Move Date: 01/04/2021
New Firm: LPL Financial
Old Firm: Securities America, Inc.
Name: John McCoy and Evan McCoy
AUM: $99.5M
T12:
Location: Lancaster, PA
Move Date: 12/03/2020
New Firm: LPL Financial
Old Firm: Raymond James
Name: Dan Foran (Foran Group)
AUM: $103.4M
T12:
Location: Somerville, NJ
Move Date: 12/01/2020
New Firm: LPL Financial
Old Firm: Kestra Investment Services, LLC
Name: Jeffrey Solodkin and Leslie Zuckerman
AUM: $
T12:
Location: Hollywood, CA
Move Date: 12/07/2020
New Firm: LPL Financial
Old Firm: WWK Investments, Inc.
Name:
AUM: $482.8M
T12:
Location: Northville, MI
Move Date: 02/14/2021
New Firm: LPL Financial
Old Firm: Silver Oak Securities, Incorporated
Name:
AUM: $7.1M
T12:
Location: Bloomfield, IN
Move Date: 02/13/2021
New Firm: LPL Financial
Old Firm: Wesbanco Securities
Name:
AUM: $27.1M
T12:
Location: Saint Clairsville, OH
Move Date: 01/03/2021
New Firm: LPL Financial
Old Firm: Securian Financial Services, Inc.
Name:
AUM: $42.7M
T12:
Location: Sparta, NJ
Move Date: 01/13/2021
New Firm: LPL Financial
Old Firm: Regal Securities, Inc.
Name:
AUM: $32.7M
T12:
Location: Sea Girt, NJ
Move Date: 01/14/2021
New Firm: LPL Financial
Old Firm: Regal Investment Advisors LLC
Name:
AUM: $6.7M
T12:
Location: Fort Worth, TX
Move Date: 01/15/2021
New Firm: LPL Financial
Old Firm: Northwest Asset Management
Name:
AUM: $46.4M
T12:
Location: Tacoma, WA
Move Date: 01/19/2021
New Firm: LPL Financial
Old Firm: C. R. Davis & Company
Name:
AUM: $105.8M
T12:
Location: Springfield, IL
Move Date: 01/12/2021
New Firm: LPL Financial
Old Firm: Retirement Wealth Advisors, LLC
Name:
AUM: $15.4M
T12:
Location: Cherry Hill, NJ
Move Date: 11/23/2020
New Firm: LPL Financial
Old Firm: Park Avenue Securities LLC
Name:
AUM: $1
T12:
Location: Columbia, SC
Move Date: 02/12/2021
New Firm: LPL Financial
Old Firm: MML Investors Services, LLC
Name:
AUM: $48M
T12:
Location: Hopewell, VA
Move Date: 02/11/2021
New Firm: LPL Financial
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name:
AUM: $22.9M
T12:
Location: Kennersville, NC
Move Date: 02/10/2021
New Firm: LPL Financial
Old Firm: JPMorgan Chase & Co.
Name:
AUM: $46.3M
T12:
Location: Metairie, LA
Move Date: 02/09/2021
New Firm: LPL Financial
Old Firm: First Command Financial
Name:
AUM: $22.3M
T12:
Location: Bellevue, NE
Move Date: 02/08/2021
New Firm: LPL Financial
Old Firm: Edward Jones
Name:
AUM: $15.9M
T12:
Location: Murfreesboro, TN
Move Date: 02/07/2021
New Firm: LPL Financial
Old Firm: CUSO Financial Services, L.P.
Name:
AUM: $80.4M
T12:
Location: Fair Oaks, CA
Move Date: 02/06/2021
New Firm: LPL Financial
Old Firm: Citigroup Global Markets Inc.
Name:
AUM: $1
T12:
Location: Somers, NY
Move Date: 02/05/2021
New Firm: LPL Financial
Old Firm: Cadaret, Grant & Co., Inc.
Name:
AUM: $33.4M
T12:
Location: Buffalo, NY
Move Date: 02/04/2021
New Firm: LPL Financial
Old Firm: Avantax Investment Services, Inc.
Name:
AUM: $1.8M
T12:
Location: Midland, TX
Move Date: 02/03/2021
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $68.7M
T12:
Location: North East, PA
Move Date: 02/02/2021
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $41.6M
T12:
Location: Stuart, FL
Move Date: 02/01/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $30.2M
T12:
Location: Greer, SC
Move Date: 01/02/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $41M
T12:
Location: Conshohocken, PA
Move Date: 01/01/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $40.6M
T12:
Location: San Dimas, CA
Move Date: 01/02/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $46.7M
T12:
Location: Missoula, MT
Move Date: 01/03/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $50.4M
T12:
Location: Great Falls, MT
Move Date: 01/04/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $31.4M
T12:
Location: Montrose, CO
Move Date: 01/05/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $255.3M
T12:
Location: Long Beach, CA
Move Date: 01/06/2021
New Firm: LPL Financial
Old Firm: United Planners’ Financial Services of America
Name:
AUM: $9.4M
T12:
Location: Issaquah, WA
Move Date: 01/07/2021
New Firm: LPL Financial
Old Firm: Triad Advisors LLC
Name:
AUM: $47.9M
T12:
Location: Fairfield, CT
Move Date: 01/08/2021
New Firm: LPL Financial
Old Firm: Sigma Financial
Name:
AUM: $94.4M
T12:
Location: Bloomfield Hills, MI
Move Date: 01/09/2021
New Firm: LPL Financial
Old Firm: Sigma Financial
Name:
AUM: $117.2M
T12:
Location: Arvada, CO
Move Date: 01/10/2021
New Firm: LPL Financial
Old Firm: Securities America, Inc.
Name:
AUM: $43.7M
T12:
Location: Scottsdale, AZ
Move Date: 01/11/2021
New Firm: LPL Financial
Old Firm: Securian Financial Services, Inc.
Name:
AUM: $6.7M
T12:
Location: Seattle, WA
Move Date: 01/12/2021
New Firm: LPL Financial
Old Firm: Raymond James
Name:
AUM: $34.6M
T12:
Location: Muskogee, OK
Move Date: 01/16/2021

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.