Scoreboard

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Recruiting Winners
AUM ($ MLN)
1. Merrill Lynch
$9,000
2. Stifel Nicolaus & Co.
$6,190
3. Purshe Kaplan Sterling Investments
$3,000
4. Raymond James
$2,394
5. RBC
$2,375
Recruiting Losers
AUM ($ MLN)
1. JPMorgan Chase & Co.
$9,111
2. Wells Fargo
$5,908
3. Ziegler
$4,730
4. Merrill Lynch
$4,714
5. UBS
$2,147
Recruiting Champs (net)
AUM ($ MLN)
1. Stifel Nicolaus & Co.
$6,190
2. Merrill Lynch
$4,286
3. Purshe Kaplan Sterling Investments
$3,000
4. Raymond James
$1,754
5. RBC
$1,701

Recruiting Wire

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.

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New Firm: Raymond James
Old Firm: Wells Fargo
Name: Grigori “Greg” Lvov and Robert Kikin
AUM: $162M
T12:
Location: Hackensack, NJ
Move Date: 04/05/2018
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Gary Rosen and Daniel Kramer
AUM: $621M
T12:
Location: Hackensack, NJ
Move Date: 04/05/2018
New Firm: RBC
Old Firm: Wells Fargo
Name: Joseph Bivona, Thomas J. Bivona, and Robert R. Impelluso
AUM: $925M
T12:
Location: Naples, FL
Move Date: 04/17/2018
New Firm: Ameriprise
Old Firm: MML Investors Service
Name: Ryan Lambert,Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, and Mark Wells
AUM: $294M
T12:
Location: Latham, NY
Move Date: 02/18/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Janney Montgomery Scott
Name: Peter Scudner
AUM: $298M
T12:
Location: Lancaster, PA
Move Date: 04/18/2018
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Jeff Porasik and Suzanne Yde
AUM: $405M
T12: $1.6M
Location: Racine, WI
Move Date: 04/06/2018
New Firm: Raymond James
Old Firm: Merrill Lynch
AUM: $200M
T12:
Location: Boca Raton, FL
Move Date: 04/05/2018
New Firm: Purshe Kaplan Sterling Investments
Old Firm: UBS
AUM: $2B
T12:
Location: Houston, TX
Move Date: 04/06/2018
New Firm: RBC
Old Firm: Raymond James
AUM: $100M
T12:
Location: Houston, TX
Move Date: 04/09/2018
New Firm: RBC
Old Firm: Wells Fargo
AUM: $250M
T12:
Location: Brookfield, WI
Move Date: 04/05/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Wells Fargo
AUM:
T12:
Location: Florham Park, NJ
Move Date: 04/10/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Merrill Lynch
Name: Michael McCraken
AUM: $25M
T12:
Location: Kalispell, MT
Move Date: 04/02/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: BMO Harris Financial Advisors
Name: Erin Daniels
AUM: $120M
T12:
Location: Scottsdale, AZ
Move Date: 03/27/2018
New Firm: Steward Partners
Old Firm: UBS
Name: Dean Hoover
AUM: $70M
T12:
Location: Clearwater, FL
Move Date: 03/29/2018
New Firm: Raymond James
Old Firm: Merrill Lynch
AUM:
T12:
Location: Modesto, CA
Move Date: 04/02/2018
New Firm: Commonwealth
Old Firm: Invest Financial
Name: Jodi Manthei, Ken Koppitz and Nancy Hayes, and Kimberly Mika
AUM: $263M
T12:
Location: Saint Charles, IL
Move Date: 01/05/2018
New Firm: Ameriprise
Old Firm: Edward Jones
Name: Paul Orlando and Derek Busby
AUM: $185M
T12:
Location: Meridian, ID
Move Date: 01/04/2018
New Firm: Prospera Financial Services
Old Firm: Wells Fargo
Name: David Oakes
AUM: $55M
T12: $620K
Location: Dallas, TX
Move Date: 03/13/2018
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Nicole Sennett
AUM: $216M
T12: $1.2M
Location: Wilkes-Barre, PA
Move Date: 02/16/2018
New Firm: Steward Partners
Old Firm: UBS
Name: Dean Hoover
AUM:
T12: $900K
Location: Clearwater, FL
Move Date: 03/29/2018
New Firm: Raymond James
Old Firm: Wells Fargo
AUM: $150M
T12:
Location: Rhinebeck, NY
Move Date: 03/09/2018
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Merrill Lynch
Name: Kelly Bouchillon, Melissa Bouchillon, Emerson Ham, and Edward Ambrose
AUM: $1B
T12:
Location: Savannah, GA
Move Date: 03/23/2018
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Seymour Slatkin
AUM: $140M
T12:
Location: Bethesda, MD
Move Date: 03/15/2018
New Firm: Steward Partners
Old Firm: RBC
AUM: $600M
T12:
Location: Houston, TX
Move Date: 03/22/2018
New Firm: JPMorgan Chase & Co.
Old Firm: Goldman Sachs
AUM: $1B
T12: $6M
Location: Miami, FL
Move Date: 03/23/2018
New Firm: Wells Fargo
Old Firm: JPMorgan Chase & Co.
Name: Dathan Lumpkins
AUM: $111M
T12:
Location: Niles, MI
Move Date: 01/12/2018
New Firm: Wells Fargo
Old Firm: Merrill Lynch
Name: Shawn Greseth, Chris Kellett, and Donovan Laib
AUM: $400M
T12:
Location: Plymouth, MN
Move Date: 02/21/2018
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Jason Hemeon
AUM: $170M
T12: $1M
Location: Vienna, VA
Move Date: 03/02/2018
New Firm: IFS Securities
Old Firm: Morgan Stanley
Name: Douglas Wells, Ralph Trecaso, and Chris Walters
AUM: $300M
T12:
Location: Akron, OH
Move Date: 11/02/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Ziegler
Name: Ziegler
AUM: $4.7B
T12:
Location:
Move Date: 03/16/2018
New Firm: Prospera Financial Services
Old Firm: Wells Fargo
Name: Troy Hartman
AUM: $70M
T12: $650K
Location: Kendallville, IN
Move Date: 02/23/2018
New Firm: Merrill Lynch
Old Firm: Wells Fargo
AUM: $100M
T12: $1M
Location: Salt Lake City, UT
Move Date: 12/15/2017
New Firm: UBS
Old Firm: Wells Fargo
Name: Brad Frederickson and Jeff Frederickson
AUM: $400M
T12:
Location: San Jose, CA
Move Date: 02/14/2018
New Firm: JGP Wealth Management
Old Firm: Wells Fargo
Name: Jeff Paustian and Kevin Sanger
AUM: $425M
T12:
Location: Portland, OR
Move Date: 03/06/2018
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Matthew Buikema, Michael Oursler, and Travis Morse
AUM: $200M
T12:
Location: Battle Creek, MI
Move Date: 03/02/2018
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Taylor Adams and Annie Norris
AUM: $180M
T12: $1.5M
Location: Little Rock, AR
Move Date: 02/16/2018
New Firm: Wells Fargo
Old Firm: Morgan Stanley
AUM:
T12:
Location: Miamisburg, OH
Move Date: 02/16/2018
New Firm: Ameriprise
Old Firm: UBS
AUM: $77M
T12:
Location: New York, NY
Move Date: 02/16/2018
New Firm: ReDefine Wealth Management
Old Firm: Wells Fargo
Name: Jeffrey J. Nuttall, Mike Bredenberg, and Nicole Garza
AUM: $500M
T12:
Location: Denver, CO
Move Date: 02/28/2018
New Firm: Janney Montgomery Scott
Old Firm: Wells Fargo
Name: Jeramy D. May
AUM: $118M
T12:
Location: Columbus, OH
Move Date: 03/01/2018
New Firm: Merrill Lynch
Old Firm: JPMorgan Chase & Co.
AUM: $9B
T12:
Location: Los Angeles, CA
Move Date: 02/26/2018
New Firm: Robert W. Baird
Old Firm: Edward Jones
Name: Richard Bingaman
AUM: $168M
T12:
Location: Elgin, IL
Move Date: 02/22/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: RBC
Name: Dan Newell
AUM: $74M
T12:
Location: Hunt Valley, MD
Move Date: 03/28/2018
New Firm: RBC
Old Firm: Merrill Lynch
AUM: $300M
T12:
Location: Raleigh, NC
Move Date: 02/22/2018
New Firm: Janney Montgomery Scott
Old Firm: Merrill Lynch
AUM: $128M
T12:
Location: Fort Lauderdale, FL
Move Date: 02/22/2018
New Firm: Steward Partners
Old Firm: Merrill Lynch
Name: Matthew Spradlin and Richard Godfrey
AUM: $180M
T12:
Location: Midlothian, VA
Move Date: 02/22/2018
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Alan Raffer, Jeremy Raffer and Sherry Birnbaum
AUM: $170M
T12:
Location: Rochelle, NJ
Move Date: 02/16/2018
New Firm: Stifel Nicolaus & Co.
Old Firm: Merrill Lynch
Name: Steve Thomsen
AUM: $80M
T12: $600K
Location: Washington, DC
Move Date: 02/23/2018
New Firm: LDIntelligence Advisors
Old Firm: Hightower
AUM:
T12:
Location: Scottsdale, AZ
Move Date: 02/25/2018
New Firm: Raymond James
Old Firm: Wells Fargo
AUM:
T12:
Location: Coral Gables, FL
Move Date: 02/23/2018