New Firm: Steward Partners
Old Firm: RBC Capital Markets, LLC
Name:
DeHaven Becker, Michael Stradt and Janet Mabry
AUM: $350M
T12:
Location: Fort Collins, CO
Move Date: 02/25/2021
New Firm: Rockefeller Capital Management
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $400M
T12: $2M
Location: Irvine, CA
Move Date: 02/26/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
Richard Pakes
AUM: $315M
T12: $2M
Location:
Move Date: 02/11/2021
New Firm: Cetera
Old Firm: National Asset Management
Name:
Paul Weinberger
AUM: $123M
T12:
Location: Clearwater. FL
Move Date: 02/05/2021
New Firm: Morgan Stanley
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $1.3B
T12:
Location: Montgomery, AL
Move Date: 02/19/2021
New Firm: RBC Capital Markets, LLC
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $172M
T12:
Location: Buffalo Grove, IL
Move Date: 02/18/2021
New Firm: Rockefeller Capital Management
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
AUM: $450M
T12:
Location: Dallas, TX
Move Date: 02/19/2021
New Firm: Ameriprise
Old Firm: TIAA-CREF
Name:
Ellie Tobin Stubbs
AUM: $64M
T12:
Location: Barre, VT
Move Date: 01/04/2021
New Firm: Wells Fargo
Old Firm: Morgan Stanley
AUM: $3.9M
T12:
Location: Short Hills, NJ
Move Date: 02/19/2021
New Firm: Raymond James
Old Firm: Morgan Stanley
AUM: $1B
T12:
Location: Boca Raton, FL
Move Date: 02/19/2021
New Firm: LPL Financial
Old Firm: Hilltop Securities
Name:
Darrell Todd
AUM: $93M
T12:
Location: Trophy Club, TX
Move Date: 01/26/2021
New Firm: LPL Financial
Old Firm: Avantax Investment Services, Inc.
Name:
Cassandra Fillingim, Elaine McNair, and Michael Gardiner
AUM: $96.7M
T12:
Location: Big Spring, TX
Move Date: 01/04/2021
New Firm: LPL Financial
Old Firm: Securities America, Inc.
Name:
John McCoy and Evan McCoy
AUM: $99.5M
T12:
Location: Lancaster, PA
Move Date: 12/03/2020
New Firm: LPL Financial
Old Firm: Raymond James
Name:
Dan Foran (Foran Group)
AUM: $103.4M
T12:
Location: Somerville, NJ
Move Date: 12/01/2020
New Firm: LPL Financial
Old Firm: Kestra Investment Services, LLC
Name:
Jeffrey Solodkin and Leslie Zuckerman
AUM: $
T12:
Location: Hollywood, CA
Move Date: 12/07/2020
New Firm: LPL Financial
Old Firm: WWK Investments, Inc.
Name:
AUM: $482.8M
T12:
Location: Northville, MI
Move Date: 02/14/2021
New Firm: LPL Financial
Old Firm: Silver Oak Securities, Incorporated
Name:
AUM: $7.1M
T12:
Location: Bloomfield, IN
Move Date: 02/13/2021
New Firm: LPL Financial
Old Firm: Wesbanco Securities
Name:
AUM: $27.1M
T12:
Location: Saint Clairsville, OH
Move Date: 01/03/2021
New Firm: LPL Financial
Old Firm: Securian Financial Services, Inc.
Name:
AUM: $42.7M
T12:
Location: Sparta, NJ
Move Date: 01/13/2021
New Firm: LPL Financial
Old Firm: Regal Securities, Inc.
Name:
AUM: $32.7M
T12:
Location: Sea Girt, NJ
Move Date: 01/14/2021
New Firm: LPL Financial
Old Firm: Regal Investment Advisors LLC
Name:
AUM: $6.7M
T12:
Location: Fort Worth, TX
Move Date: 01/15/2021
New Firm: LPL Financial
Old Firm: Northwest Asset Management
Name:
AUM: $46.4M
T12:
Location: Tacoma, WA
Move Date: 01/19/2021
New Firm: LPL Financial
Old Firm: C. R. Davis & Company
Name:
AUM: $105.8M
T12:
Location: Springfield, IL
Move Date: 01/12/2021
New Firm: LPL Financial
Old Firm: Retirement Wealth Advisors, LLC
Name:
AUM: $15.4M
T12:
Location: Cherry Hill, NJ
Move Date: 11/23/2020
New Firm: LPL Financial
Old Firm: Park Avenue Securities LLC
Name:
AUM: $1
T12:
Location: Columbia, SC
Move Date: 02/12/2021
New Firm: LPL Financial
Old Firm: MML Investors Services, LLC
Name:
AUM: $48M
T12:
Location: Hopewell, VA
Move Date: 02/11/2021
New Firm: LPL Financial
Old Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Name:
AUM: $22.9M
T12:
Location: Kennersville, NC
Move Date: 02/10/2021
New Firm: LPL Financial
Old Firm: JPMorgan Chase & Co.
Name:
AUM: $46.3M
T12:
Location: Metairie, LA
Move Date: 02/09/2021
New Firm: LPL Financial
Old Firm: First Command Financial
Name:
AUM: $22.3M
T12:
Location: Bellevue, NE
Move Date: 02/08/2021
New Firm: LPL Financial
Old Firm: Edward Jones
Name:
AUM: $15.9M
T12:
Location: Murfreesboro, TN
Move Date: 02/07/2021
New Firm: LPL Financial
Old Firm: CUSO Financial Services, L.P.
Name:
AUM: $80.4M
T12:
Location: Fair Oaks, CA
Move Date: 02/06/2021
New Firm: LPL Financial
Old Firm: Citigroup Global Markets Inc.
Name:
AUM: $1
T12:
Location: Somers, NY
Move Date: 02/05/2021
New Firm: LPL Financial
Old Firm: Cadaret, Grant & Co., Inc.
Name:
AUM: $33.4M
T12:
Location: Buffalo, NY
Move Date: 02/04/2021
New Firm: LPL Financial
Old Firm: Avantax Investment Services, Inc.
Name:
AUM: $1.8M
T12:
Location: Midland, TX
Move Date: 02/03/2021
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $68.7M
T12:
Location: North East, PA
Move Date: 02/02/2021
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $41.6M
T12:
Location: Stuart, FL
Move Date: 02/01/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $30.2M
T12:
Location: Greer, SC
Move Date: 01/02/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $41M
T12:
Location: Conshohocken, PA
Move Date: 01/01/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $40.6M
T12:
Location: San Dimas, CA
Move Date: 01/02/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $46.7M
T12:
Location: Missoula, MT
Move Date: 01/03/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $50.4M
T12:
Location: Great Falls, MT
Move Date: 01/04/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $31.4M
T12:
Location: Montrose, CO
Move Date: 01/05/2021
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $255.3M
T12:
Location: Long Beach, CA
Move Date: 01/06/2021
New Firm: LPL Financial
Old Firm: United Planners’ Financial Services of America
Name:
AUM: $9.4M
T12:
Location: Issaquah, WA
Move Date: 01/07/2021
New Firm: LPL Financial
Old Firm: Triad Advisors LLC
Name:
AUM: $47.9M
T12:
Location: Fairfield, CT
Move Date: 01/08/2021
New Firm: LPL Financial
Old Firm: Sigma Financial
Name:
AUM: $94.4M
T12:
Location: Bloomfield Hills, MI
Move Date: 01/09/2021
New Firm: LPL Financial
Old Firm: Sigma Financial
Name:
AUM: $117.2M
T12:
Location: Arvada, CO
Move Date: 01/10/2021
New Firm: LPL Financial
Old Firm: Securities America, Inc.
Name:
AUM: $43.7M
T12:
Location: Scottsdale, AZ
Move Date: 01/11/2021
New Firm: LPL Financial
Old Firm: Securian Financial Services, Inc.
Name:
AUM: $6.7M
T12:
Location: Seattle, WA
Move Date: 01/12/2021
New Firm: LPL Financial
Old Firm: Raymond James
Name:
AUM: $34.6M
T12:
Location: Muskogee, OK
Move Date: 01/16/2021