New Firm: Raymond James
Old Firm: Wells Fargo
Name: Steven and Jeremy Friedman (d.b.a. Friedman Financial Partners )
AUM: $130M
T12:
Location: Omaha, NE
Move Date: 04/27/2017
New Firm: Hightower
Old Firm: Merrill Lynch
Name: Tom Parker, Patrick Dugan, Paul Spencer,Tommy Parker (d.b.a. PDS Wealth Management)
AUM: $160M
T12:
Location: West Palm Beach, FL
Move Date: 05/19/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: June D. Strunk, Shane F. O’Brien, Lisa M. Cayer (d.b.a. The Mystic Harbor Group)
AUM: $300M
T12:
Location: Mystic, CT
Move Date: 05/18/2017
New Firm: Raymond James
Old Firm: D.A. Davidson & Co.
Name: Ken Robbins & Kathy Roshay (d.b.a. Robbins Roshay Advisors of Raymond James)
AUM: $175M
T12:
Location: Los Angeles, CA
Move Date: 05/17/2017
New Firm: Weaver Consulting Group, LLC
Old Firm: Ameriprise
Name: Jason M. Weaver (d.b.a The Weaver Group)
AUM: $225M
T12: $2M
Location: Huntington Beach, CA
Move Date: 05/17/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: June Strunk and Shane O’Brien
AUM: $340M
T12: $1.8M
Location: Mystic, CT
Move Date: 05/16/2017
New Firm: Bolton Global Capital
Old Firm: Merrill Lynch
Name: Euclides Moreno (d.b.a. The Moreno Wealth Management Group)
AUM: $650M
T12: $6.4M
Location:
Move Date: 05/02/2017
New Firm: Raymond James
Old Firm: Oppenheimer
Name: Richard Grobman
AUM: $420M
T12:
Location: Philadelphia, PA
Move Date: 04/28/2017
New Firm: Morgan Stanley
Old Firm: Citigroup
Name: Ricardo Bembibre, Rodolfo Garza, Juan Conway and Roberto Gamarra
AUM: $500M
T12:
Location: Miami, FL
Move Date: 05/12/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: UBS
Name: Donna Kane
AUM: $105M
T12:
Location: Stockton, CA
Move Date: 05/15/2017
New Firm: Sepio Capital, LLC
Old Firm: Merrill Lynch
Name: Roger Carter, Josh Carter and Donald “Brad” Edgren (d.b.a. Sepio Capital, LLC)
AUM: $4.5B
T12: $13M
Location: San Francisco, CA
Move Date: 05/15/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Mark Pojednic
AUM: $193.6M
T12: $657.1K
Location: New York, NY
Move Date: 05/11/2017
New Firm: Steward Partners
Old Firm: UBS
Name: Ali Mandalinci
AUM: $130M
T12: $950K
Location: Boston, MA
Move Date: 05/04/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Stephen Spector & Peter Frisch (d.b.a. Spector & Frisch Private Wealth Management)
AUM: $450M
T12: $2.2M
Location: Boston, MA
Move Date: 04/27/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Beth Sweeney & Eric Sweeney (d.b.a. Sweeney Wealth Management Group)
AUM: $82M
T12: $700K
Location: Boston, MA
Move Date: 04/27/2017
New Firm: J.P. Morgan
Old Firm: Morgan Stanley
Name: David Rumrill
AUM: $310M
T12:
Location: Boston, MA
Move Date: 04/20/2017
New Firm: J.P. Morgan
Old Firm: UBS
Name: Brad Hamlin, Brad Fine and Carl Pestelos
AUM: $400M
T12:
Location: Los Angeles, CA
Move Date: 05/03/2017
New Firm: Hilltop Securities
Old Firm: LPL Financial
Name: J. Stanley Mathis
AUM:
T12:
Location: Dallas, TX
Move Date: 05/10/2017
New Firm: Hilltop Securities
Old Firm: Morgan Stanley
Name: Victor F. Medina (Senior Vice President, Branch Manager)
AUM:
T12:
Location: Fort Worth, TX
Move Date: 04/24/2017
New Firm: UBS
Old Firm: Merrill Lynch
Name: Michael Miremadi, Christopher Heintz and Teresa Uzeta
AUM: $200M
T12: $2M
Location: Seal Beach, CA
Move Date: 05/05/2017
New Firm: LPL Financial
Old Firm: Merrill Lynch
Name: Ira Katz, Daniel McNicholas, John Scala and Bryce Wilinski (d.b.a. The Choice Group Wealth Management)
AUM: $420M
T12:
Location: Melville, NY
Move Date: 04/28/2017
New Firm: Jefferies
Old Firm: Wells Fargo
Name: Marcelo Poliak, Pablo Gherardi, Guillermo Guerra, Nicholas Coubrough
AUM: $1.5B
T12: $7.3M
Location: Miami, FL
Move Date: 05/05/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Justin Ferdula
AUM:
T12:
Location: New York, NY
Move Date: 05/08/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Sam Maxwell III (d.b.a. Executive Wealth Group)
AUM: $275M
T12:
Location: Kirkland, WA
Move Date: 04/12/2017
New Firm: Janney Montgomery Scott
Old Firm: PNC
Name: Elizabeth Freeman
AUM: $25.7M
T12: $389K
Location: York, PA
Move Date: 05/03/2017
New Firm: Janney Montgomery Scott
Old Firm: RBC
Name: Steve Victor, Lisa Fouraker (d.b.a. Victor Fouraker Wealth Management)
AUM: $175M
T12: $1.1M
Location: Radnor, PA
Move Date: 05/04/2017
New Firm: Janney Montgomery Scott
Old Firm: Wells Fargo
Name: David Moss
AUM: $90.2M
T12: $616.9K
Location: Fairfield, CT
Move Date: 04/24/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Raymond James
Name: Mark Kopkin and Scott Englehardt
AUM: $160M
T12:
Location: Atlanta, GA
Move Date: 05/04/2017
New Firm: Wells Fargo
Old Firm: J.P. Morgan
Name: Amir Alishahi
AUM:
T12:
Location: Los Angeles, CA
Move Date: 04/28/2017
New Firm: Ameriprise
Old Firm: Wells Fargo
Name: Thomas Hughes and Bill Steele
AUM: $239M
T12:
Location: Dallas, TX
Move Date: 05/17/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Michael Jeppson
AUM: $400M
T12:
Location: Manhattan Beach, CA
Move Date: 02/07/2017
New Firm: Hightower
Old Firm: Wells Fargo
Name: Mark F. Burns (Managing Director of Synergy Capital Solutions)
AUM: $300M
T12:
Location: Chicago, IL / Naples, FL / Bloomfield Hills, MI
Move Date: 05/01/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: UBS
Name: Michael Nimmo, Christian Nimmo & Rachel Nimmo
AUM: $100M
T12:
Location: Janesville, WI
Move Date: 04/28/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Walter H. Stamper III
AUM: $147M
T12:
Location: Chattanooga, TN
Move Date: 03/24/2017
New Firm: Snowden Lane
Old Firm: Merrill Lynch
Name: Larry Barocas and Debbie Ury (d.b.a. Strategic Management Group)
AUM: $150M
T12:
Location: San Antonio, TX
Move Date: 04/25/2017
New Firm: Ameriprise
Old Firm: Merrill Lynch
Name: Jordan Plaster, Clark Scarvey and Harry Shumaker
AUM: $333M
T12:
Location: Tuscaloosa, AL
Move Date: 04/21/2017
New Firm: Hightower
Old Firm: UBS
Name: Todd Baker, Bradley S. Harvey, Jack T. York, and James R. Young III (d.b.a. Resolute Investment Advisors)
AUM: $500M
T12:
Location: Colorado Springs, CO
Move Date: 04/21/2017
New Firm: RBC
Old Firm: UBS
Name: Tracey Schusterman and Rosa Mazzone
AUM: $375M
T12:
Location: New York, NY
Move Date: 04/21/2017
New Firm: Janney Montgomery Scott
Old Firm: Merrill Lynch
Name: Joseph Sheehan
AUM: $101.2M
T12: $605.5K
Location: New York, NY
Move Date: 04/20/2017
New Firm: Morgan Stanley
Old Firm: Wells Fargo
Name: Christopher Apgar
AUM: $318M
T12: $1.7M
Location: New York, NY
Move Date: 04/21/2017
New Firm: Morgan Stanley
Old Firm: Merrill Lynch
Name: Michael Borsello
AUM: $132M
T12: $713K
Location: Paramus, NJ
Move Date: 04/21/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Daniella R. Rand (d.b.a. The Rand Group)
AUM:
T12:
Location: San Francisco, CA
Move Date: 04/07/2017
New Firm: RBC
Old Firm: Merrill Lynch
Name: Joe Peche
AUM: $300M
T12:
Location: Wayzata, MN
Move Date: 04/19/2017
New Firm: Hightower
Old Firm: Wells Fargo
Name: Thomas Volpini, Derek Bock
AUM: $175M
T12:
Location: Buffalo, NY
Move Date: 04/17/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: David C. Anderson, George L. Hall II
AUM: $400M
T12:
Location: Greensboro, NC
Move Date: 03/09/2017
New Firm: Janney Montgomery Scott
Old Firm: Columbia Threadneedle Investments
Name: Richard J. Ballou, Vice President/Branch Manager
AUM:
T12:
Location: Atlanta, GA
Move Date: 03/29/2017
New Firm: Raymond James
Old Firm: Wells Fargo
Name: John Watts, Steuart Evans Jr., Russell Henshaw and Bradford Flowers
AUM: $700M
T12: $3.8M
Location: Huntsville, AL
Move Date: 03/17/2017
New Firm: Bolton Global Capital
Old Firm: JPMorgan Chase & Co.
Name: Agustin De Estrada, Manuel Lecour
AUM: $200M
T12:
Location: Miami, FL
Move Date: 04/10/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Craig Parker
AUM: $138M
T12:
Location: Rosevilla, CA
Move Date: 03/20/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: Brad Bersh, Terrence McCreanor and Dana Messina
AUM: $385M
T12:
Location: Marco Island, FL
Move Date: 02/09/2017
