Recruiting Wire Scoreboard

Track the winners and losers in this running tally of recruitment acquisitions.

Recruiting Winners
AUM ($ MLN)
1. LPL Financial
$13,461
2. Stifel Nicolaus & Co.
$13,411
3. Dynasty Financial Partners
$8,855
4. Raymond James
$7,187
5. First Republic
$5,505
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch
$19,369
2. Wells Fargo
$11,454
3. Morgan Stanley
$11,408
4. UBS
$6,645
5. Ameriprise
$2,440
Recruiting Champs (net)
AUM ($ MLN)
1. Stifel Nicolaus & Co.
$13,393
2. LPL Financial
$11,647
3. Dynasty Financial Partners
$8,855
4. Raymond James
$5,976
5. First Republic
$5,505

Recruiting Wire

Explore who’s jumping where and see which firms are winning the recruiting wars with our running list of advisor moves.

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New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Robert Walker
AUM: $20M
T12:
Location: Hot Springs, AR
Move Date: 07/18/2019
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Brad Jolly
AUM: $61M
T12:
Location: Hot Springs, AR
Move Date: 07/18/2019
New Firm: Steward Partners
Old Firm: JPMorgan Chase & Co.
AUM: $225M
T12:
Location: Dallas, TX
Move Date: 07/12/2019
New Firm: Raymond James
Old Firm: Morgan Stanley
AUM: $500M
T12:
Location: Vero Beach, FL
Move Date: 07/11/2019
New Firm: Kingsview Asset Management
Old Firm: Edward Jones
Name: Joe Faulk
AUM: $35M
T12:
Location: Crestview, FL
Move Date: 07/11/2019
New Firm: VisionPoint Advisory Group
Old Firm: LPL Financial
Name: Tim Thurston
AUM:
T12:
Location: Dallas, TX
Move Date: 07/01/2019
New Firm: VisionPoint Advisory Group
Old Firm: LPL Financial
Name: Adam Prewett
AUM:
T12:
Location: Plano, TX
Move Date: 07/01/2019
New Firm: LPL Financial
Old Firm: Commonwealth
Name: Ron Jaeger (Gladstone Advisors)
AUM: $200M
T12:
Location: Rumson, NJ
Move Date: 07/11/2019
New Firm: LPL Financial
Old Firm: CUNA Brokerage Services
Name: Suffolk Wealth Management
AUM: $110M
T12:
Location: Medford, NY
Move Date: 07/11/2019
New Firm: Prospera Financial Services
Old Firm: Edward Jones
Name: Shane Goff
AUM: $87M
T12:
Location: Lafayette, LA
Move Date: 06/28/2019
New Firm: Stifel Nicolaus & Co.
Old Firm: FSC Securities
Name: Sean Westbrook
AUM: $55M
T12:
Location: Pueblo, CO
Move Date: 06/28/2019
New Firm: Stifel Nicolaus & Co.
Old Firm: Oppenheimer
Name: Robert Rix
AUM: $63M
T12:
Location: Grand Rapids, MI
Move Date: 06/27/2019
New Firm: Stifel Nicolaus & Co.
Old Firm: Wells Fargo
Name: Jay Mastilak
AUM: $180M
T12:
Location: Pittsburgh, PA
Move Date: 06/26/2019
New Firm: Wells Fargo
Old Firm: Merrill Lynch
Name: Michael T. Waldron
AUM: $100M
T12:
Location: Florham Park, NJ
Move Date: 06/28/2019
New Firm: LPL Financial
Old Firm: UBS
AUM: $350M
T12:
Location: Marlton, NJ
Move Date: 07/02/2019
New Firm: Sanctuary Wealth
Old Firm: Merrill Lynch
AUM: $626M
T12:
Location: Indianapolis, IN
Move Date: 06/28/2019
New Firm: Seventy2 Capital
Old Firm: Morgan Stanley
Name: James Neal Washington III
AUM: $20M
T12:
Location: Bethesda, MD
Move Date: 06/27/2019
New Firm: LPL Financial
Old Firm: Waddell & Reed
Name: Jake Murray, Mike Canavan and Jill Phillips
AUM: $126.8M
T12:
Location: Idaho Falls, ID
Move Date: 05/23/2019
New Firm: LPL Financial
Old Firm: FSC Securities
Name: Steve Case, Evan Pawloski and Adam Weiner
AUM: $110M
T12:
Location: Bloomfield Hills, MI
Move Date: 05/09/2019
New Firm: LPL Financial
Old Firm:
Name: Peter Heilbron
AUM: $50M
T12:
Location: Sherman Oaks, CA
Move Date: 04/01/2019
New Firm: LPL Financial
Old Firm: Merrill Lynch
Name: Brent Brookshire and BJ Brookshire
AUM: $83.8M
T12:
Location: Lufkin, TX
Move Date: 04/15/2019
New Firm: LPL Financial
Old Firm: CUSO Financial Services, L.P.
Name: Gina Bayer and Sam Solgan
AUM: $166.1M
T12:
Location: Capitola, CA
Move Date: 03/29/2019
New Firm: LPL Financial
Old Firm: Northwestern Mutual Investment Services, LLC
Name: John Mara and Shaun Feldeisen
AUM: $140.3M
T12:
Location: Boston, MA
Move Date: 02/15/2019
New Firm: LPL Financial
Old Firm: Infinex
Name: Peter Kaslauskas
AUM: $73.7M
T12:
Location: Southbridge, MA
Move Date: 11/13/2018
New Firm: LPL Financial
Old Firm: Wells Fargo
Name: Karl Preheim
AUM: $42M
T12:
Location: Fresno, CA
Move Date: 12/06/2018
New Firm: LPL Financial
Old Firm:
Name:
AUM: $23.7M
T12:
Location: Bradenton, FL
Move Date: 01/02/2019
New Firm: LPL Financial
Old Firm: LaSalle St. Securities
Name: Bart Irwin and Larry Rolland
AUM: $53.6M
T12:
Location: Kokomo, IN
Move Date: 01/15/2019
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $67.4M
T12:
Location: Rolling Hills Estate, CA
Move Date: 06/17/2019
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $12.1M
T12:
Location: Hilliard, OH
Move Date: 06/17/2019
New Firm: LPL Financial
Old Firm: Waddell & Reed
Name:
AUM: $9.2M
T12:
Location: Indianapolis, IN
Move Date: 06/17/2019
New Firm: LPL Financial
Old Firm: Waddell & Reed
Name:
AUM: $27.1M
T12:
Location: Colorado Springs, CO
Move Date: 06/17/2019
New Firm: LPL Financial
Old Firm: Valmark Advisors
Name:
AUM: $37.7M
T12:
Location: Grand Rapids, MI
Move Date: 06/17/2019
New Firm: LPL Financial
Old Firm: Summit Brokerage Services
Name:
AUM: $60.1M
T12:
Location: Spring Hills, FL
Move Date: 06/16/2019
New Firm: LPL Financial
Old Firm: Summit Brokerage Services
Name:
AUM: $58.9M
T12:
Location: El Segundo, CA
Move Date: 06/15/2019
New Firm: LPL Financial
Old Firm: Securities America
Name:
AUM: $14.8M
T12:
Location: Lees Summit, MO
Move Date: 06/14/2019
New Firm: LPL Financial
Old Firm: Raymond James
Name:
AUM: $85.4M
T12:
Location: Winnie, TX
Move Date: 06/13/2019
New Firm: LPL Financial
Old Firm: Northwestern Mutual Investment Services, LLC
Name:
AUM: $34.4M
T12:
Location: South Glastonbury, CT
Move Date: 06/12/2019
New Firm: LPL Financial
Old Firm: LifeMark Securities Corp.
Name:
AUM: $6.7M
T12:
Location: Horton, MI
Move Date: 06/11/2019
New Firm: LPL Financial
Old Firm: FSC Securities
Name:
AUM: $10.3M
T12:
Location: Sarasota, FL
Move Date: 06/10/2019
New Firm: LPL Financial
Old Firm: FSC Securities
Name:
AUM: $37.9M
T12:
Location: Ellisville, MO
Move Date: 06/09/2019
New Firm: LPL Financial
Old Firm: Edward Jones
Name:
AUM: $27.6M
T12:
Location: Grove,OK
Move Date: 06/08/2019
New Firm: LPL Financial
Old Firm: Edward Jones
Name:
AUM: $9.5M
T12:
Location: Brunswick, ME
Move Date: 06/07/2019
New Firm: LPL Financial
Old Firm: Edward Jones
Name:
AUM: $24.5M
T12:
Location: Bowling Green, KY
Move Date: 06/06/2019
New Firm: LPL Financial
Old Firm: BMO Harris Financial Advisors
Name:
AUM: $20.2M
T12:
Location: Madison, CT
Move Date: 06/05/2019
New Firm: LPL Financial
Old Firm: Axa Advisors
Name:
AUM: $37.9M
T12:
Location: Aledo, TX
Move Date: 06/04/2019
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $107.3M
T12:
Location: Ridgefield, CT
Move Date: 06/03/2019
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $17.8M
T12:
Location: Littleton, CO
Move Date: 06/02/2019
New Firm: LPL Financial
Old Firm: Ameriprise
Name:
AUM: $97.4M
T12:
Location: Guilford, CT
Move Date: 06/01/2019
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $17.3M
T12:
Location: Sarasota, FL
Move Date: 05/31/2019
New Firm: LPL Financial
Old Firm: Wells Fargo
Name:
AUM: $4M
T12:
Location: San Diego, CA
Move Date: 05/31/2019

Rankings are current year-to-date and based on assets recruited, assets of departing advisors and net new assets of hires minus assets of those who have left. Data based on publicly available moves as listed in the Recruiting Wire.

Source: AdvisorHub reporting, BrokerCheck data, other publications and announcements since January 1, 2016. Transitions are listed as they are made public.