In the span of a career, most successful financial advisors will have the opportunity to join a new firm. Switching firms can be exciting, but it can also open the door to legal issues. If you’re considering a move, ask yourself these questions to determine if it makes sense for you.
Ele joined Stifel after a thorough due diligence process where she experienced our advisor-first culture, our thriving entrepreneurial environment, and the freedom to lead and grow without being micro-managed.
A reckoning over how U.S. financial advisors are paid is fast approaching. The industry is heading toward a European/private banking…
After a daunting year for forecasters of all stripes, political and financial, I am plowing ahead fearlessly, if not foolishly,…
Leaving the team behind when changing firms presents added legal challenges.
Just as the market for China investments proved to be wildly overheated, so too is the market for recruiting top financial advisors.