Early decisions that are made at the broker-dealer, most often before you are even aware of the termination, can affect you for as long as you remain in the industry.
If you’ve grown your RIA firm to the point at which you’re contemplating the idea of an acquisition, congratulations! The fact that you’ve reached this milestone reflects well upon your skills as a business owner, and suggests that you’re also a successful advisor to your clients.
These charts are particularly relevant to the tax landscape of 2018., and Mark Spina, Head of Advisor & Intermediary Solutions at Russell Investments, believes advisors who care about taxes should take a few minutes to understand them.
Find out what heavy-hitting RIAs are using technology for and what software components go into the technology stack for the most successful advisors.
This article will discuss the importance of the risk and suitability assessment and the need for meaningful discussion with the client in order to construct and update an objective investment strategy that meaningfully takes all of the client’s information and objectives into consideration.
At Stifel, we take a different approach – we want to insure we are a quality cultural fit for you and your clients, then we insure we have the capabilities to meet your needs.
Commentary from Bernie Kavanagh on the ever changing global trade debate.
Elements such as firm size, history of the firm, and ownership structure, none of which are easy to change, are cultural elements that can serve as indicators of future strength or how an advisor may be treated when they seek support and assistance.