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This Week’s Top: Morgan Stanley Outage, Firms Delay Comp Changes, and More
UBS Hires Morgan Stanley Producing Manager, Loses Brokers to Independence
Morgan Stanley Delays Tougher Pay Hurdles, Wells Stays Higher Customer Fees
Morgan Stanley CEO Assures Employees of Near-term Job Security
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Advisor Moves
UBS Hires Morgan Stanley Producing Manager, Loses Brokers to Independence
Veteran UBS Manager Meraz to Exit in L.A., Firm Hires Vegas Duo from Merrill
First Republic Nabs UBS Recruiting Head
$2-Million Merrill Producer in L.A. Moves Mid-Crisis to Rockefeller
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Enforcement
Oppenheimer to Pay $4.7 Mln for UIT Rollover Violations
Credit Suisse to Pay $6.5 Mln for Direct Market-Access Violations
J.P. Morgan, Schwab Win Orders Handcuffing Breakaway Brokers
Merrill, Raymond James to Pay $12 Million for 529 Plan Sales Violations
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Opinion
Opinion: Coronavirus – What Advisors Need to Know
Opinion: Investors Conquered Fees but Not Their Own Behavior
Investor Confidence in Stocks Rightly Declines: Opinion
Opinion: Schwab’s Zero Commission Decision Challenges Its RIA Clients
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Fintech News
Robinhood Suffers Online Outage With Market Advancing After Rout
Goldman Plows More Funding Into No-Code Software Startup
Goldman Loses Crypto Czar as Another Tech Partner Departs Bank
Visa’s Plaid Takeover Signals Wave of Fintech Deal Making
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From the Publisher
Coronacrash Update: LPL Financial’s Rich Steinmeier & Tony Sirianni
Coronacrash Update: Ameriprise Financial’s Jim Cracchiolo & Tony Sirianni
Janney’s Jerry Lombard – Coronacrash Update with Tony Sirianni
Timely Interview with Penny Pennington and AdvisorHub CEO Tony Sirianni
Steward Partners’ Jim Gold – Coronacrash Update with Tony Sirianni
B. Riley Wealth Management’s Chuck Hastings – Coronacrash Update with Tony Sirianni
Sirianni: ETrade Deal — What Does it Mean for Advisors?
Shirl Penney Opens Up About Envestnet Deal
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