In latest restraining order lawsuit, firm accuses brokers who produced $3 million of telling clients about their plans the evening before leaving for Raymond James.
To receive 2017 bonus money, brokers must sign contracts prohibiting them from contacting former clients (and other UBS employees) for a year if they leave.
Court extends restraining order preventing Florida broker Daniel Abel from calling clients and orders expedited Finra hearing.
A Florida broker who the firm successfully accused of using its “trade secrets” to contact customers, cites a case in which it argued precisely the opposite.
Advisor is believed to be the largest producer to have left Morgan Stanley since its exit from the Protocol for Broker Recruiting.
County court judge in central Texas turns down Morgan Stanley’s attempt to prevent veteran father-son team from contacting their former clients.
A Florida federal judge supplements her order with an unusual 14-page decision that lawyers said could be cited in other cases.
Oversight of the recruiting agreement passes to expert-witness firm following complaints about the former administrator’s ties to big firms.
Accuses demoted Florida broker who left two weeks ago of using confidential information to solicit clients who kept some $18 million with the firm.