Virginia advisor who joined an LPL-affiliated firm two years ago agrees to refrain from further calling former clients, even if he had contact information from memory, but avoids monetary penalties.
Vicky Ge Huang
Vicky Ge Huang is a reporter for AdvisorHub. Prior to joining AdvisorHub, she covered the US wealth and asset management industries for Citywire USA. Previously, she covered the technology, media and telecommunications sector for The Street and The Deal as well as breaking news for The Associated Press. Vicky graduated from Columbia Journalism School in May 2016. Follow her on Twitter @Vlajournaliste for the latest updates.