Michigan broker with almost 50 years of industry experience accepted a three-month suspension and $5,000 fine for making over a hundred trades without permission, according to the regulator.
Vicky Ge Huang
Vicky Ge Huang is a reporter for AdvisorHub. Prior to joining AdvisorHub, she covered the US wealth and asset management industries for Citywire USA. Previously, she covered the technology, media and telecommunications sector for The Street and The Deal as well as breaking news for The Associated Press. Vicky graduated from Columbia Journalism School in May 2016. Follow her on Twitter @Vlajournaliste for the latest updates.